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A German Court Punishes An International Crime Committed in Syria

26 Feb

[Prefatory Note: The post below is a much modified text of my responses to questions given to a Turkish journalist, Murat Sofuoglu, associated with TRT. The questions related to a German court decision that held a Syrian intelligence official guilty of aiding and abetting a crime against humanity. The case is significant because it asserts the legal authority of a national court to impose accountability when the territorial sovereign is itself the culprit and international tribunals lack the means to pursue those most responsible for the commission of the most serious international crimes. In this instance, Russia and China vetoed an attempt in the UN Security Council to authorize allegations against Syria.]

A German Court Punishes An International Crime Committed in Syria

  1. What is your legal assessment of the case against the Syrian intelligence member in Germany?

This is a notable case because it invokes international criminal law to punish a Syrian accused of aiding and abetting crimes against humanity in Syria while working as an intelligence officer for the Damascus government. The German court in the city of Koblenz found Eyad al-Ghraib guilty as charged, imposing a prison sentence of 4.5 years. His alleged crime was to continue detaining opponents of the Damascus government in 2011 after he had knowledge that once delivered them to the al-Khatib Prison (also known as Branch 201) they would face torture. The exercise of such legal authority by a national court in Germany, punishing a Syrian acting in Syria under governmental authority has been hailed a landmark decision in the struggle to extend accountability for international crimes beyond what can be done by way of international tribunals such as the International Criminal Court in The Hague. Such a decision is particularly welcomed in the Syrian context where there have long been extensive proof of widespread torture and other abusive behavior, millions of Syrians had fled abroad after being victimized, and international judicial redress was unavailable. For many human rights activists the German decision came as a kind of deliverance from a long dark night, and the use of Universal Jurisdiction was applauded as filling, at least symbolically, the accountability gap.

Less noticed so far, however, was a certain moral complexity in the case. The accused individual did not contest the use of torture in the prison or deny his knowledge of what was occurring, but claimed that he was acting on orders from his superior in the Syrian intelligence service and was threatened with death to himself and his family if he refused to deliver 30 detainees to the prison. Beyond this al-Ghraib failed to carry out order to shoot the demonstrators, and later defected, becoming himself so endangered in Syria that he became a refugee. Aside from the testimony of Syrian refugees, the most persuasive evidence against al-Ghraib apparently came from information he gave German immigration authorities at the time he applied for asylum in Germany. Did not the court act over-zealously under these circumstances? The lawyer for the defense has indicated an appeal, but apparently not to the verdict, but to the harshness of the sentence. The judge, Anna Kerber, was reported to have condemned the specific acts associated with the prosecution with a broader reliance on torture as itself part of ‘a system of torture. This sense of the wider and deeper setting of al-Ghraib’s actions led human rights experts and the Syrian refugee community to welcome the decision, but insist that the punishment was too lenient. There are difficult moral judgments to be made. This defendant was faced with a tragic dilemma, and he was a person who was not a policymaker but a cog in the wheel. When those that put these policies into operation are beyond reach does it make sense to punish those near the bottom of the bureaucratic hierarchy?’

There is a parallel case in the same court against another more senior Syrian intelligence official, Anwar Raslan, who is accused of committing a Crime Against Humanity consisting of supervising the torture of 4,000 Syrian detainees, leading to the death of 58 persons. The case is more serious and complex, and no decision is expected until October. Raslan more than al-Ghraib was in a responsible position carrying out official policies, and seeming less deserving of a certain degree of empathy. It is not known why Raslan left Syria or arranged entry to Germany.    

This far reaching legal authority, known as Universal Jurisdiction, means that anyone who enters a foreign country could be accused of committing an international crime in another country, provided sufficient evidence was presented to justify prosecution and conviction. It was also necessary to be able to bring the accused perpetrator physically before the court , requiring that he was either present in the prosecuting country or could be extradited from a third country. Al Ghraib defected from Syria in 2012. He initially entered Turkey and then Greece as a refugee, eventually entering Germany in 2018 as an asylum seeker. A year later he was recognized by other Syrian refugees who were victims of the 2011 torture experience in the Damascus prison, and the prosecution was launched.

Such an assertion of legal authority generally presupposes that a country’s legislation criminalizes certain specified forms of behavior such as genocide, war crimes and crimes against humanity. The judicial exercise of Universal Jurisdiction rests on the international behavior being prosecuted having been incorporated as a crime in the national legal system of the country. This German decision deserves our attention because it is the first time that such a claim has been internationally prosecuted in relation to the widespread pattern of criminality attributed to the Syrian Government in responding to the popular uprising that began in 2011 in the context of the Arab Spring. Some 30 years earlier Spanish courts claimed a limited authority to prosecute individuals accuses of international crimes committed in Chile.

There was a prominent American case, Filitaria v. Pena-Irala, in 1980 which awarded large damages for acts of torture carried out in Chile against a non-American victim. Unlike this Al Gharib case, Filitaria, was a tort claim, not a criminal prosecution, but it posited the same kind of extra-territorial claim of authority to apply the law of one country to wrongful acts performed in a foreign country so as to uphold a grievance of the harmed individual even if a non-national. 

  • How could the case affect other potential prosecutions across the world against Syrian government officials?

The decision of this German court provides a legal precedent for similar prosecutions, provided evidence is available, the defendant can be brought before the court, and the nation legal system endorses the practice of Universal Jurisdiction. Democratic countries generally vest such legal authority in their national courts. It is easy to understand that the widespread application of such claims resting on Universal Jurisdiction, while a victory for criminal accountability, could seriously hamper travel, tourism, commercial relations, and even diplomatic relations, and hence is both controversial and subject to abuse. It was reported at various times that such public figures as Henry Kissinger and the former Israeli Foreign Minister, Tzipi Livni, were warned by their governments or lawyers not to travel to certain West European countries because they might be subject to arrest on the basis of accusations of war crimes, and subject to detention or extradition. A much publicized case in 1998-99 involved a Spanish request of extradition of the former Chilean dictator, Augusto Pinochet, present in the UK for medical treatment. If extradited, Pinochet faced charged in Spain for his role in presiding over the torture of numerous political prisoners in Chile during his time as president of the country.

It is possible that in light of this German precedent that future legal arguments will be made that Universal Jurisdiction is globally applicable even without criminalization by law at the national level. If this happens, more cases could be launched as there exist many grievances against international crimes throughout the world. Of course, more is needed than an allegation. There must be a legally valid way of bringing the accused individual before the national court, and the prosecuting entity must possess sufficient evidence to produce a guilty verdict. Such legal events would give rise to frictions in the diplomatic relations between states, and could intensify tensions and conflict, but they also hold out hope that new limits on territorial impunity could be achieved, accountability for international crimes extended, and to some extent recourse to criminal forms of governance could be to some extent deterred.

  • Do you find the verdict as a historic decision in a legal sense?

The decision does provide a potential path to greater accountability for international criminal activity in situations where the government of the country where the actions took place is unwilling or unable to prosecute and no international tribunal or punitive remedy is available. It remains to be seen whether the follow up to the German decision creates a trend or is but an

Isolated instance. The lawyer of the loser in the Ghraib case has indicated that the decision will be appealed. Should the decision be reversed the outcome will be quickly forgotten. If not, then a lot depends on whether other law suits of a similar kind go forward, and are successful.

There is a second case being litigated in German courts, but apparently several months from reaching the decision stage. It involves allegations against Anwar Raslan, a more senior prison official in Syria, who is charged with Crimes Against Humanity, which included involvement in the murder of 58 prisoners and the torture of another 4,000. If the Raslan case reaches a similar conclusion to the Ghraib case it will definitely create an international stir, but it could be a backlash involving the repudiation of Universal Jurisdiction. It could with the help of extradition greatly strengthen procedures of accountability in relation to serious international crimes.

It should be remembered that it is somewhat unusual for the perpetrator, as was the story with Ghraib and Aslan, to have sought asylum in a country whose government had opposed the Syrian response to the post-2011 challenge to its leadership of the country. With more than four million Syrian refugees in Turkey it seems likely that if UJ is available cases would be forthcoming.

Opposing Impunity for Geopolitical Criminality

5 Apr

 

 

Responding to intense pressure from the usual sources William Schabas, a prominent and respected expert on international criminal law, recently resigned as Chair of the UN expert commission of inquiry into war crimes allegations arising from the massive Israeli military operations in Gaza during July and August of 2014. These issues relating to international criminal accountability have also received recent prominence due to Palestine’s adherence to the Rome Treaty making it a party to the International Criminal Court, an initiative that generated an enraged punitive reaction on the part of Israel as well as an angry denunciation by Washington. On display in these instances is the struggle between extending the rule of law to international state crimes and the geopolitical resistance to such an effort whenever accountability to law is in tension with the pursuit of strategic interests.

Imposing international criminal responsibility upon political leaders and military commanders that occur in the aftermath of wars possesses a dual character from a geopolitical perspective: to vindicate major military undertakings of liberal democratic states and to ensure impunity for the leaders of these same states in the event that their behavior or that of their allies are alleged to be international crimes. These efforts at vindication are associated with strengthening the global rule of law and validating the established order, while impunity is invoked to insulate powerful individuals and their governments from criminal accountability. The resulting pattern in international life is one of double standards at the level of implementation and hypocritical rhetoric about the importance of a global rule of law based on its universal applicability.

 

Contemporary experience with these issues is grounded in the aftermath of World War II. In 1945 with great fanfare after World War II, especially at Nuremberg in the legal prosecution of surviving Nazi leaders, as well as at Toyko where a series of prominent Japanese personalities who had headed the imperial government and commanded its military forces were accused and convicted of international crimes. These sophisticated ‘show trials’ were generally endorsed in the West as a civilized alternative to the favored Soviet and British approaches, which would have been to arrange summary mass executions of all Germans deemed responsible for international crimes without making any effort to assess the gravity or accuracy of the charges directed at specific individuals. What was done at Nuremberg in 1945 was for prosecutors to prepare carefully evidence of alleged wrongdoing of each defendant under indictment as well as developing arguments about the legal relevance of the international crimes at stake while giving those accused an almost free hand to offer legal defenses and mitigating evidence as prepared by competent lawyers appointed to render them assistance.

 

In most respects, Nuremberg in particular continues to be viewed as a landmark success in the annals of the progressive development of international law. It is also significant that the outcomes of parallel Tokyo prosecutions of Japanese leaders are virtually unknown except in Japan where they are decried as ‘victors’ justice’ and throughout the world among a few specialists in international criminal law.

 

There are several reasons for the prominence of Nuremberg. First of all, the disclosures of the Holocaust at Nuremberg were so ghastly that some sort of punishment of those responsible seemed to be a moral imperative at the time.

Although the crime of genocide did not yet exist in law, the revelations of the Nuremberg proceedings documented as never before the systematic extermination of Jews and others in Europe. Beyond this, the war was widely believed to have been a just and necessary response to the menace of Naziism and Japanese imperialism, and their embrace of aggressive war. The Allied victory was viewed as decisive in overcoming the fascist challenge to liberal democracy, with the Nuremberg Judgment providing an authoritative rationale for waging a defensive war so costly in lives, devastation, and resources. Finally, the claim to be establishing a structure of legal accountability that took precedence over national law seemed integral to the postwar resolve to keep the peace in the future and deter aggression by reminding all leaders of the possibility of criminal accountability for initiating a war or abusing people under their control. The advent of nuclear weaponry reinforced the moral and political conviction that major wars must now be prevented by all available means, including this warning to leaders and military commanders that their actions could become the subject of criminal prosecution.

 

At the same time, this Nuremberg/Tokyo experiment was tainted from the outset. It was clearly victors’ justice that incorporated double standards. The evident crimes of the winners in the war were not even investigated, including the atomic bombings of two Japanese cities, which were viewed around the world as perhaps the worst single acts of wrongdoing throughout the course of the entire war, and only the Nazi death camps were in some way equivalent in relation to legality and morality. There were official statements made at Nuremberg that those who sat in judgment of the Germans would in the future be subject to similar procedures of accountability if they committed acts that seemed to be crimes under international law implying that the rule of law would replace victors’ justice. In effect, the claim made on behalf of moral credibility and political fairness was that this Nuremberg/Tokyo approach would assume the attributes of the rule of law by treating equals equally in future conflicts. Such expectations, if scrutinized, seemed to reflect the hopes of ‘liberal legalists’ in universal legal standards, but were never realistic goals given the structure and nature of world politics.

 

In effect, this Nuremberg promise could not be kept because geopolitical primacy continues to set the limits of legal accountability. Although there has existed an International Criminal Court since 2002, and ample grounds for believing that some major sovereign states have committed international crimes, there have zero prosecutions directed at dominant political actors, and not even investigations into possible criminality have been launched. Such a pattern results from a normative gap in world order that is not likely to be closed soon. It is a gap that is most visibly expressed by reference to the right of veto possessed as a matter of law by the five permanent members of the UN Security Council. This right of veto amounts to an institutional grant of exemption from the legal obligation to comply with the UN Charter on matters of peace and security. For these five states and their friends and allies, compliance is discretionary, and non-compliance is in effect ‘a right.’ In this regard, the UN Charter is itself a product of what might be called ‘geopolitical realism,’ which takes precedence over the apolitical aspirations of ‘liberal legalists.’

 

And yet, the impulse to hold accountable those who commit crimes against the peace, war crimes, and crimes against humanity remains strong among moderate democratic governments and in some sectors of global civil society. As a result there is some further development of the Nuremberg idea, although the fundamental tensions between hard power and establishing a credible rule of law with general applicability remains. During the 1990s the UN Security Council established ad hoc international tribunals to assess criminal responsibility associated with the breakup of former Yugoslavia and in relation to the genocidal massacres in Rwanda. In these North/South settings, there was more willingness to allow all sides to bring forth their arguments about the criminal behavior of their adversary since there were no allegations directed at geopolitical heavyweights. That is, the approach of liberal legalists became practical in these situations where no high profile geopolitical actor is being accused of an international crime.

 

The International Criminal Court was itself brought into being in 2002 by an unusual coalition of forces, joining governments with a great many NGOs drawn from around the world in a joint project. What came into being is an international institution with a mandate to investigate and prosecute, but lacking the participation and support of the dominant states, and operating within a framework that up to now has been deferential to the sensitivities of sovereign states in the West. Operating in such a limited way has led the ICC in its first decade to focus its attention almost entirely on African leaders, while looking the other way with respect to geopolitical actors. Liberals conceive of this as progress, doing what can be done, and beneficial to the extent that it apprehends some persons who have been responsible for atrocities and crimes against humanity. Critics of the ICC view it as another venue for the administration of ‘victors’ justice’ and an inscription of Western moral hegemony that entails a cynical expression of double standards. Both interpretations are plausible. The ICC is currently facing an identity test as to whether it will undertake investigations of alleged Israeli criminality made at the request of Palestine. Its institutional weight is being demonstrated by the degree to which the Israeli leadership reacts with fury, punitive policies, and intense anger directed at the Palestinian Authority for raising such a possibility. It should surprise few that Israel’s backlash against the ICC is supported by the United States.

 

For centuries there has been recognized the capacity of national courts to act as agents of law enforcement in relation to international wrongdoing. Such a judicial role was long exercised in Western countries in relation to international piracy, which was viewed as a crime against the whole world and hence could be prosecuted anywhere. Such an extension of international criminal law is based on ideas of ‘universal jurisdiction,’ strengthening the capacity of international society to address serious crimes of state. This kind of approach receive great attention in relation to allegations of torture made against the former Chilean dictator, Augusto Pinochet, after he was detained by Britain in response to a 1998 request for extradition by Spain where a court stood ready to prosecute on the basis of indictments already made. After a series of legal proceedings in Britain the House of Lords acting as the country’s highest judicial body decided that Pinochet should be extradited, but only for torture charges relating to a period after torture became an international crime within Britain. In theory, national courts could become much more active in relation to universal jurisdiction if so empowered by parliamentary mandate, but again doing so without challenging geopolitical red lines. When Belgian courts threatened to proceed against Donald Rumsfeld because of his alleged authorization of torture in Iraq, political pressures were mounted by Washington, including even threats to move NATO. In the end, Belgium backed down by revising its national criminal code so as to make it much more difficult to prosecute international crimes that occurred outside of Belgium and for which Belgians were not victims or perpetrators.

 

Civil society has also acted to close the normative gap created by patterns of geopolitical impunity. In the midst of the Vietnam War, motivated by a sense of moral outrage and the paralysis of official institutions when it came to challenging American behavior, Bertrand Russell organized a symbolic legal proceeding that investigated charges of criminality in 1966 and 1967. Prominent intellectuals from around the world were invited to serve as a jury of conscience, heard evidence, issuing their opinion as to law and facts at the end. Inspired by this Russell Tribunal experience, the Permanent Peoples Tribunal was established a decade later by citizens, operating out of Rome, holding sessions on issues where there existed moral outrage, legal prohibitions, and institutional paralysis, symbolically challenging geopolitical impunity. In 2005 there was organized in Istanbul by a dedicated group of female activists an independent tribunal to investigate war crimes charges against British and American political and military leaders, as well as corporate actors associated with the Iraq War. The Iraq War Tribunal relied upon a jury of conscience chaired by Arundhati Roy to pronounce upon the evidence. Of course, such a tribunal can only challenge impunity symbolically by influencing public opinion, and possibly through encouraging boycotts and other moves that delegitimize the claimants of power and possibly alter the political climate. Nevertheless, it plays a role in the legitimacy war dimensions of international conflicts, providing an alternative narrative to the discourse

disseminated by geopolitical forces and giving encouragement to civil society activism by providing a convincing rationale for concluding that contested behavior violates fundamental norms of international law and morality.

 

In summary, it is still accurate to observe that geopolitical primacy inhibits the implementation of international criminal law from the perspective of a global rule of law regime that treats equals equally. At the same time, ever since Nuremberg there have been efforts to end the impunity of those guilty of international crimes in war/peace situations and national settings of oppressive rule. These efforts have taken several main forms: (1) the establishment by the UN of ad hoc tribunals with a specific mandate as with former Yugoslavia and Rwanda; (2) the establishment of a treaty based international institution, the International Criminal Court, with limited participation and disappointing results to date; (3) reliance on universal jurisdiction to activate national courts to act as agents on behalf of international society with respect to enforcing international criminal law; (4) the formation of civil society tribunals to assess criminal responsibility of

leaders in situations of moral outrage and global settings that render unavailable either inter-governmental or governmental procedures of accountability. (1)-(3) are projects of liberal legality, while (4) draws on more progressive jurisprudential energies outside the statist paradigm.

 

In the end, there is posed a choice. One possibility is go along with the one-eyed efforts of liberal legalists, most notably mainstream NGOs such as Human Rights Watch, silently acknowledging that the rule of law cannot be expected to function in relation to many serious international crimes due to the hierarchical and hegemonic structure of international society. The other possibility is to insist there can be no international justice so long as there exists a regime of ‘geopolitical impunity.’ In both instances, the contributions of civil society tribunals are needed, both for the sake of symbolic indictment and documentation of wrongdoing, and to acknowledge civil society as the moral and legal conscience of humanity. It must be admitted that only among liberal democracies are such self-critical initiatives of civil society tolerated, although such undertakings are derided and marginalized by mainstream media as the work of a ‘kangaroo court.’ Obama’s refusal to look back at the international crimes alleged against leading members of the Bush presidency is one awkward admission of the limits on legal accountability; such reasoning if generalized would invalidate any concern with all forms of past behavior, and hence any notion of accountability for all crimes. In such a dysutopia criminal law might exist, but by habit and expectation it would never be implemented, however severe the crime and dangerous the criminal. In the world we inhabit, without kangaroo courts international criminal law would continue with its limited writ, and there would no tribunals whatsoever to assess the criminality of the most powerful political actors on the world stage that menace many vulnerable peoples in the world.