[Prefatory Note: The post below is an introduction to a series of articles on the theme of assessing the Arab Spring jointly written with the prominent Turkish scholar, Bülent Aras, whose bio-sketch appears below. It was published in the Third World Quarterly, 37 (No. 12): 2258-2334 (2016).]
Five Years after the Arab Spring: A Critical Evaluation
Bülent Aras and Richard Falk
a Professor of International Relations, Sabancı University, Turkey bRichard Falk is Albert G. Milbank Professor of International Law Emeritus, Princeton University, United States.
[Abstract: A new political geography has emerged in the Middle East and North Africa (MENA) after the Arab Spring. The transformative impact of the popular upheavals appeared to put an end to long-term authoritarian regimes. Today, the region is far from stable since authoritarian resilience violently pushed back popular demands for good governance and is pushing to restore former state structures. However, the collective consciousness of the popular revolts endures, and a transformative prospect may emerge on the horizon. The chaotic situation is the result of an ongoing struggle between those who seek change and transformation and others in favor of the status quo ante. A critical evaluation of the Arab Spring after five years indicates a continuous process of recalculation and recalibration of policies and strategies. There are alternative routes for an eventual settlement in the MENA region, which are in competition against both regional and transregional quests for a favorable order.]
The transformative impact of the Arab Spring on the Middle East and North Africa (MENA) symbolizes a turning point in the recent history of the region. The change is obviously visible, although five years is not long enough to see the full effects of a popular movement with the transformative goals of the Arab Spring. The protests and the immediate aftershocks remain confined within regional boundaries, which affect only Arab countries, although the anti-authority discourse has reached a wider resonance. In this sense, one obvious dimension of this novel political development has been the “Arabness” of its core mobilization.
In more specific terms, the MENA region faces transformations on a range of fronts, from state-society relations to resilience of authoritarian regimes, from state failures to shifting alliances in the region. This complex picture is the result of interaction and socialization of new and old actors in the domestic to regional and regional to global flows. The domestic environments in the regional contagion range from failed transitions to civil wars, while regional order as a whole is almost a perfect example of “the anarchical society” without the existence of any overarching authority and institution capable of enforcing rules and establishing order.
On the domestic fronts, the Arab Spring brought the analyses of democratization and robustness of authoritarianism to the fore with a rich variety of cases for discussion. We put forward the idea that the Arab Spring represents a search of the masses under authoritarian regimes for honor, dignity, liberty, good governance, and accountability of rulers. These uprisings created a new collective consciousness or subjectivity strongly influenced by the transnational diffusion of international norms of governance, freedom, and equality. The uprisings in various authoritarian states thus made sense beyond the geography of immediate impact and created a strong transnational impetus for change in a series of countries outside the Arab World. The demands for change, search for representation, and struggle for honor created a new collective consciousness that provides motivation, solidarity, belief, and strategy in various national contexts to engage in similar struggles against rulers. Societal groups enjoy the empowerment of sub-state actors and benefit from state vulnerabilities in undertaking political initiatives within authoritarian settings. The opposition to authoritarian rule also finds its expression in a relatively democratized context, giving rise to further political demands, especially for stronger societal participation. Throughout the different phases of the Arab Spring, the masses have faced several challenges and difficulties associated with imposing their new collective consciousness on rule and transforming authoritarian regimes in desired directions.
The first challenge was the robustness of authoritarianism in the Middle East and the differential ability of rulers to learn and recalibrate policies to preserve their hold on power. Second has been the lack of support from the international community in the struggle for freedom and liberties despite the fact that these ideas have been promoted with “universal” validity. The third challenge has been the fragility and fracturing of the societal consensus that has unleashed the uprisings, which underscores the vitality of sustainable coalitions that could have functioned as a social glue for realizing the transformative goals in its aftermath. The original consensus that gave rise to the new collective consciousness was severely challenged and even broken in some cases when it came to reforming the governing process along more democratic lines. When the popular expectations accompanying the uprising were dashed, active social forces backing the revolution became divided and certain elements indeed turned against the revolution to settle for what has been a reversal of the uprisings in the form of a counterrevolutionary backlash. This was actually what happened in Egypt after the election and overthrow of President Mohammed Morsi of the Muslim Brotherhood.
The reactions of the ruling regimes vary according to their receptivity and resistance to the transformative claims set forth by the new collective consciousness. The Arab Spring has also been a learning process for all sides in terms of new calculations, recalibration of policies, and the development of effective strategies to cope with the new political atmosphere. The rulers and establishment elites as well as the popular movements also face fundamental challenges. Above all is the challenge of meeting societal demands for change in the domestic political order and the governing process. A second challenge concerns the transnational nature of the Arab Spring. This makes countries vulnerable to the potentially subversive transnational diffusion of the new collective consciousness. Inside/outside differences in policy-making have been more fluid than ever during this period. A third challenge has arisen when Arab rulers have found themselves with a capacity and incentive to exert an influence for or against the transformation of other states while at the same time facing a similar situation at home. Attitudes toward transformation of neighbors usually conform to the positions adopted at home. Rulers tend to support resistance to change outside if they adopt status quo policies at home: Most leaders seek outcomes that resemble as much as possible their domestic policies and are in conformity with their interests.
The fourth set of challenges may be the most confusing. The new transnational web of regional and international relations occurs within an atmosphere of flexible alliances and shifting alignments and priorities. Yesterday’s enemy may selectively become today’s friend. The contradictions and multiple dimensions of conflict that have risen to the surface in Syria during the last five years highlight this concern. A number of countries in the Middle East, especially Saudi Arabia, have reacted to the situation elsewhere in the region to raise firewalls to protect their hold on power at home. A fifth set of challenges follows from the involvement of global political actors, mainly Russia, China, the European Union, and the United States. The aspirations of these actors are not always clear, and may alter under pressure and in response to national shifts in the balance of forces. This further complicates an assessment of internal strife, exhibiting both mixed signals coming from some of these actors and rigid attitudes from others. The relations of Middle Eastern countries with these external actors have often become strained by the shifts and turns in response to the Arab Spring.
The Arab Spring is now at a critical phase as both popular forces and the ruling elites are recalculating their policies and reshaping attitudes toward change and the option of resistance. This is a distinctive moment in history that is showing the limits of creativity to meet the challenges of the Arab Spring, which ranges from the particularistic such as determining the future of Bashar al-Assad in Syria to broader issues of the role of Islamism such as the legitimacy and role of the pro-democracy Ennahda movement in Tunisia. The mobilization of new political movements in Iraqi Kurdistan and Northern Syria, or the Saudi attempts to empower the administration in Bahrain and shape an anti-Houthi outcome in Yemen also undermine the political order of the region in different ways. It is possible to analyze the Arab Spring within four subsystems, categorizing their adaptability and resistance to the diffusion of transnational values. The four categories that we set forth are the Arab I and Arab II, Turkish-Iranian complex, and Kurdish de facto autonomy systems.
The Arab System I refers to those Arab states that share the commonalities of high population and low natural resources. These countries have been vulnerable to popular revolts and possess a limited ability to address societal challenges through peaceful means. The Arab System II consists of Arab states having a small population and a strong resource base. They exert more control over societal demands and also enjoy surplus financial capacity to influence political outcomes in other countries. The societal demands are more basic in terms of democratization and appropriation of civil rights and liberties. The state-society tension, in general, has risen to unstable levels and in some cases has led to the outbreak of civil war. One could depict several sub-regions within these subsystems. Furthermore, these two Arab configurations of states are not mutually exclusive. There occur complex and multiple interactions with each other that are further complicated by extra-regional involvements. The “Syriraq” crisis, the rise of Daesh, and the Saudi-led coalition’s air war against Yemen, among others, are issues concentrated in the Arab System I, although these events are also of clear relevance to the Gulf Kingdoms of the Arab System II that are preoccupied with maximizing authoritarian survival beyond their own borders, and devote resources to ensuring the persistence of an authoritarian neighborhood.
The Turkish-Iranian system is different than the Arab systems in reference to political institutions and societal demands. The 1979 revolution put an end to the authoritarian monarchy in power, replacing it with Islamic rule. Iran has regular elections, a diverse civil society, and a functioning parliament. Despite these moderating features of the governing process, the Iranian opposition seeks greater democratization, protection of human rights and basic freedoms. Thus the fundamental questions in Iranian politics are how to secure free and fair elections, political liberalization, the empowerment of civil society and politicians, and normalization of relations with the West against the stronghold of the establishment. In 2009, people protested against the presidential elections with the slogan “Where is my vote?”, yet were suppressed in the name of raison d’etat. The Iran nuclear deal seems to be a game changer since it carries the potential to put an end to Iran’s international isolation and turn Iran into a legitimate actor in regional politics. Iran’s new status helped it to have a psychological upper hand in the course of the scaling down of the U.S. presence in the Middle East, which lessens the likelihood of any new hegemonic order in the region for the foreseeable future. The region will now become even more prone to rivalries, conflicts, and protracting crises as regional actors pursue contradictory goals. This is what has happened during the five years after the Arab Spring. The geopolitics of the Middle East is now being manipulated predominantly within a framework of sectarian conflict and the overall rivalry between Saudi Arabia and Iran for regional influence.
The Turkish situation is more about the enhancement of democracy, fine-tuning, and active participation in decision-making processes and a fundamental emphasis on economic development.. The societal demands are centered on the call for transparency, accountability, freedom of expression, and further civil rights. There is also an issue of cultural and language rights sought by Kurdish political forces. The Gezi Park protests in 2013 are exemplary in this sense of Turkish unrest. Young people resisted the building of a shopping mall in one of the few green parks in the urban center of Istanbul. The Turkish subsystem, compared to the others, despite its shortcomings, comes closest in the region to institute a democratic order. Turkey has taken strides in good governance and economic development, but has ever since been haunted by the quest for sustaining a democratic transition. In that sense, societal demands for better representation, checks on the political leadership, and the desire to control and limit political excesses fits into the general spirit of the new collective consciousness that has already been in motion within the dynamics of the Turkish system. The challenging issues for Turkey are responding demands for wider representation, addressing growing societal polarization and consolidating democratic institutions against a counterproductive trend in favor of reaching political goals through violence in the Kurdish problem and an undefined social call for security in the face of terrorist attacks launched by the extremists including Daesh.
The failed attempted coup of July 15, 2016 in Turkey can be connected to the Arab Spring experience, including the aftermath, in several significant ways. The most obvious reverberation of 2011 was the degree to which the leader was able to summon the people of Turkey to exhibit historical agency by displaying their support for the existing government and sacrificing their bodies to uphold the elected political leaders of the country. At first glance, the contrasts with Egypt are most striking. In 2011, the Egyptian masses in their revolt against Mubarak’s rule proved themselves and to the world their historical agency by opposing an unelected authoritarian government, and following the overthrow of the regime in Tunisia, catalyzed uprisings throughout the region. Then in 2013, disappointed by the failures of the elected leadership to perform, the Egyptian people were again mobilized effectively, this time to support a military coup against the elected leadership. In these fundamental respects, what happened in Turkey on July 15th is the exact opposite of the second Egyptian uprising that brought General Sisi to power, an outcome later ratified by elections conducted unreliably in a post-coup atmosphere of repression focused on crushing the Muslim Brotherhood that had won the prior nationwide elections held in 2012.
The situation in Turkey remains uncertain as the aftermath of failed coup has created contradictory signals about what to expect from the perspective of stability, human rights and democracy. In the early post-coup atmosphere in Turkey was dominated by a problem unique to the region, the deep penetration of all governmental institutions by the Gulenists, the followers of Fethullah Gülen who resides in the U.S. This left the Turkish government led by its president Recep Tayyip Erdoğan with the formidable task of rebuilding the Turkish state without destroying Turkish democracy. On the one side, there are encouraging signals suggesting a new and welcome willingness of the main political parties to work together to preserve constitutional democracy in the country while restoring confidence in the security apparatus of the state. On the other side, there is challenging task of dealing with the detentions of Gülenist suspects from the various branches of government including the armed forces along with mass dismissals from educational institutions and an array of interferences with journalists and writers in a situation of state of emergency.
How these dramatic developments will play out in the region remains to be seen. Even before the coup, Turkey was engaged in a foreign policy reset, featuring successful efforts to renew normal diplomatic relations with Russia and Israel, which had become antagonistic in the prior five years. The Turkish relationship with the United States is also under unprecedented pressure due to the coup as its accused leader, Fethullah Gülen, resides in the United States. The Turkish government has formally requested extradition in accordance with a bilateral treaty, and whether it is granted or denied could affect the future of U.S./Turkish relations, as well as the coherence of NATO.
The Kurdish system is the most problematic challenge confronting Turkey. Although the Kurds do not have a state of their own, they have been empowered in their respective geographies during the Arab Spring, which has raised their expectations. Kurds are a minority group in Turkey, Iran, Syria, and Iraq. There are three Kurdish sub-systems emerging within the atmosphere of change and transformation in the Middle East. First is the Syrian-Iranian sub-system, which seems best characterized by war and survival. Second is the Iraqi subsystem, which is a quasi-state structure that faces the challenges of securing the autonomy and consolidation of political and economic order, which may require an opening up of its political structure to satisfy societal demands. Third is the Turkish subsystem, which oscillates between war against the PKK and a peace process with Kurdish political representatives in an environment of a relatively advanced political structure. In the last year or so there has been a definite move away from peace and diplomacy and a firm embrace of armed struggle tactics.by both sides
Against this backdrop, Emirhan Yorulmazlar and Bülent Aras deal with the geopolitics of the Arab Spring and develop a framework to combine the factors that brought the previous regional order to an end. The domestic to regional and regional to global flows are examined in detail as the authors analyze and assess the regional disorder that emerged in the aftermath of the Arab Spring. Ever since the regional political landscape appears to have been completely altered. The article identifies the emerging subregional systems in the Middle East, which could pinpoint the basis for further changes and evolve to constitute the prospective regional order.
Fuat Keyman deals with the regional crisis and explains how this contributes to global turmoil. In this regional to global flow, regional problems are elevated to matters of international security. Keyman analyzes Turkey’s dilemma specifically, facing both the rise of Daesh and the refugee problem. He rejects the idea that Turkey is a buffer zone and encourages a more constructive and integrative dialogue between both Turkey and EU and Turkey and the U.S. with the objective of addressing these issues.
Pınar Akpınar focuses on the limits of mediation with respect to conflict resolution in the five years of Arab Spring. Akpınar’s focus on the effects of the multi-actor environment, the results of various trials of mediation, and a particular consideration of the mediation attempts in Syria underlines the necessity to rethink the means, nature, and capability of mediators as an alternative to chaos and armed struggle.
Halil Ibrahim Yenigün explores the repercussions of the purported failure of Islamist experimentations with democracy during the Arab Spring in terms of the inclusion-moderation hypotheses with a specific focus on the Egyptian case. He puts forward that moderation can only go so far because of the relevance and limits of Islamists’ political theology and further democratization may be dependent on a more viable Islamist political theology that accords better with rights and freedoms than a simplistic understanding of majority principle.
Richard Falk evaluates the aftermath of the Arab Spring through the dual optic of a regional phenomenon and a series of country narratives. These narratives are categorized by reference first to the secular states that found a path to stability after experiencing strong uprisings that drove rulers from power , second to the states in which the uprisings generated prolonged resistance and continuing acute instability, and third to the monarchies that neutralized the uprisings at their inception and restored stability. When other dimensions of conflict are taken into account it seems likely that the Middle East will continue to experience chaos, intervention, and counterrevolution for years to come, and possibly even a second cycle of uprisings directed at the evolving order.
Notes on Contributors
Bülent Aras is Senior Scholar and Coordinator of the Conflict Resolution and Mediation stream at Istanbul Policy Center, Professor of International Relations in the Faculty of Arts and Social Sciences at Sabancı University and Global Fellow at Wilson Center. He is Academic Coordinator of POMEAS (Project on the Middle East and Arab Spring). His current research interests include geopolitics of Arab Spring, non-state actors in peacebuilding and bridging the gap between theory and practice in foreign policy. Recent work has been published in Middle East Policy, International Peacekeeping, Political Science Quarterly, International Journal, Journal of Balkans and Near Eastern Studies, Journal of Third World Studies, Third World Quarterly.
Richard Falk is Albert G. Milbank Professor of International Law Emeritus at Princeton University where he was a member of the faculty for forty years (1961-2001). He is Chair of International Board of Advisers of POMEAS. Between 2002 and 2013 he has been associated with Global & International Studies at the Santa Barbara campus of the University of California, and is continuing to direct a research project on ‘Climate Change, Human Security, and Democracy’ in his role as Fellow of the Orfalea Center. Professor Falk has been the Special Rapporteur on Occupied Palestine for the United Nations Human Rights Council between 2008 and 2014. He served as Chair of the Board, Nuclear Age Peace Foundation, 2004-2012, and is now its Senior Vice President. In 2008-2009 he was appointed expert advisor to the President of the UN General Assembly. Over the years, Falk has published more than 50 books. The most recent one is Power Shift: On the New Global Order (2016).
* Corresponding author. Email: bulent@sabanciuniv.edu
Rethinking the Arab Spring: Uprisings, Counterrevolution, Chaos, and Global Reverberations
16 Dec[Prefatory Note: the post below was previously published in the Third World Quarterly 37 (No. 12): 2322-2334 (2016). At this point, following the election of Donald Trump as the next American president, there are likely to be significant geopolitical adjustments with related regional impacts. It is possible that cooperation between Russia and the United States will be forthcoming for the purpose of ending civil strife in Syria and Yemen, defeating religious extremism in the region, and maintaining the Iran nuclear agreement. If Trump carried out his campaign pledges to avoid regime change, democracy promotion, and violent conflicts in distant countries, there could be a gradual lessening of turmoil throughout the Middle East. Yet such a hopeful course is not by any means assured, given Trump’s impulsive tendencies and the kind of ultra-militarists he will be relying upon to shape national security policy. The coming years are likely to be a rough ride for various reasons, including the swing in parts of Asia and Europe, as well as the United States, toward an embrace of right-wing populism that includes the rise of the popular autocrat. The most relevant reflection relating to my essay is ‘What became of the Arab Uprisings? Why did their promise dissipate so quickly? What can we expect in the next five years?’]
Rethinking the Arab Spring: Uprisings, Counterrevolution, Chaos, and Global Reverberations
Attaching the label ‘Arab Spring’ to the remarkable events of 2011 already seems quaint, if not a complete misnomer. Looking back five years later, rather than a pathway to a better future, what is unfolding is a darkening of an already quite dismal regional political canvas. Yet whether this darkening is the final outcome rather than a midway point in a process whose outcome cannot now be foreseen lies at the core of interpretative uncertainty.
This article attempts an overview of salient developments during this turbulent period, as well as an extremely selective mention of antecedent occurrences that deepen our understanding of what I continue to call the Arab Spring, partly for convenience, but also to acknowledge the excitement that was brought about by a series of dramatic popular uprisings against entrenched authoritarian regimes that occurred throughout the Middle East during the year of 2011.
One significant observation centers on the much weaker resonance of the Arab Spring experience and counterrevolutionary aftermath in relation to the various monarchies in the Arab world as compared to the states with secular governing processes. Explaining more adequately this apparent structural difference requires consideration of the situation prevailing in each monarchy, but the monarchies as a whole seemed to possess greater legitimacy than their secular neighbors. This was reinforced by some transnational connections among royal families, various ties with the Islamic religious establishment and as a result of their relative wealth that enabled the population to be pacified through state subsidies and other material benefits.
Antecedents
The Arab uprisings of 2011 were preceded by a variety of developments that set the stage for what happened additional to the obvious conditions pertaining throughout the region: a governing process that was corrupt and repressive producing deep discontent and sharp class divisions; massive poverty and joblessness accentuating growing gaps between the privileged wealthy elite and the rest of society. Of course, these overall regional conditions produced different political configurations depending on distinct national circumstances that prevailed in each country, including the character of political leadership and the quality of the governmental machinery.
There were four developments in the Middle East that gave religion a particular relevance to these political events. First of all, the widespread sense that secular nationalism had not performed effectively during the period of independence, a view that was intensified by the disappointed post-colonial expectations of the population and the unfulfilled promises of the early post-independence leaders. This disillusionment among the citizenry also extended to the failure of these recently independent states to uphold the sovereign integrity of the country in response to Western intrusive designs.
These perceptions in the Arab World were strengthened by a decade of success enjoyed by the Justice and Development Party in Turkey, which was perceived as partly a beneficial result of the Islamic orientation of the political leadership. Secondly, the resilience of the Iranian Revolution that had assumed power in 1979, imposed theocratic rule on the Iranian people, and yet managed to withstand a variety of hostile pressures mounted from outside its borders. Thirdly, the deployment of major resources by Saudi Arabia to spread Islamic militancy throughout the region, and beyond. Fourthly, the unlawful 2003 military intervention in Iraq and its subsequent occupation as a result of the joint efforts of the United States and the United Kingdom. One feature of this occupation was to deepen the Sunni/Shi’a rivalry in ways that contributed to the rise of jihadism throughout the Middle East and to foster sectarian alignments that magnified the scale of violence in Syria and Yemen.
Further in the historical background, but exerting a significant influence in the shaping of events and helping to explain the varied national experiences of order and chaos that afflicted Middle East countries, were two other impositions by extra-regional forces of the West.[1] Above all, the diplomacy that ended World War I created conditions that generated internal conflict and regional instability in forms that persist a century later. Perhaps, the most notorious of the results of the aftermath of World War I was the implementation of the Sykes-Picot Agreement of 1916, which exhibited the colonial ambitions of the UK and France with respect to the allocation of the territorial spoils associated with the collapse of the Ottoman Empire.[2] Such a development not only represented a European betrayal of promises made to Arab nationalist leaders during World War I, but it inflicted arbitrary borders and artificial political communities on the region.[3] Under such conditions, only coercive and authoritarian rule could hope to achieve stability. The ‘Democracy Promotion’ ideas implemented during the George W. Bush presidency as a legitimating goal of military intervention in Iraq was a spectacular and discrediting failure. Tragically, Iraq since 2003 has vacillated between severe domestic violent chaos and restored and abusive authoritarianism that reflected the Shi’a sectarian bias of the American governing process imposed upon the country to carry out its project of neoliberal state-building, a dynamic that is significantly responsible for the emergence of ISIS.[4]
The Balfour Declaration of 1917, promising the world Zionist movement British support for the establishment a Jewish homeland in Palestine, has also been a major contributor to the troubles of the region.[5] emergence of the state of Israel reflected contradictory European motivations. It was at once a consequence of colonialist interference with the rights of self-determination enjoyed by the Palestinian people and much later a humanitarian/political response to the horrifying Jewish experience of the Holocaust. Whatever its origins, the rise of Israel as a regional military power in defiance of Palestinian rights and the views of Arab majorities has injected a permanently destabilizing element that is both a cruel legacy of the colonial era and a periodic source of political tension and confrontation that has given rise to a series of wars in the region and a constant atmosphere of tension.
It is against this background that the Arab Spring erupted in 2011 as a shock to the widely shared perception that regardless of these deficiencies of the regional order, the established political order was ultra-stable for better or worse. It was believed that the Arab publics were disposed to be submissive and passive, making prospects of populist challenges to the political status quo out of the question.[6] Intelligence agencies and academic experts completely overlooked the political relevance of these antecedents to the Arab Spring, and thus failed to take note of forces at work that were below the surface, becoming dramatically active as agents of challenge, even if not in the end successful as agents of change.
The Arab Spring can be interpreted from various angles. It seems sensible to distinguish developments in Egypt and Tunisia from those in Libya, Syria, and Yemen. And further to distinguish between the secular states in the region that experienced sustained uprisings and strong countervailing forces from the monarchies that remained stable although despite signs of widespread discontent.
The Arab Uprisings: Tunisia and Egypt
As is now widely known, the series of uprisings in the Arab world started with a typical incident illustrative of the suffering of the poor, but rarely giving rise to political repercussions of national, and even regional and global proportions. The chain reaction of political escalating political developments that produced widespread turbulence in Tunisia started on 17 December 2010. A small vegetable street vendor, Mohammed Bouazizi in the interior Tunisian town of Sidi Bouzed set himself on fire after being humiliated and his plea rejected by a minor municipal official, dying a few days later amid a growing furor. Apparently, the underlying situation was so unstable that this single act of self-immolation provided the spark that produced a massive uprising challenging the dictatorial and repressive leadership of the country on the basis of a series of grievance associated with joblessness, massive poverty, corruption, food inflation, and the denial of elementary freedoms. The protest activity continued for many days, concentrating its anger and demands on the person of Zine Abidine Ben Ali, a Tunisian strongman who had ruled the country since 1987. By 14 January Ben Ali abdicated to Saudi Arabia where he was given asylum, and a struggle for a new governing process ensued.
What was notable in Tunisia, and the pattern elsewhere, was the mismatch between wildly ambitious expectations of those on the streets for a new social, economic, and political order and the relatively limited demands for change set forth by the militants. The only specific demand was for Ben Ali to give up his leadership role, and for a reformist constitutional process to be put in place. As elsewhere in the Middle East, the Islamic forces were best organized among the opposition groups, and quickly assumed control of the political process under the leadership of Mohamed Ghannouchi of the Ennahda Movement. The process was not smoothe, and two sets of forces created trouble for this effort to reform the Tunisian governing process. One was militant Islam that rejected the pluralist and inclusive approach favored by Ghannouchi and the other was the secularists who were opposed to the slightest taint of Islamic influence in the governing process. There were political assassinations, turbulent elections, terrorist incidents, but also a willingness to allow a process of compromise take hold that ended up maintaining continuity with the past and ensuring moderation in the present. In this regard, for all its trials and tribulations, Tunisia not only initiated the Arab Spring but has alone among the states affected, achieved so far achieved a steady forward democratizing momentum.[7]
Egypt, in many ways the most important of Arab states, followed a much different path than Tunisia after its own spectacular movement succeeding Hosni Mubarak who had ruled the country for three decades. Its uprising centered in Tahrir Square, and was initially notable for its relative nonviolence and for the use of social media to mobilize support, succeeded in getting Mubarak to give up power, and accept internal exile in summer home. It appeared in early 2011 to be a great victory for democratic forces that inspired activists in many parts of the world, a major stimulant of the Occupy Movement in the U.S. and Britain.[8]
The formidable Islamic presence in Egypt was centered in the Muslim Brotherhood (MB), whose leadership has long been kept in prison and was confined to largely underground political activities and the dispensing of social services in communities throughout the country. At first, the MB calmed secular concerns by pledging not to compete in many of Egypt’s political provinces during a series of legislative elections and also not to field a candidate of its own in the all important presidential elections. When it turned out that the MB won dominating support in the legislative elections, results augmented by electoral successes of new Salafi parties, it prompted both the MB and its rivals to reconsider the future of the country. It was this show of strength that undoubtedly led the MB to withdraw their pledge, and compete everywhere in the country and to put forward a MB leader when it came time to elect a president. And there is no doubt that the prospect of Islamic control of the political destiny of the country caused worry and a shift in outlook on the part of many urban Egyptians who had originally supported the uprising.
These developments cast a cloud over the victories of Tahrir Square. Although there was an initial consensus that the MB should be allowed to compete politically as part of a move toward inclusive democracy, this mood among the secular elites of Egypt quickly dissipated. The secular elites had originally supposed that MB strength would be no more than 30% in terms of legislative participation, and this could be accepted, but when it turned out to be double that level, a dire prospect confronted secularists: Either Egypt will become dominated by the secretive, hierarchical MB and sharia law or it must revert to an authoritarian form of governance. The seeming unanimity of the Tahrir period disappeared, with the liberal supporters of the anti-Mubarak movement now either withdrawing or joining forces with falool, or remnant of the Mubarak Era. It became clear that the old regime had substantially survived the downfall of the leader, and that the Egyptian armed forces held the key to the future of the country.
It seemed that the Egyptian armed forces remained passive in the early stages of the uprising and its aftermath. In an important respect, the uprising achieved an outcome to the liking of the armed forces, namely, disqualifying Mubarak’s two sons from succeeding their father in the governance of the country. There were even indications that the MB and the armed forces had made a deal exchanging political support for assurances that the privileges of the military with respect to budget and a large stake in the private sector would not be challenged. But then things started to go wrong. The MB candidate, Mohamed Morsi, narrowly won the national elections, and secular forces in the government and society refused to accept this outcome, doing their best to create a crisis of legitimacy that would destabilize the elected government. At the same time, Morsi once sworn in as the Egyptian president displayed no skill or tact in managing the governing process, and quickly alienated and frightened minorities, especially the Copts, and handled the economy in a manner that gave few hopes of either equity or growth. Tourism and commercial life declined sharply, and within a few months there were many whispers from former supporters of the uprising that things had been better under Mubarak. At least tourists came then, and small businesses flourished.
A second popular movement took hold, actually larger than the one that captured the world imagination in 2011, culminating in huge street demonstrations and a widely supported coup led by General Abdel Fattah el- Sisi, the current president. The coup has been followed by a bloody repression of the MB, and more recently, anyone who criticized the regime faced torture and prison. Unlike Tunisia, Egypt is now more authoritarian than under Mubarak, and although enjoying vast economic support from the Gulf countries and strong backing of the Egyptian armed forces, it has not found a way to revive the economy or to satisfy the grievances of the poor and unemployed.
We note then that Tunisia and Egypt as of 2016 have seemingly reached very different outcomes, but perhaps examined more closely, the present phase of governance is not that dissimilar. To be sure, Tunisia has managed a transition to a democratic process, although it is beset by unresolved problems and faces serious threats of disruption. Yet as of now, it has navigated the turbulent waters, partly by not threatening the Ben Ali bureaucracy or class structure, and partly by working out some viable accommodation with Islamic forces and their flexible and realistic leadership.
Egypt, in contrast, has achieved comparable continuity with the past, but by
jumps and starts, accompanied by harsh and bloody crackdowns. Neither country has found a way to overcome the fundamental economic difficulties arising from mass poverty, accompanying unemployment, corruption, and gross forms of inequality, and both are vulnerable to spikes in food prices or renewed global economic recession, and possibly to renewed political agitation.
The Arab Uprisings: Syria, Libya, and Yemen
The same societal longing for change evident in Tunisia and Egypt was experienced elsewhere in the region. This anti-regime political mood led quickly to a further series of popular uprisings in Syria, Libya, and Yemen. Unlike the Tunisian achievement of an incremental transition to a more democratic form of governance and in contrast with the Egyptian moves toward democracy generating a counterrevolutionary reaction that restored authoritarian governance, Syria, Yemen, and Libya have each in its own way experienced sustained civil strife that has caused major suffering for the civilian population and led to the collapse of orderly governance. Although the regional dimensions of state/society relations helps explain the similarity of the challenges mounted against the status quo, the specific situation in each country, especially the contrasting national reactions of the governmental leadership account for the great differences from country to country. One further similarity is the presence of a resolve by the ruler and his immediate entourage to use state police and military power to override the societal demands for drastic reforms.
A significant point of contrast with Tunisia and Egypt concerns the presence and degree of foreign intervention in the conflict arising subsequent to the uprising. It is notable that the events in Tunisia and Egypt unfolded primarily in response to the play of internal political forces, although especially in Egypt outside hidden influences, especially on the armed forces and via foreign economic assistance, were exerted to uncertain degrees by both the United States and Saudi Arabia.
In the cases of Syria, Yemen, and Libya, all currently beset by severe disorder the magnitude of the political violence following upon a challenge to the established national governing process was greatly increased by direct and indirect forms of foreign intervention emanating from the region and beyond. The unfortunate effects of these interventions, although very different in the three instances, adds to the strong arguments against military intervention, even when it is authorized by the UN as was the case with Libya.[9]
Syria. In Syria, the leadership from the initial expressions of protest in the southern city of Daraa, responded violently and the movement of opposition seemed to grow and spread rapidly, assuming the form of an armed insurgency. The United States and Turkey after a short interval were open in their support of the Syrian rebel forces, as was Saudi Arabia and Qatar, although it soon became evident that the opposition to the Damascus regime headed by Bashar al-Assad was very fragmented. At the same time for the first year or so of the insurgency it was widely believed that Assad regime would be quickly overthrown.
Such an expectation turned out to be misguided. The armed forces of the Syrian government were well equipped and trained, possessing advanced anti-aircraft defense systems and other modern weaponry. Furthermore, the Alawite leadership in Damascus had the backing of the Christian and Druze minorities in the country, except for the Kurds, and were largely supported by the urban business community. Beyond this, Russia and Iran were engaged allies, and rendered material and diplomatic assistance, as was Hezbollah, which supplied significant number of combat troops. The Syrian struggle was bloody from the outset, and casualty totals are now put at over 250,000 killed, and at least half of the total population of an estimated 23 million either internally displaced or refugees.
There have been many international initiatives seeking both ceasefire and a more vigorous Western intervention.[10] The situation has grown ever more complicated with the rise of ISIS as a leading anti-Assad force and the efforts of Syrian Kurds both to fight on the ground against ISIS and to establish a de facto state of their own on the ground. These developments have greatly confused the alignments of intervening state and non-state political actors. Priorities for the United States and Europe have shifted to emphasize the struggle against ISIS, minimizing the goal of replacing the Assad leadership, while those of Turkey alternate back and forth between anti-Kurdish and anti-Assad objectives.
What has given the Syrian aftermath of the Arab Spring a particular historical relevance is its character, which seems to epitomize the new shape of warfare in 21st century.[11] The originality of this terrible civil strife is the extent of extra-national spillover from the struggle in the form of massive flows of refugees and transnational terrorism extending the battlefield beyond Syria to include the foreign sources of intervention including Turkey, Europe, and even the United States; the multi-layered and contradictory mix of state and non-state actors involved pursuing shifting and sometimes inconsistent goals, and the intermixture of regional and global intervening governments and political movements. The Syrian struggle exhibits also a distinctive form of hybridity, mixing a conflict between the state and a mobilized domestic opposition with both a struggle to contain a terrorist actor that controls substantial territory, sectarian alignments, and involving an armed effort by the Syrian Kurdish minority to achieve de facto statehood. As well, the intervening actors have their own diverse goals that are often at cross-purposes and confused by shifting and contradictory priorities: anti-Assad at first, then anti-Russian and anti-Iranian, then pro- and anti-ISIS as well as pro- and anti-Kurdish, and not to be overlooked, pro- and anti- Islamist, pro- and anti-Sunni. It is hardly an exaggeration to contend that there has never been such a multi-dimensional and hybrid war in all of history. It is also evident that geopolitical standoffs and the limits of interventionary leverage make it dangerous and imprudent to act coercively to shape the political outcome of the conflict.
Libya. Libya, at first, seemed to follow closely the pattern established by Tunisia and Egypt. A popular uprising against an abusive dictatorial leadership under Muammar Qaddafi who ruled the country for decades, managing to suppress the ethnic and tribal tensions that defied national cohesion and sustained by abundant energy resources. The uprising quickly turned violent, abetted by the involvement of European foreign advisors, and Qaddafi responded violently, refusing to give ground, and raising global concerns by condemning opposition forces with hysterical rhetoric that had a genocidal edge. Several Western countries expressed humanitarian concern, convened the UN Security Council, and despite skepticism achieved a mandate to establish a No Fly Zone to protect the imminently threatened civilian population of Benghazi. The limits embedded in the Security Council mandate, which was a weak endorsement of military force in view of abstentions from five important countries, were ignored from the outset of the military operation carried out under NATO auspices.[12] Instead of protecting the beleaguered Benghazi population from advancing government troops, Tripoli was bombed, and a regime-changing undertaking was implemented, ending with a grisly execution of Qaddafi by rebel forces.
What ensued in Libya has been a series of failed state-building undertakings that have left the society in chaotic turmoil, dominated by local militias and
tribal rivalries, lacking an effective central government. The political disorder has also created a situation in which ISIS has been able to establish a strong presence, posing a threat to local and Western security interests that had not existed during the Qaddafi period. Libya’s instability seems likely to persist, and contrasts with the kind of repressive stability (except in the Sinai) achieved in Sisi’s Egypt and the sort of fragile constitutionalism that has so far survived in Tunisia.
The Libyan aftermath is distinctive in several respects. Above all, as with Iraq, it suggests that from a Western perspective and in terms of domestic public order, military intervention does not deliver on its promise to produce a more humane form of governance even when it succeeds in toppling the authoritarian regime and encouraging the emergence of a constitutional order. In Libya as in Iraq the abuses of the old political order seem far less destructive than the violence, devastation, and displacement caused by a heavy handed foreign intervention. Instead of ‘democracy promotion’ what took place in Libya, as earlier in Iraq, is best described as ‘chaos promotion,’ and as the region is now constituted, this also opens the door to political extremism that can flourish in ways that were never possible in the old order.
The Libyan intervention was costly in other ways, as well. The manipulation of the Security Council by understating the goals and nature of the contemplated intervention completely undermined the trust that had led the five skeptical members to abstain rather than cast negative votes, which in the case of Russia and China would have nullified any UN authorization due to their right of veto. As it turned out, these memories of institutional manipulation from Libya, impeded a possibly more constructive role for the UN in response to the strife in Syria.
Of course, there are relevant questions raised about why intervention in one country but not in others. Is the oil dimension part of the explanation of large-scale interventions in Iraq, and then later after the Arab Spring, in Libya, but not to anything like to the same degree in Syria or Yemen, which lacked oil and did not offer lucrative prospects for construction arrangements to repair the damage wrought by the ‘shock and awe’ tactics relied upon by foreign interventions from the air.
Yemen. As elsewhere, the popular uprising in Yemen was at first directed at the hated, corrupt, and abusive ruler, Ali Abdellah Salah, producing a raging state/society struggle that remains inconclusive. The challenge to the established order also revived geographic and ethnic tensions involving the Houthi minority in the north, and introduced a regional proxy dimension to the internal conflict. The Houthi were Shi’a and perceived by the Gulf monarchies as an extension of Iran’s influence, which induced Saudi Arabia to side with the challenged regime, eventually producing a large-scale intervention taking the form of punishing air attacks, causing widespread devastation and considerable civilian loss of life, and yet not managing so far to control the political destiny of the country. The outcome in Yemen hangs in the balance, remains in doubt, but once more reinforces the impression that external intervention to control the political dynamics of a country in the wake of the Arab Spring is likely to produce negative results, and make the old order, as objectionable as it was, seem less damaging to the society than the counterrevolutionary effort to defeat the societal forces seeking change.
Several conclusions emerge: (1) the original uprising in Yemen was a further regional indication that the authoritarian political order was deeply resented by significant portions of the citizenry; (2) unlike Egypt and Tunisia, but in manner resembling Syria and Libya, the challenged regime fought back rather than gave way to the popular movement; (3) as with Syria, the internal balance led to a prolonged struggle that remains unresolved, with no transition to a new normalcy in the offing; (4) Yemen’s difficulties were compounded to the extent that the internal struggle was also perceived as containing sectarian implications, prompting a ferocious Saudi intervention, but unlike the anti-regime intervention in Libya, the intervention in Yemen was pro-regime.
The Monarchies. The Arab Spring phenomenon had clear reverberations in the main monarchies in the MENA region, especially Bahrain, Jordan, and Morocco. Protest demonstrations occurred in these countries but were quickly contained, often accompanied by royal pledges of economic and political reforms that promised the citizenry greater economic equity and more meaningful participation in the governing process.
As with secular governments, the monarchies had their own distinctive national characteristics that explain some differences in the response of governments and regional actors. For instance, Bahrain, partly because of its Shi’a majority and the presence of a major American naval base was perceived as the most vulnerable to a credible internal insurrectionary challenge. To forestall such an eventuality, Saudi Arabia intervened with ground forces and helped the kingdom restore stability by suppressing the opposition, and imprisoning civil society leaders, including advocates of human rights. Jordan and Morocco, both having strong internal security forces, met opposition activity with police discipline and some royal gestures of accommodation. In Morocco and especially Saudi Arabia the relationship between Islam and the state contributed to the stability and legitimacy of the prevailing political order, although in Saudi Arabia these conditions were reinforced by a pervasive set of oppressive constraints, which included human rights outrages that rivaled the behavior of ISIS in their disregard of standards of civilized law enforcement, especially with respect to women and the Shi’a minority.
The case of Saudi Arabia is particularly illustrative of the interplay between the Arab Spring and geopolitics. Because of the special relationship with the United States, Saudi Arabia like Israel, enjoys unconditional support from Washington. This included turning a blind eye to beheadings and public displays of severed heads of dissidents and more incredibly, overlooking Saudi support for jihadi terrorism throughout the region, including evidence of startup funding of ISIS.[13] This special relationship was initially based on the importance of positive relations for the West with Gulf oil production and reserves, seen as a vital strategic interest ever since the end of World War II, but it has persisted in recent years despite the falling price of oil and the diminished dependence on Gulf reserves due to the development of other energy sources.
There are other developments in the five years since the Arab Spring that help
explain the relationship with Saudi Arabia, and to a lesser degree, the other monarchies. Principal among these are the combined search for regional stability, positive connectivity to the neoliberal world economy, and the encouragement of convergent interests between Saudi Arabia and Israel. This latter development became especially evident in Saudi tacit support for Israel’s attack on Gaza in 2014. The rationale for convergence was the supposed links between Hamas and Iran, as well as the perception of Hamas as an offshoot of the Egyptian Muslim Brotherhood. As is evident both Hamas and the MB are Sunni in orientation, making it clear that the overriding Saudi priority is the insulation of its royalist regime from hostile forces regardless of whether Sunni or Shi’a. In this regard, the sectarian card is played pragmatically to oppose the regional ambitions of Iran in several national settings, but sectarianism does not explain Saudi hostility to MB grassroots Islamic movements, which are seen as possibly encouraging to anti-royalist social movements throughout the region and hence treated as threatening.
Concluding Observations
The most striking conclusion is to appreciate that from the perspective of 2016, the counterrevolutionary reaction to the Arab Spring seems far more durable than the challenges posed by the 2011 uprisings, none of which created an enduring discontinuity with the authoritarian antecedents. Tunisia came closest, but it preserved relative stability after the uprising, despite being punctuated by Islamic extremist challenges and secularist anxieties. The political leadership maintained continuity in both the governmental bureaucracy and among the privileged elite. It did permanently rid the country of the authoritarian leader, as did Egypt, but with the latter, authoritarianism returned to govern in an even more oppressive form.
In many ways, the Egyptian and Syrian stories are the most influential and pronounced legacies of the Arab Spring. Egypt is the keystone state of the Arab World with the secretariat of the Arab League located in Cairo. The Egyptian uprising seemed to expressed the highest hopes of the Arab Spring through the remarkable upsurge of peaceful oppositional gatherings in Tahrir Square. Yet two years later the uprising and its reformist hopes were completely erased, and replaced by the restoration of the old order, astonishingly with the blessings of the overwhelming majority of Egyptian people. Mass disillusionment with the post-Tahrir political process had resulted from the failure of electoral democracy to bring either improvements in material circumstances or respect for the new political leadership.
In contrast to Egypt, Syria is emblematic of what can ensue when the inspirational encouragement of the Arab Spring challenges a regime that is determined to prevail even at the cost of unleashing virtually unlimited warfare against its own people and destroy its own cities. The Syrian experience is illustrative of the tragedies that befall an insurrectionary challenge that cannot shift the balance of forces against the status quo. Syria also illustrates the regional stakes of such a national struggle, as well as sectarian rivalry that produced a regional proxy war, with Iran and Hezbollah supporting the Assad government and Saudi Arabia siding with the rebel forces. Additionally, Russia with its only warm water naval base in Syria, a circumstance similar to that of the United States in Bahrain, not surprisingly allied with Damascus, while an opposing geopolitics led the United States to support anti-Assad so-called moderate forces.
What seems evident in retrospect is that none of the movements that followed the Tunisian uprising were sufficiently revolutionary to create the intended discontinuity in terms of freedoms, constitutional governance, and economic growth and equity. Again the Egyptian case is most illustrative. The very qualities of mounting a nonviolent challenge against Mubarak based on stirring displays of religious and societal unity, with an avoidance of program or leadership, produced a political vacuum filled on the one side by the Muslim Brotherhood and on the opposite side by adherents of the established order. When a showdown came, as might be expected the armed forces, relied upon to manage the political transition, mounted a counterrevolutionary coup and suppressed the MB. It completed a dynamic featuring a triumphant and popular counterrevolution following upon a fractured series of failures to create societal progress in post-Mubarak Egypt.
Finally, what we learn from these developments in the Middle East that have occurred during the past five years is the close links between national, regional, and global confrontations and differential priorities. Such strong interconnectedness gives alignments and military interventions of varying degrees of overtness, with the Libyan experience being at one end of the spectrum and Egypt at the other end due to its apparent relative national autonomy. Syria, above all, has been grossly victimized during the past five years by seeming to invite struggles for ascendancy by an array of external state and non-state political actors compounding the state/society strife occasioned by the Arab Spring.
As this time, the only future that can be discerned is seen through a glass darkly, meaning persisting chaos or oppressive authoritarian governance. [14]There are no trustworthy bright spots, although the fragile polities of Tunisia and Lebanon seem at least for the present to have avoided the worst of the counterrevolutionary storm, but neither has much assurance that future developments could bring chaos and internal strife.
[1] For perceptive overview see Mohammed Ayoob, Will the Middle East Implode?
[2] See Eugene Rogan, The Fall of the Ottomans
[3] For assessment of World War I peace diplomacy on contemporary Middle East see Richard Falk, Power Shift: On the New Global Order, Chapter 9.
[4] See Daniel Byman, Al Qaeda, The Islamic State, and the Global Jihadist Movement; also helpful, Phyllis Bennis, Understanding ISIS and the New Global War on Terror.
[5] Jonathan Schneer, The Balfour Declaration: The Origins of the Arab-Israeli Conflict;
see also Victor Kattan, From Coexistence to Conquest: International Law and the Origins of the Arab-Israeli Conflict, 1891-1949.
[6] See Farhad Khosrokhavar, The New Arab Revolutions that Shook the World; also, Richard Falk, Chaos and Counterrevolution: After the Arab Spring
[7] See Khosrokhavar, Chapter 2.
[8] An insider account is Wael Ghonim, Revolution 2.0; see also Khosrokhavar, Chapter 3.
[9] On humanitarian intervention see Fabian Klose, ed., The Emergence of Humanitarian Intervention; Rajan Menon, The Conceit of Humanitarian Intervention;
Richard Falk, Chaos and Counterrevolution
[10] For a range of views see Nader Hashemi & Danny Postel, eds., The Syria Dilemma
[11] What has ensued in Syria goes far beyond Mary Kaldor’s innovative analysis of new wars in Mary Kaldor, New and Old Wars, 3rd ed..
[12] For text see Security Council Res. 1973 (2011), including its provocatively ambiguous phrase authorizing ‘all necessary measures’ to enforce the No Fly Zone.
[13] See citations Note 4.
[14] For varied assessments see Marc Lynch, The Arab Uprising: The Unfinished Revolutions of the New Middle East; Richard Javad Heydarian, How Capitalism Failed the Arab World: The Economic Roots and Precarious Future of the Middle East Uprisings; Falk, Chaos and Counterrevolution.
Tags: Arab Spring, counterrevolution, Egypt, Gulf Monarchies, neoliberal globalization, Syria, Tunisia, Yemen