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Richard Falk
Richard Falk is an international law and international relations scholar who taught at Princeton University for forty years. Since 2002 he has lived in Santa Barbara, California, and taught at the local campus of the University of California in Global and International Studies and since 2005 chaired the Board of the Nuclear Age Peace Foundation. He initiated this blog partly in celebration of his 80th birthday.
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AKP anti-Semitism apartheid Balfour Declaration Barack Obama Biden China citizen pilgrim Climate change Cold War Democracy Democratic Party diplomacy Egypt Erdogan European Union Gaza geopolitics George W. Bush Hamas Hilary Clinton Hiroshima Holocaust Hosni Mubarak Human rights International Criminal Court international law intervention Iran Iraq Iraq War Israel Israel-Palestine Israel/Palestine Israeli apartheid Jerusalem Libya Middle East militarism NATO Netanyahu New York Times Nobel Peace Prize NPT Nuclear disarmament nuclearism nuclear weapons Obama Palestine Palestinian people Palestinian territories peace process racism Richard Falk Russia Saudi Arabia Snowden Soviet Union Syria Tel Aviv Terrorism Trump Turkey Ukraine UN United Nations United Nations Security Council United States Vietnam Vietnam War Washington West Bank world order World War II ZionismRecent Posts
- [Prefatory Note: The post below is the text of my contribution to the April 2023 Global Forum of the Great Transition Initiative GTI as developed under the guidance of Paul Raskin at the Tellus Institute in Cambridge, MA. The monthly theme was ‘Big History,’ attracting a range of notable authors whose short essays can be found at GTI Forum. For anyone interested in a transformed future I recommend following the wide range of views and themes addressed by GTI. To achieve positive forms of change at a time of multiple converging crises imperiling the human species and its natural habitat is. the ‘crisis of crises’ facing humanity at this time.]
- War Prevention Depends on Respecting Invisible Geopolitical Fault Lines
- Geopolitical Fault Lines in a World of Sovereign States and a Few Great Powers
- A Special SHAPE Webinar Featuring Daniel Ellsberg’s Keynote
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Looking Back on World War I One Hundred Years Later: Four Mixed Messages
10 Nov[Prefatory Note: A few days ago I gave a lecture in that was the second annual occasion honoring the memory of a beloved New Zealand peace activist, Dorothy Brown. My host for the occasion was the National Centre of Peace and International Studies, University of Otago, Dunedin, NZ, where two days later I gave another lecture, “Obstacles to Peace in the Middle East.”]
Looking Back on World War I One Hundred Years Later: Four Mixed Messages
(Dorothy Brown Memorial Lecture, Auckland, New Zealand, November 8, 2014)
Identity Politics a Century Later
I admit to surprise that a place as distant from Europe as New Zealand would have had such a strong interest in World War I until I looked a bit deeper into its relationship to that war and to the country’s place sense of imperial duty or citizenship at that time. Discovering that more that 100,000 New Zealanders participated in the Great War as either soldiers or nurses in a population of just over a million exhibited the extraordinary bonds prevailing between the people and government of NZ and Great Britain, a monarchy acenter of a global empire that still was widely accepted as the mother country, exercising control over its foreign dominions that were neither fully colonies nor yet completely independent states. Such an appreciation of the bond is further strengthened by the realization that of those New Zealanders who went to war 16,697 died and another 41,317 were wounded resulting in an astounding casualty rate of 58%, which was considerably higher than either Canada or Australia. In view of such losses it is hardly surprising that Auckland built an imposing war memorial museum honoring the memory of those who fought in World War I.
New Zealand also participated in World War II in a similar spirit of Commonwealth solidarity despite the formal loosening of the imperial ties as a result of the 1931 Statute of Westminster. It may have been relevant that the Pacific dimension of the war made the prospect of a Japanese victory appear dangerous for the security of New Zealand, and hence posed the kind of direct threat to both New Zealand and Australia that was not present in 1914. This security dimension validated New Zealand’s involvement in World War II from a realist perspective of state interests, reinforcing the psychological identification of the interests of the two countries. I wonder what New Zealand would do if Britain become engaged in a future major war. It raises questions of whether national values, sentimental memories, and current identity has moved away from what might call ‘the settler colonial stage’ to an outlook weighing national interests, which is the more typical approach of sovereign states confronting the momentous choice of assessing its security interests in wartime situations. It is a deep challenge for democratic societies, especially when account that any such an engagement in non-defensive wars is a call upon citizens to risk their life and limb on behalf of the nation, sometimes for might seem to many a remote, and even dubious, political cause. I cannot help but wonder whether New Zealand continues to possess this mentality of unquestioning solidarity and deference that in the past has so automatically linked its national destiny with that of Britain considering differences in national consciousness and threat perceptions, as well as the changed status of war in international law? Or is there a divided consciousness present in the country between conservatives who continue to give great weight to the empire rechristened as ‘the Commonwealth’ years ago and more liberal or progressively minded New Zealanders who think either more nationally or even may be beginning to view themselves as global citizens.
It occurs to me as an outsider that a comparison of national identity in 1914 and 2014 must be quite illuminating in relation to such issues of shifts in prevailing national identity as would such a comparison be for my country where the shift from isolationism to globalism has been so dramatic, and in many respects, disastrous. It seems also that the enduring impact of the Cold War has been to move both Australia and New Zealand a bit further from Britain and closer to America, illustrating a sense of increased dependence on American military prowess should New Zealand’s security ever become directly threatened.
I think also of the orientation of American foreign policy that continues to give some weight to Anglo-American traditions of solidarity that developed over the course of the last century, but mainly conditions its involvements in war on the basis of self-interested realist calculations of national interest combined with strategic concerns associated with geopolitical ambition. It should be remembered that unlike New Zealand, in the world of 1914, the United States had to overcome its break with Britain in its war of independence as well as its strong traditional stance of noninvolvement in European wars. The U.S. did not enter the war until towards the end of 1917 and then when provoked, in part, by unrestricted German submarine warfare, as well as being disturbed by the ideological consequences of a German victory. Of course, in this cross-Atlantic relationship, it has for decades become Britain that subordinated its normalcy as a state to what became in Britain an unpopular willingness to follow wherever the United States leads, as in the disastrous Iraq War during which the British Prime Minister, Tony Blair, was often derided as ‘Bush’s poodle.’ It is also relevant to recall that back in 2013, the House of Commons refused to back Prime Minister Cameron’s call for air strikes in Syria in response to an alleged major use of chemical weapons by the Assad regime, and just recently has again annoyed Washington by calling on the British Government to recognize Palestinian statehood.
I raise these preliminary questions mainly in the spirit of curiosity as to how those living in this country now view their past history in relation to the imperatives national and human security in the present global context. In my visit to the country more 30 years ago, I became involved in the then controversial policy of disallowing American naval vessels suspected of carrying nuclear weapons to make use of NZ ports, and recall that the debate centered on an interplay of benefits and detriments to NZ as a member of ANZUS, the Pacific alliance that was part of an American-led network of alliances, as well as the status under international law and morality of this weaponry of mass destruction. It is worth contemplating whether in this century alliance geopolitics and regional trade and investment relations has gradually come to overwhelm the more ethnically and historically valued multi-state frameworks of the Commonwealth. Now that New Zealand has been recently elected to the UN Security Council, which is itself a notable achievement for a small state in a hotly contested competition, might not the stage be set for a move toward a more cosmopolitan worldview to take hold here in the country? Such a posture would be widely appreciated in other parts of the world, especially if New Zealand began to act as a global voice of conscience that was as concerned with promoting the human interest as it is with protecting its national interest.
Learning from the First World War
Let me make a confession of sorts. When I was first told that the subject of this talk should be a set of reflections on memories of the First World War I had a mild panic attack, realizing that my historical knowledge of the period was grossly inadequate to fulfill such an assignment. I conveyed my anxiety to the conveners who thankfully took pity, allowing me to consider the legacies of the First World War rather than to reflect on how we now remember these momentous events of a century ago. I found this altered challenge more to my likely. I came to realize that the enduring reverberations of World War I tell us far more about present trials and tribulations in world politics than most of us appreciate. I was struck in this regard by a passage in Hannah Arendt’s great book The Origins of Totalitarianism: “The days before and the days after the first World War are separated not like the end of an old and beginning of a new period, but like the day before and the day after an explosion. Yet this figure of speech is as inaccurate as are all others, because the quiet which settles down after a catastrophe has never come to pass. The first explosion set off a chain reaction in which we have been caught ever since and which nobody seems able to stop. The first World War exploded the European comity of nations beyond repair, something which no other war had ever done.” [267] This is an extraordinary statement that seems an exaggeration when we first take account of its grandiose claims, but as I will try to show, this assessment remains essentially accurate more than fifty years after Arendt’s book was published. For most of us the impacts of World War I are still grossly under-appreciated. So much has changed in the world that such a a distant war is mainly regarded as one more historical occasion buried in the realities of its time. In my view such a perception should be corrected. As I will argue, for instance, the terrifying turmoil now going on in the Middle East can be traced back to some fundamentally wrong decisions made in the peace diplomacy that followed the war, and cannot be properly understood or addressed without appreciating its World War I roots.
There is one misleading dimension of Arendt’s words, the implied Euro-centric character of world order as an enduring reality. In important respects, Europe since losing her colonies after World War II has become marginalized as a major participant in shaping world history. This assertion is not meant to deny that Europe was clearly responsible for setting in motion the events that shook the foundations that existed a hundred years ago, and then and now pose obstacles in the search for peace, justice, and even stability. Such global developments as the world hegemonic role of the United States, the rise of China, neoliberal globalization, the emergence of the BRICS makes any projection of a Euro-centric world as simplistic and not very relevant in 2014. Despite this it remains crucially relevant to grasp even if belatedly, the 1914 reverberations that persist. Achieving a better understanding of these reverberations may help to make our world a bit more secure, more just, and less prone to violence.
In this spirit, I have chosen four sets of developments that owe their origins and unfolding to the disruptive impacts of World War I. In part, these developments arose because of various efforts to vindicate the immense suffering and sense of loss resulting from the war. Both idealists and realists strained to make the peoples of Europe and their allies feel that the sacrifices made in the war would be justified by the gains associated with the peace. For some this involved enjoying the spoils of victory as measured mainly be extending the colonial reach. For others, a pattern also present following the Second World War, but revealingly not after the Cold War, to build a future world order that would discourage, if not prevent, the recurrence of major wars in the future.
Political Extremism. First of all, was the recognition that World War I and its aftermath had profoundly dislocating effects on societal coherence and political authority throughout Europe. The war is widely believe to be responsible for unleashing polarizing social forces dedicated to overturning the established order, pointing in the opposite political directions of revolutionary change from below and totalitarian rule from above. These strong political demands exhibited the extreme and complex alienation of contending social classes in several of the countries experiencing the traumas of war. What eventuated were a lethal mixture of domestic and international ideological orientations associated with a variety of fascist and communist political movements, most dramatically producing both the Russian Revolution and the rise in Germany of National Socialism. The messianic militarism of fascism (and Japanese imperialism) produced confrontations with the liberal democracies and with Soviet communism that reached a climax with the outbreak of World War II. This rise of extremisms created as its dialectical legacy a political resolve by the victors, aside from the Soviet Union, to do their best to avoid embittering the defeated nations. The Western allies went further by making a strong effort to restore these devastated countries to economic and political normalcy as soon as possible. In this regard the occupations of Germany and Japan, absorbing the lessons associated with some of the mistakes made in the aftermath of World War I exerted their influence in such a way as to nurture political moderation and hostility toward extremism in the defeated countries. With sensitivity to the culture of these defeated countries, making such moves as retaining the emperor system in Japan, the enemies of yesterday quickly and willingly became friends and allies in the conflict patterns taking shape after 1945. Such a reversal was prompted by the second phase of the struggle of moderate governments against political extremism, this time taking the form of the long Cold War, whose conduct managed to avoid the curse of a third world war that would likely have been fought with nuclear weapons. With the collapse of Communism and the disintegration of the Communist bloc in Eastern Europe, and the accompanying triumph of Liberalism, there occurred in the West a brief exultant mood of triumphalism captured best by Francis Fukuyama’s striking image of ‘the end of history.’ Such a West-centric Hegelian interpretation of the outcome of the Cold War enjoyed a bit of added plausibility when China’s drive toward modernization under Deng Chau Ping bought this gigantic country into the neoliberal world order, which the Brizilian leader Fernando Henrique Cardozo acknowledged to be ‘the only game in town.” That is, the victory over Communism was understood as facilitating a globalized world economy that was guided by a market-driven ideology that is most commonly identified as ‘neo-liberal.’
Leaving aside the anti-Western extremisms that came to the surface in the Islamic Revolution in Iran, a cost of this complacent celebration of Western liberalism was to foster an intolerant attitude toward visionary politics, whether of a radical or utopian variety. The politically influential classes endorsed the belief that only incremental change is constructive and feasible, and that any greater political ambition necessarily plunges society, if not the world, into a descending spiral that inevitably produces terrorism and extremism. This reading of history goes back to the French Revolution as well as forward to an account of the Soviet experience, referencing Nazism along the way. Over-learning this initial lesson of the First World War is very disempowering in the present global setting where it is only ‘a necessary utopianism’ that might meet the challenges of nuclear weapons and climate change.
Unlike the rise of extremisms in the aftermath of World War I there was no comparable experience after World II. This undoubtedly partly a reflection of the reality that a large proportion of public in the occupied countries felt that their extremist leaders had brought destruction upon the country by the embrace of morally unacceptable and politically imprudent policies. It is also partly resulted from success of the United States as the prime victor quickly recasting itself in the role of principal protector against the unfinished agenda of defeating expansionist extremism. On the basis of such a feeling the Soviet Union after World War II was quickly seen to be a surviving extremism with values and goals that were antithetical to Western liberal individualism, a reality supposedly confirmed by the Soviet moves to exert permanent control over Eastern Europe. Left European intellectuals themselves later turned against the excesses Stalinism, a collection of essays by prominent personalities, and published under the intriguing title, The God that Failed.
In an important respect, the Cold War can be viewed as the final stage of an ongoing global war of being waged by moderates and capitalists against socialists and extremists, or liberals against totalitarians, that began with the assassination of Archduke Ferdinand in Sarajevo and ended with the breaking of the Berlin Wall.
Flawed Accountability. A second somewhat ambiguous reverberation from First World War were ideas about imposing some kind of accountability for violations of international law by those acting in the name of the state. The seemingly progressive idea was that there needed to be a law that overrode sovereign claims of being only accountable internally, especially in the context of aggressive war.
The impulse was confused and controversial from the outset as the insistence on accountability became intertwined with the eagerness of the winner to demonstrate that it deserve to win. In its initial expression, which seemed dubious given the origins and character of the First World War, was the idea that losers in a major war should be held collectively responsible for causing the damage and suffering and that, correspondingly, the behavior winners should not be scrutinized. The victorious governments should be at liberty to determine the punishment to be imposed. In the Versailles arrangements this took the form of requiring Germany to pay significant reparations to offset the damage its war machine had caused and to accept strict limitations on the form of military capabilities that it would be allowed to develop and possess in the future. Such a punitive peace as embodied in the Versailles Peace Treaty definitely accelerated the German descent into a struggle between extremisms, and created a national mentality of defiance and wounded pride. Such a German reaction seemed understandable as it was difficult to draw a sharp moral line between the military behavior of victors and vanquished other than by reference to the way the conflict was resolved on the battlefield, which seemed quite detached from questions of moral and legal responsibility for the war and its conduct. As a result, Germans felt bitterly betrayed by emergent political order that seemed to reject that principle of comity among sovereign states that Arendt referred, which had in the European setting treated losing states in war as no more morally reprehensible or politically dangerous than the winner.
Yet this idea that there was a moral and legal dimension to warfare that must be factored into post-war arrangements survived to live another day. It surfaced in the war crimes trials held in Germany and Japan after the Second World War, most spectacularly in the prosecution of the surviving leaders of the two countries in the much studied Nuremberg and Tokyo trials. The Nuremberg approach was generally vindicated by the consensus view that the Nazi experience was such an unprecedented assault on European values, first by so overtly launching a major aggressive warf and then by the commission of numerous atrocities in its course, especially genocide against Jews and other minorities. The Tokyo trials were far more controversial as the onset of the Pacific theater of warfare was as prompted by the deliberate encirclement and squeezing of the Japanese economy as it was by the surprise attack in 1941 on Pearl Harbor. This moral and political ambiguity is heightened as soon as one takes into consideration the failure to impose any accountability on the victors for the use of atomic bombs on Hiroshima and Nagasaki or for the fire-bombing of Tokyo. The cry of ‘victors’ justice,’ the title of a book by the historian Richard Minear, seemed understandable, if not justifiable. In the German case the American prosecutor, Robert Jackson, tried to soften the one-sided approach toward individual criminal responsibility taken after World War II by declaring a Nuremberg Promise, namely that in all future wars those governments sitting in judgment in relation to the Germans would submit themselves to the same discipline of international criminal law. This Nuremberg Promise was broken by each of the victors, none of whom have ever accepted the application of a procedure of criminal accountability being applied to themselves, and have opted out to the extent possible from the activities of the International Criminal Court. The United States and Europe continue to make a political use of international criminal law by staging prosecutions of their recent enemies, including Slobadan Milosevic, Saddam Hussein, and Muamar Qadaffi, and finance the ICC in its focus upon the criminal wrongdoing of sub-Saharan African leaders while granting de facto impunity to the West.
In effect, the idea of criminality associated with war could have taken either of two forms, as an emergent branch of the rule of law that would apply the same standard of accountability and judgment to the victors as to the vanquished or it could accept the double standards of imposing accountability on the defeated and granting impunity to the victor. Robert Frost’s poem, “The Road Not Taken,” expresses such a choice in more personal and universalistic language:
Unlike the poet, the statesmen of the world have chosen the more traveled road of political realism and geopolitics, which had long been accustomed to the amoral dualism of one law for the strong, another for the weak. This realist was concisely set forth long ago by Thucydides in the Melian Dialogue in his History of the Peloponesian Wars: “The strong do what they will, the weak what they must.” What World War I initiated was a moral/legal translation of this political tendency that liberals viewed as a step forward, conservatives generally regarded as a risky departure from realism, and progressives viewed as an hypocritical and misleading effort to seize the high moral and legal ground. The impulse was renewed after World War II, but individualized by way of war crimes trials thus abandoning the war-provoking practice of World War I that consisted of imposing onerous burdens on a defeated country at the very time when its population was struggling with the urgencies of survival in the ravaged conditions of post-war realities. It is regrettable that this idea of a punitive peace was revived in dealing with Iraq after the Gulf War of 1991 as if the lesson of World War I’s misbegotten breach of comity was irrelevant when dealing with the global South that never had enjoyed the benefits of comity.
Global Institutions. Thirdly, the horrors of warfare that caused millions of casualties and destroyed economies in the period 1914-1918, gave rise to a vibrant peace movement, and to the willingness of the peoples of Europe to look with favor toward a fundamental revision of world order based on the institutionalization of peace and security at a global level. The establishment of the League of Nations was the result, but hampered from the outset by the sovereignty oriented statesmen who dominated diplomacy, as well as by an American leadership that was ambivalent about giving up America’s traditional non-involvement in European conflicts and its related posture of isolationism based on the insulating presence of oceans on either coast. Of course, there was more to the American position as it combined this non-interference in Europe with a determination to resist European interference anywhere in the Western Hemisphere. The enunciation of the Monroe Doctrine in 1823 gave tangible expression to this two-sided American diplomacy.
After every major war in Europe there have been attempts to learn from the experience and avoid the recurrence of such a traumatizing and dislocating experience that had given rise to such massive suffering. This tendency was evident in every major post-war instance of diplomacy since the birth of the modern European state system in 1648. In part this was a reaction to the tendency of political leaders to fail to anticipate the true costs and harmful societal impacts of war, whatever its outcome, inducing to a concerted effort to insulate Europe from future mistakes of the same kind.
The Thirty Years War led to the Westphalian framework based on territorial sovereignty in 1648, later reinforced by legally acknowledging the right of the sovereign to determine the religion of the state. The Napoleonic Wars led to the Concert of Europe in 1815, which attempted to create collective mechanisms for resolving disputes by diplomatic negotiation rather than war and through a consensus as to the nature of legitimate government that would act collectively against the sort of revolutionary challenges posed by Napoleon. World War I produced the League of Nations and World II the UN, the Bretton Woods institutions, and encouraged the establishment of collective mechanism for mutual cooperation that evolved into the European Union.
In contrast, the Cold War produced nothing at all, perhaps demonstrating that since it was never really a war, there were no mistakes to be overcome. In retrospect this seems like a tragic failure to use the atmosphere of relief and liberation to achieve nuclear disarmament and a stronger UN. What was revealed, instead, was a geopolitical complacency and a preoccupation with taking advantage of the globalization of the world economy in line with neoliberal capitalism. The political leadership in the United States lacked imagination and the public lacked motivation. There may be a species destiny contained in this regressive learning curve. At present, the world system seems incapable of meeting any formidable global challenges to human wellbeing except during that brief window of opportunity that is opened in the immediate aftermath of a major hot war. We notice that despite widespread scientific and public agreement on the dangers posed by nuclear weaponry and climate change, the problem-solving mechanisms available in the world have not been responsive, and show no signs of being able to surmount the peaceful obstacles posed by vested bureaucratic and private sector interests. We must ask ourselves whether it would require yet another war of global proportions to shake off this disabling lethargy that is literally endangering the very survival of the human species. And given the weaponry with which such a war would likely be fought, and its dire environmental impact, whether the human race confronts the unprecedented dilemma of being unable to act effectively without a war and likely being too devastated if such a war should occur to act reconstructively.
Returning to our focus on the legacies of World War I it is certainly appropriate to note that for the first time in history the impetus to form a global institutional mechanism with the overriding mission of preventing future wars entered the mainstream, at least rhetorically. The extraordinary suffering, devastation, and societal dislocation of a long war that accomplished very little that could be called positive led to social demands to ensure that less destructive means of achieving international peace and security could be developed. As well, the missionary vision of Woodrow Wilson that called for organizing the peace in durable ways captured the imagination of the European public in ways that helped make the establishment of the League of Nations a realistic project. The concrete implementation of such a vision was obstructed by the thinly disguised colonial ambitions of Britain and France, abetted by the secret machinations of diplomats and also by the Bolshevik Revolution in Russia that threatened the European established order to such an extent that a counter-revolutionary intervention was organized to reverse the outcome. Globalist impulses were also captive to American ambivalence that could not decide whether to abandon the tradition of avoiding entangling alliances, especially centered in Europe, and assert itself internationally as a global leader in peacetime as well as during large wars. The U.S. failure to join the League was certainly a blow to the hopes of those who believed that peace and security could only be preserved in the future by establishing alternatives to balance of power geopolitics, and was a deficiency corrected after World War II, but with the debilitating concession of a veto to the victorious powers who were self-anointed as the peace enforcers, except against each other, which meant that the step forward from the view of participation was nullified by the step backward in relation to political effectiveness.
Mark Mazower in his perceptive book Governing the World confirms the view that the birth of the League was “abrupt” and that war served as its “midwife.” [v] For Mazower who does not discuss the prior contributions of post-war statecraft to global reform, poses as the central question for those planning the peace after World War I, how to explain the birth of a new political idea. He considers the critical question to be why the dominance of statist views of world order seemed to give way with so little opposition to the sort of internationalism embodied in the League concept. He wants to know “why, in other words, some of the most powerful states in the world threw their weight behind the construction of a permanent peacetime world security organization and built the League of Nations.” [117] Perhaps, as Mazower doesn’t consider, the embrace of the League project was facilitated by the realization that such a feeble form of institutionalization was nothing more than window dressing that would neither inhibit colonialist diplomacy or confuse realist political leaders.
In the background were ideological issues that pointed in both directions. The League as established was at once perceived as a threat to sovereignty oriented nationalists and as too weak to carry out its mission of preserving the peace if a strong state emerged with a serious set of grievances about the status quo together with the means and will to mount a challenge by force of arms. As we all know both Germany and Italy in Europe and Japan in Asia did emerge with a revisionist agenda that could only be met by countervailing power, which underscored what was already known, that the League was useless when it came to containing aggressor states. The real test was posed by Fascism, especially as it manifested itself in the Nazi rise to power in Germany.
Destabilizing the Middle East. Fourthly, and least commonly acknowledged, was the degree to which the ‘peace’ concluded after the First World War contributed over the decades to ‘war’ in the Middle East region. This outcome resulted from the unwillingness of the European colonial powers to abide by their promise made during the war of independence for Arab peoples in exchange for their support of the Allied war effort by rising up and fighting against the Ottoman Empire. Instead, Britain and France through secret diplomacy, highlighted by the Sykes-Picot Agreement of 1916, plotted behind the scenes to achieve a distribution of Ottoman lands between themselves without regard either to their earlier commitment or to the dynamics of self-determination. This diplomatic process was responsible for the emergence of a series of particularly artificial states with borders drawn to reflect colonial ambitions relating to the location of oil and other strategic interests such as protecting navigational security in the Suez Canal. This approach to the Middle East has been responsible for successive waves of instability and suppression of minorities, as well as perceptions of illegitimacy by those affected and intense conflict.
Among the most anguishing legacies of the First World War is the current acute turmoil that afflicts almost the entire Middle East. Of course there are many intervening developments during the past hundred years that are relevant to explain the specific patterns of conflict that are present in the region. Nevertheless, as the perceptive regional expert, Mohammed Ayoob argues, it is the colonialist aftermath of the collapse of the Ottoman Empire that constitutes “the primary factor” in accounting for “the mayhem and anarchy” in the region. [158] Ayoob is critical of those who are content to attribute these regional torments to Islamic radicalism and sectarian tensions between Sunni and Shi’ia believers. He believes that this substitution of proximate for the more illuminating root causes leads to a faulty understanding of the underlying situation and what must be done about it. An earlier line of explanation associated with Bernard Lewis attributed the problems of the region to Islamic cultural resistance to a transition to Western style modernity. Of course, the importance of Middle Eastern oil to keep the world stable is a central part of the regional drama, and linked closely to such other concerns as American interventions in the region, preoccupation with the spread of radical Islam, the avoidance of the spread of nuclear weapons, and the destabilizing Israeli claims to uphold its security by periodic aggression and disproportionate reliance on force. In one way or another each of these issues can be traced back to the difficulties associated with the collapse of Ottoman rule as the occasion for the arrangements put in place after World War I.
The diplomacy of World War I was rather confusing and contradictory when it came to the Middle East. As mentioned, particularly Britain encouraged Arab leaders to revolt against Ottoman rule, promising postwar independence in the form of a regional Arab state. At the same time Woodrow Wilson was advocating a quite different approach, proposing the establishment of a series of successor states to the Ottoman control of the region based on the principle of nationality as the means to realize his overriding goal, the self-determination of peoples. In opposition to this the British and French were secretly plotting to divide up the region without regard to such considerations, but rather to satisfy their overriding interest in gaining control over territories that contained oil and satisfied certain strategic interests. The British were preoccupied with safeguarding the Suez Canal, staking claims for countries nearby including Jordan, Palestine, while the French wanted to be near the old Silk road to facilitate trade with Asia by overland routes, and were eager to create a distinct Christian state that would satisfy Maronite aspirations. However, there were also some relevant anti-colonial influences at work in the Versailles peace negotiations associated with American influence, yielding a compromise taking the form of the mandates system. This upheld the British/French ideas about post-Ottoman territorial delimitations, but instead of giving colonial title, these two governments were given unrestricted administrative control over these territories as ‘a sacred trust of civilization’ that included a vague commitment to grant independence at a future time. Without the impact of World War II on the colonial system it is doubtful that political independence would have been achieved without greater struggles against British and French tutelary administrative regimes throughout the region.
As Ayoob persuasively points out, the legacy of these arrangements was the creation of a series of artificial states that experienced great difficulty in governing effectively. Ayoob identifies what followed as ‘state failures’ that have generated the extremism and sectarianism that continues to afflict the region, not the reverse. It seems correct that when sovereign states are not natural political communities severe inner tension and instability inevitably results. The denial to the Kurds of a state of their own has created very disruptive issues of minority and self-determination challenges to state legitimacy that constitute one dimension of persisting problems in Iraq, Syria, with spillovers to Turkey and Iran. What has recently become evident is the capacity of non-state actors to ‘outgovern’ the formal governance institutions of the state. This extraordinary development has been recently acknowledged in relation to the extensive areas under the undeniably harsh and brutal control of the IS, and also in Afghanistan where from the perspective of human security of the people, the Taliban is doing a better job of meeting the daily health and security needs in Afghanistan than is the heavily subsidized government in Kabul. [See “Pakistan’s parallel justice system proves Taliban are ‘out-governing’ the state,”] This radical form of state failure has given well-organized and dedicated Islamic civil society actors a political base that includes a reputation for getting things done without corruption, and contrasts with governmental practice that is perceived as being both corrupt and incompetent.
The other source of fundamental difficulty in the region is associated with the Israel-Palestine conflict that also emanated from a colonial gesture during the final stages of World War I. In 1917 Lord Balfour made an initially secret commitment to the Zionist Movement that Britain would look with favor at the establishment of a Jewish homeland in historic Palestine. The population of Palestine was never consulted, and much conflict has resulted with no present end in sight. Understandably many Arab scholars are outraged by this colonialist intrusion on the political development of the Middle East. Walid Khalidi, the noted Arabist, recently called the Balfour Declaration “..the single most destructive document in the twentieth century.” This may be hyperbole, but there is no doubt that the unresolved Palestinian quest for self-determination has caused frequent wars, as well as inflicted on the Palestinian people both the catastrophic dispossession of 1948, the nakba, and a brutal occupation that has continued since 1967, increasingly assuming an apartheid structure of military administration. The United States has assumed the role earlier played by Britain in protecting Israel’s interests in what has been a hostile environment regardless of Israel’s frequent violation of international law and elemental morality, above all, its unwillingness to cooperate in reaching agreement with Palestinians based on equality of rights as the foundation for a sustainable and just peace.
Conclusion
For several reasons it seems correct to view World War I as the biggest rupture in global history since the French Revolution, and more revolutionary in its impact than subsequent major wars. Perhaps, most notable is the degree to which World War I exhibited interconnections between mobilizing the resources and enthusiasm of national societies for engaging in war and the decline of the capacity to rely on diplomatic compromises to bring wars to an end in a manner that minimizes the suffering experienced and the dislocation caused. As Raymond Aron expresses this idea, “..it was peculiarly difficult to end by negotiation in the traditional way a war that had become a war of peoples and of ideas.” [The Century of Total War, 27] The public had to believe in the war, which fed the claims that the issues in contention were of fundamental importance and that the enemy was pursuing evil ends, and this is what Arendt meant by the end of European comity.
In line with this observation are the elaborate commentary of Gabriel Kolko set forth in his important study, Century of War. Kolko insisted that the World War I initiated a process of war making in which the leaders and citizens anticipate and plan for a short war, and instead experience a long and far more destructive, alienating, and costly war that brings vast human suffering, creating serious societal dislocations. Kolko writes of both the specific deforming impacts of the conflict and its patterning of the successive major wars that have subsequently taken. He writes, “..it is so desperately imperative that we escape from the present uneven yet steady descent along the path of war on which the mankind has been locked since 1914.” [453] He indicts political leaders for their “ignorance that has cost humanity a price in suffering beyond
Any measure.” [454] In effect, World War I initiated a modern tendency for what Kolko calls “the consummate irresponsibility” of leaders who are “playing with the lives of anonymous people..who are sent off to die” without any appreciation of or concern about the societal costs that will be incurred.
We in America remember the anger aroused caused by the Bush presidency promising that the Iraq War would be a cakewalk in which the American occupiers would be welcomed as liberators. It was an arduous decade long campaign that ended in failure and there was no welcome in Iraq despite widespread opposition in the country to the autocratic regime of Saddam Hussein.
In effect, the kind of war making that occurred in World War I and took new technological forms in World War II is a virus that continues to lie dormant in the body politic. It is exhibited by the refusal to seek the abolition of nuclear weaponry or the globalizing of the rule of law, and by the insistence that our side in every war is essentially innocent and good and our adversary is evil, even barbaric.
The current global war on terror is inscribed in public consciousness in accordance with the kind of moralizing self-assurance that guided the peacemakers at Versailles almost a century ago. Unfortunately, the imperative lesson involving the dysfunctionality of war has not yet been learned by either the leaders of the most important sovereign states or their publics. The only useful thing that has been learned about war is the importance of exercising caution in the nuclear age whenever a crisis in international relations occurs. We must pause and ask ourselves what seems to be a decisive moral and political question, which may also be an ultimate survival question: ‘is caution enough?’ And if not, ‘What must be done?’ We certainly do not want people coming together one hundred years hence to lament the persistence of war as the defining feature of world history.
Tags: Balfour Declaration, Middle East, Nuremberg Judgment, punitive peace, Sykes-Picot Agreement, Versailles Peace Treaty, Woodrow Wilson, World War I