[Prefatory Note: The following interview was previously published in September by the online Global Governance Forum. My responses to the questions posed by Aslı Bâli have been somewhat updated to take account of intervening developments. Aslı was my last PhD student at Princeton, has emerged as a star of the UCLA School of Law in recent years, and just now has joined the faculty of Yale Law School. Although her brilliance as a Princeton student both stimulated and challenged me, it as a cherished friend that Aslı has most impacted my life.]
Ukraine: War, Statecraft, and Geopolitical Conflict — a focus on the return of the nuclear question

Introduction: The risk of nuclear escalation in the context of Russia’s invasion of Ukraine has been a subject of considerable debate in the United States among scholars, policy analysts and media commentators. These debates reveal a broad spectrum of views from those who dismiss Russian references to nuclear capabilities as mere saber rattling to those who worry that if Russian President Vladimir Putin finds his back to the wall in Ukraine, he may resort to tactical nuclear strikes. Whatever the assessment of the risks in Ukraine, it is clear that questions of nuclear deterrence are back on the table after nearly a generation in which most American analysts viewed non-proliferation as the sole U.S. foreign policy objective regarding nuclear arsenals.
For those who have continued to press concerns about nuclear disarmament since the end of the Cold War, the return of the nuclear question may raise awareness among new audiences about the existential threat posed by existing nuclear arsenals. Richard Falk has for decades been an outspoken authority calling for denuclearization. In this interview, Aslı Bâli invites Richard to reflect on whether the Ukraine conflict risks becoming a military confrontation that tips the world into further nuclear escalation or whether there remains an opportunity to move the world away from the nuclear precipice.
Richard Falk is the Albert G. Milbank Professor of International Law and Practice Emeritus at Princeton University and Chair of Global Law at Queen Mary University London, Faculty of Law. He is the author or co-author of over twenty books, and editor or co-editor of numerous others. A collection of his selected writings on nuclear disarmament was published in an edited volume from Cambridge University Press titled On Nuclear Weapons: Denuclearization, Demilitarization and Disarmament (2019). Aslı Bâli is Professor of Law at UCLA School of Law and Founding Faculty Director of the Promise Institute for Human Rights. She interviewed Falk in May 2022.
Aslı Bâli: To begin our conversation, it would be useful to provide some context as to why nuclear disarmament was largely sidelined as an urgent international question in the post-Cold War period. How might we think about the last two decades in particular, during which the possibility of the development of an Iranian nuclear arsenal was deemed so much more threatening than the existence of extensive nuclear arsenals in the hands of other states?
Richard Falk: I think the last two decades since the Soviet collapse reflect a period in which the nuclear weapons states, particularly the US, have felt comfortable with the nuclear status quo. Their preference was to organize this arrangement—in which they maintain nuclear arsenals and other states forego that option—as a permanent regime anchored in the non-proliferation treaty (NPT) interpreted in such a way as to drop the disarmament requirements of that treaty. Article VI of the NPT contains the good faith nuclear disarmament obligation, which was supposedly the bargain offered to induce non-nuclear states to become parties to the treaty. The attempt by nuclear weapons states to drop this element from the treaty arrangement creates an interesting international law situation: There’s a breach of an essential provision of the NPT, yet this treaty regime is regarded by the US and NATO countries as a great achievement of international law in relation to nuclear threat reduction. The existential scope of the NPT is reduced to a hegemonic arrangement that imposes limits on the proliferation of nuclear weapons, while keeping the development and control of the weapons restricted to a small group of nuclear weapons states. This includes the discretion to develop and threaten their use, as well as determining how and whether they would be used, and to what extent, in crisis or combat situations. This is a regulatory framework that neither reflects the NPT as a negotiated text, nor is prudent and equitable, and it certainly violates the major premise of the rule of law—treating equals equally.
I participated in a Council on Foreign Relations webinar event a year or so ago about the future of national security, and one of the participants introduced the idea that Article VI of the NPT is best understood as ‘a useful fiction.’ That is, Article VI was included in the treaty as a way of satisfying non-nuclear countries that they were being offered an equitable bargaining framework by becoming parties to the NPT. Whereas in fact there was a tacit understanding from the beginning that disarmament, despite the treaty language of commitment, was not viewed by political elites of the nuclear weapons states as a realistic, or even a desirable goal, to be pursued by the nuclear weapons states, and most especially it was so viewed by the United States.
In considering the broader context that has, as you put it, sidelined the issues of nuclear disarmament, the other thing to be emphasized is that there had crept in a kind of complacency about this weaponry. There are thousands of nuclear weapons, preponderately in the US and Russia, and very little public understanding of existing constraints on their threat or use or under what circumstances these arsenals might be introduced into diplomacy or even combat situations. The U.S. in particular, and some other countries like Israel, have been developing combat roles for certain types nuclear weapons—styled as tactical nuclear arms or so-called “mini-nukes”—that strongly implied that such weapons might actually be introduced into local or regional conflicts. Given the array of bilateral conflicts that have the risk of nuclear escalation including in Ukraine, if confrontation escalates in relation to Taiwan, on the Korean peninsula, in India/Pakistan, perhaps if Israel’s security is under pressure in the Middle East. Despite these possibilities being widely feared, there has been so far no concerted or consistent international response exhibiting opposition or even anxiety.
The risks of the overall situation are well-reflected for those who follow the nuclear issue by the fact that the Doomsday clock—maintained by the Bulletin of Atomic Scientists and often relied upon as a reliable assessment of nuclear danger at a given time—has moved ever closer in this period to midnight. Prior to the Ukraine crisis I think it was already only one hundred seconds away from midnight. In the words of the editors, “the Clock remains the closest it has ever been to civilization-ending apocalypse.” The UN Secretary General has recently warned that the world is but ‘one miscalculation’ away from nuclear catastrophe.
There is another worrisome aspect of the manner in which the three NATO nuclear weapons states have assumed the authority to enforce the NPT regime as it applies to non-nuclear states. There is nothing about enforcement in the treaty, and Article X grants non-nuclear states a right of withdrawal if facing severe security threats. And yet the U.S. and Israel have made unlawful claims to use force if they believe Iran intends or achieves a nuclear weapons capability. This is hegemonic geopolitics, which not be confused with the implementation of international law.
The complacency toward this weaponry and the satisfaction with the NPT regime that has allowed powerful states to retain a hierarchical and hegemonic relationship to non-nuclear states are important dimensions of this doomsday risk. Thus, the situation prior to Ukraine, Taiwan, and Iran require urgent action to avoid existential dangers, but global complacency and the diversionary priority given to containing proliferation threats posed by non-nuclear states rather than addressing the risks of existing arsenals has kept the nuclear agenda from any serious engagement with disarmament and war threats for many decades. This must stop or disaster is virtually assured.
Aslı Bâli: Your response raises one further question: why, in your view, have the non-nuclear states acquiesced in the violation of the core bargained-for agreement they had negotiated in the NPT?
Richard Falk: I think the non-nuclear weapons states, too, have adapted to this complacent atmosphere when it comes to nuclear weapons, although this may be changing, and not primarily because of Ukraine. It may reflect a sense of a lack of leverage over global nuclear policy in a post-Cold War context. During the Cold War, there had been some willingness on the part of the Soviet Union and then China to engage in a disarmament process on negotiating arsenal reductions, and this seemed realistic to the rest of the world. But in the post-Cold War period, the U.S. shifted away from even the pretense of disarmament priorities and there has been an absence of powerful states pushing back against this trajectory. That said, I do think there is now emerging a critical outlook on the part of the Global South that may alter course back in manner more supportive of the views of disarmament advocates. This ‘new look’ of the Global South has been most clearly expressed in the negotiation and adoption a new treaty, the Treaty on the Prohibition of Nuclear Weapons (TPNW), signed in 2017 and coming into force with over sixty ratifications in 2021. The treaty itself was originally supported by as many as 120 countries, though it has only garnered signatures from about two-thirds of that number and been ratified so far by half.
Another indication of renewed Global South resistance to overlooking the nuclear weapons states disarmament obligations is evident in the twice delayed review conference called for by the NPT. Such a review conference is supposed to take place every five years and the pivotal Tenth Review Conference was scheduled for 2020. Originally postponed due to the COVID-19 pandemic, it was supposed to be rescheduled for 2021 and was postponed again to 2022 and finally took place in August 2022. But in addition to pandemic-related reasons, it is understood that the deferrals have been prompted by the concern among nuclear weapons states that there may encounter friction with the Global South over disarmament. Although the failure to produce a consensus outcome document was blamed on Russia, there were also present signs of resentment about the continuing refusal of the nuclear weapons states to implement their Article VI obligations.
In short, even prior to Ukraine and Taiwan there was reason to think that there is a new international mood at the intergovernmental level concerning the threat posed by existing nuclear arsenals. I think the Ukraine and Taiwan encounters have now added momentum to this shift by a reawakening at the civil society level of palpable apprehensions over the threat or use of nuclear weapons, and in Ukraine the additional risk that nuclear power facilities will be accidentally, or even deliberately, attacked. I believe this is a time when I am hoping for a revival of pressure from below to put nuclear disarmament back on the global policy agenda, and this time with greatly increased participation of non-Western civil society and governments.
Aslı Bâli: Some have characterized the Ukraine conflict as illustrating the degree to which global powers might stumble blindly into a nuclear confrontation. Is it your sense that there are opportunities to contain this risk today whether through intergovernmental diplomacy or global civil society mobilization?
Richard Falk: Well, I think at the civil society level there is a definite concern though it is not too well-focused at this point. There is sort of a free-floating anxiety about the possibility that nuclear weapons use might occur on the European continent and this may have a galvanizing effect that leads to forms of domestic pressure in some European states to take action to offset such a risk. I also think that some high officials in the Biden inner circle have changed their views of the Ukraine conflict as the potential nuclear dimensions of the conflict have come into clearer focus. At an earlier stage of the Ukraine war, it seemed as if the Biden administration didn’t consider very seriously the nuclear risk, though they were always present fortunately to some degree wider war dangers of escalation. This sensitivity was evident, for example, in Biden’s early resistance to calls, especially from Congress and right-wing think tanks, to establish a no-fly zone in Ukraine, and in his original hesitancy to supply offensive weaponry to the Ukrainians. Similarly, the early posture of not interfering with Ukrainian President Volodomir Zelensky’s efforts at seeking some sort of negotiated compromise further confirmed that the Biden administration was wary of escalation, and willing to allow Ukraine to control its own future. But in a second phase of the conflict, when the Ukrainian resistance turned out to be more successful than anticipated, and strategic defeat or weakening of Russia seemed possible and strategically attractive, the Biden administration’s priorities visibly shifted and they manifestly treated the Ukraine war as an opportunity to teach Russia a lesson and at the same time, and perhaps of greater significance, to signal China that if they tried anything similar with Taiwan, they would face an even worse outcome. This latter point was provocatively underscored by Biden during his recent trip to Asia that featured a strong public statement committing the US to the defense of Taiwan, followed by an irresponsibly provocative visit to Taiwan by Nancy Pelosi that violated the spirit of the One China Policy that represented the core of the 1972 Shanghai Communique, which has kept peace and stability for 50 years.
With respect to the Ukraine conflict, I have drawn a distinction between two levels. First, there is the Russia-Ukraine confrontation over issues that pertain to their bilateral conflict. But secondly, there is the geopolitical level of interaction between the US and Russia, which entails a confrontation whose stakes exceed the question of Ukraine. Here, escalation was stimulated by what I view as the quite irresponsible rhetoric from the Biden administration that demonized Putin from the outset of the crisis in February 2022. To be sure, Putin is not an attractive political leader, but even during the Cold War American leaders sensibly refrained from demonizing Stalin or other Soviet leaders, and vice versa. Some public officials, congresspeople, did demonize Soviet officials and policies but leaders in the executive branch refrained from such behavior because it would create such an evident obstacle to keeping open necessary diplomatic channels between the US and the Soviets, and significantly the Soviets did the same even during such encroachments on sovereign rights as in the Vietnam War.
Regrettably, in the second phase of the current conflict in Ukraine, the U.S. became a source of escalation. American influence was directed also at more or less discouraging President Zelensky from further seeking a negotiated ending of the war on the ground. Instead, the U.S. position seemed to harden around pursuit of strategic victory. This was made explicit by Secretary of State Antony Blinken and Defense Secretary Lloyd Austin who commented on the opportunity to weaken Russia after a visit to Ukraine in which they pledged increased economic and military support. I think that now we have passed a third phase of the Ukraine conflict where there was some recognition in Washington and elsewhere that the Biden administration went too far in an escalatory direction from the perspective of prudence and with regard to the spillover harm from prolonged warfare. Now in a fourth phase where once more a Ukrainian victory together with a Russian/Putin defeat has changed Washington tactics once more, with such favorable results seemingly within reach at what are viewed as acceptable costs. The tragic result, already partly consummated, will be a prolonged war in Ukraine, with terrible adverse consequences for the world economy and the wellbeing of poorer people in a series of countries in the Global South. It will hardest those countries most dependent on affordable access to food and energy, and this includes European countries. It is not only the continuation of Ukraine warfare and China tensions, but the unintended consequences of anti-Russian sanctions that will result in harmful impacts in many parts of the planet.
Aslı Bâli: Given your analysis of the U.S. role in escalating the conflict in Ukraine, what in your view is the current risk of either nuclear confrontation or further erosions of the possibility of promoting U.S.-Russian arms control and nuclear disarmament?
Richard Falk: The discouraging thing about the third phase is that the Biden administration still hasn’t clearly opened wide the door to a diplomatic resolution or emphasized the importance of a cease fire that might stop the immediate killing and enable de-escalation, and now in the midst of the fourth stage it seems too late. What this suggests is that there will be either of two bad scenarios unfolding as the Ukraine Crisis continues: the first is that the risk and costs of a long war in Ukraine results in the U.S. further escalating in order to try to bring the war to a faster conclusion by making Moscow give in, or withdraw, or do something that allows Ukraine and the U.S. to claim victory. That approach really would put maximum pressure on Putin who, in turn, might determine that facing such a serious existential danger to Russian security justifies a robust response that includes the threat and possibly even the use of tactical nuclear weapons as a way, and maybe the only way, to avoid impression of strategic defeat to be the beginning of the end of his leadership.
The second scenario is that the U.S. might be prepared to live with a prolonged war and hope that it at some point Moscow will tire of the experience, the way the Soviets did in Afghanistan and that the US did in Vietnam. But recent experience suggests just how destructive this course would be for Ukraine and the world. It took the U.S. twenty years to extricate itself from Afghanistan, leaving that country as receptive to the Taliban as was twenty years earlier before driven from power, millions permanently displaced and millions more wandering the world as refugees, while those who stay home face famine and extreme gender discrimination, and untold hundreds of thousands of Afghanis have been maimed or worse. Equally depressing, as others have pointed out, the likely outcome from the Ukrainian point of view will not change very much because of what happens on the bloody battlefields, whether the war is ended next week or ten years from now except that a longer war will result in more casualties, greater devastation, and enduring embitterment.
Aslı Bâli: Could you say more about what you would expect at the end of the Ukraine conflict whether it happens through early negotiations or at the end of a protracted war?
Richard Falk: Well, I expect that the most likely scenario for an end to the conflict will entail some concessions by Ukraine in relation to the Donbas region of Eastern Ukraine, together with a pledge of neutrality for the country as a whole, and non-membership in NATO. In exchange for such concessions, Russia would likely be expected to pledge in turn that it would heretofore respect the sovereign rights and political independence of the Ukraine. In all likelihood the question of Crimea will not be addressed in the course of ending the current conflict. The contours of such a negotiated end to the conflict had already emerged in talks between the Russian and Ukrainian sides in March of 2022 and there is little reason to think these parameters will change substantially, although if the Ukrainian battlefield successes in the fourth phase hold up, it may alter a future peace process. Yet the probability still remains that such a compromised political outcome could have been achieved earlier, certainly in the first phase of the conflict if not prior to the Russian attack, before early Ukrainian victories led to the second, and then, a fourth geopolitical phase of escalation. It has become clearer as the conflict has persisted that the U.S. is prepared to go to extreme lengths, if necessary to retain its post-Cold War status as sole manager of a unipolar configuration of power in the world.
Asli Bali: Given this assessment, what opportunities, if any, do you see for reviving calls for nuclear disarmament in response to the nuclear risks made evident by the Ukraine conflict?
Richard Falk: Of course, there is a very dark form of opportunity that might emerge if there is indeed a nuclear confrontation and the use of tactical or other nuclear weapons. Such a development would undoubtedly generate a widespread call for disarmament—one hopes that doesn’t occur, of course. Beyond this apocalyptic scenario, it is a little unpredictable whether there will emerge a recognition that the pursuit of permanent stability via the non-proliferation approach should be superseded by a new effort at nuclear disarmament. I think it would be very globally popular to explore that possibility, and I would imagine the Chinese at least would be quite open to that.
In the background of such speculation is the question of whether the US is prepared to live in a multipolar world. Certainly, the post-Cold War period afforded the U.S. the opportunity to nurture illusions that the collapse of the Soviet Union might usher in a durable era in which it was the only global geopolitical actor. In a sense this is what Secretary Blinken presumably meant when he says in speeches that the idea of spheres of influence should have been discarded after World War II.[1] The thought is that after WWII, or at the very least following the Cold War, the U.S. prefers to preside over a system in which its own influence is confined by no sphere and extends in a truly global fashion. Of course, had the US adopted this posture in the immediate aftermath of WWII, as Secretary Blinken suggests, it would have amounted to a declaration of a third world war. This is because ruling out spheres of influence would have mean blocking Soviet intervention in Eastern Europe, whether in Hungary in 1956 or Czechoslovakia in 1968. Moreover, what Blinken is suggesting today is not a world without spheres of influence but rather an adaptation of a Monroe Doctrine for the world in which the US regards the global order as its singular sphere of influence. And, of course, the Monroe Doctrine in its narrower hemispheric form is also alive and well as the US continues to assert its prerogative to dictate policies and interfere with internal politics in countries throughout Latin America from Cuba to Venezuela to Nicaragua and beyond. We can hardly imagine the bellicosity of the U.S. response if Russia had dared meddle in Mexico for a decade in the manner that Washington did in Ukraine.
Against this backdrop, it is worth noting that the ongoing US effort at global supremacy does put it at a massive asymmetric advantage over all other actors in exerting influence without geographic bounds. With some 800 foreign bases—and a context in which 97% of all foreign bases globally are American—and troops stationed in every continent the US has spread its influence globally, on land, in the air, on the sea, and is investing heavily to be sure it will control space. Meanwhile, of course, alongside this enormous investment in militarism is profound disinvestment in the infrastructure and social services needed to sustain its own population domestically. In short, the US effort to prevent a multipolar order from challenging its own claim to global supremacy is coming at an enormous cost at home and is currently faltering abroad. The risk is that this strategy is increasingly tied to an investment in ensuring strategic weakness for the Russians in Ukraine, which, in turn, raises temptations to engage in nuclear brinksmanship.
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Aslı Bâli: There is something distressing about the way in which the Ukraine conflict has reset the domestic debate, which at the end of the Trump years and in the 2020 presidential election had begun to converge around the idea of restraining American militarism and ending endless wars. Today, bipartisan consensus around an enhanced defense budget and massive military aid to Ukraine may be eclipsing those earlier commitments. Do you consider the Ukraine conflict as providing a new lease on life for the project of American primacy?
Richard Falk: I’m afraid that might be right. Biden was so committed to unifying the country as part of his presidential campaign—the image of projecting himself as someone who is able to “cross the aisle” and generate bipartisan consensus, profoundly believing that a unified America remains a country capable of doing unlimited good at home and internationally. In fact, however, this unity project failed miserably with the Republican side converging around Trump’s constituencies. The Ukraine war has somewhat reshuffled the deck and Biden seems keen to embrace this opportunity to forge bipartisan consensus around war, but with a belated recognition that currently seeking unity at home is not only a lost cause but exhibits his lost sense of the realities of the country. His popularity level remains surprisingly low, but the surge of Cold War bipartisanship in relation to appropriating billions of dollars for Ukraine is undeniable. From a global perspective, however, this great show of empathy for Ukrainian suffering and civilian damage and refugees, and so on, sets a stark contrast to the ways in which the US and the West responded to other humanitarian crises. Thus one price of this partial unity at home may be an increasingly divided world in which US standing declines further. The specific comparisons between the Western response to Ukraine and their indifference and callous disregard for the plight of Palestinians, the consequences of the Iraq War, and the displacement generated by the Syrian conflict is difficult to explain without taking into account an element of racism. This reality has hardly escaped the attention of governments and communities in the Global South.
Aslı Bâli: Returning to the nuclear question, you have suggested that the Ukraine war has awakened a new generation to the real risks of the nuclear arsenals retained by global powers. Do you believe that this awareness alongside concerns about the double standards attached to American hegemony might mobilize new global social movements calling for disarmament and a more equitable international order?
Richard Falk: I certainly hope that might be the case. I think it would be premature to expect the Ukraine conflict alone to rekindle a vibrant anti-nuclear movement at this point. But there may be further developments that do have such a galvanizing effect, something that unfortunately cannot be discounted as the Russians engage in nuclear drills to remind Western states of the risks of escalation in Ukraine. There are also other nuclear dangers that are looming in the world. I think the Israel-Iran relationship is very unstable and may produce some renewed awareness of nuclear risk; the same is also true of the conflicts in India-Pakistan, the Korean peninsula, and above all the looming conflict involving Taiwan. In the latter instance Pentagon war games have achieved results showing that unless the U.S. is prepared itself to abandon the nuclear taboo it loses in the event of a naval confrontation in the Taiwan Straights. So new generations may come to understand that the idea of achieving stability with nuclear weapons is a dangerous and unstable illusion. This brings me back to the cynical idea that I encountered at the Council on Foreign Relations about disarmament being a useful fiction to appease publics in the Global South. At the time, and there was no pushback against such an assertion at the meeting. The response of the audience was to simply acknowledge that this is how realist elites talks about national security. It is this kind of acquiescence and complacency that poses the greatest obstacle to global social organizing around disarmament and, thus, the greatest risk that we may stumble into crises where one side is prepared to risk nuclear war to avoid a strategic defeat. I hope that the threats that are now manifest in Ukraine, Taiwan, Iran, and beyond might spark new forms of awareness among the now more mobilized younger generations leading social movements for environmental and racial justice. Nuclear arsenals pose an existential threat to our planet alongside the reckless climate policies, massive wealth disparities, and the virulent structural racism that plague the global order. There is much work to do if we are to address all of these challenges, and there might be no better place to launch a new phase of transformative global politics by championing nuclear abolition.
Will China Run the World? Should it?
14 Dec[Prefatory Note: Interview Responses to Questions of Javad Heiran-Nia on world order in the time of COVID-19, with emphasis on China & United States, especially as reflected in the restructuring of the world economy. The underlying issue is whether the Chinese or U.S. approach to global policy and world order will gain the upper hand, and at what costs to humanity. The interview will be published in a forthcoming issue of Age of Reflection, a monthly magazine. (http://www.asreandisheh.com/). This post adds some observations at the end that do not appear in the interview.]
Yes, I think it has become extremely relevant to talk about the comparative approaches of China and the U.S. to problem-solving and political order, both their differences and similarities. There exists a preliminary question relating to the seemingly unusual character of American political leadership during the past four years of the Trump presidency, and the probability that it is about to change in style and substance shortly after Joe Biden is inaugurated as the next president. Trump is the first American leader to reject the authority of science and expert guidance in a period of national crisis, greatly aggravating the harm caused by the Corona-19 virus through the advocacy of behavior that contributes to the spread of the disease rather than to its containment. It is also notable that other illiberal leaders of important states have also acted in extremely irresponsible ways during the crisis, including Bolsonaro, the leader of Brazil, and to some extent, Boris Johnson, the British prime minister, among others.
The comparison between China and the United States, current leadership aside, suggests some important differences. The most important difference relates to the role of the central government, and in China’s case, the state. China has more of a unitary system in which policy is set in Beijing for the entire country. In the United States, the reality of federalism means that all 50 internal states enjoy a measure of autonomy, which results in diverse responses to the COVID challenge, some following the approach taken by Trump while others following health guidelines and produce overall better results.
In general, it is possible to suggest that the role of the state is more effectively and efficiently deployed in China in response to COVID, although exhibiting a disturbing disregard for the freedom of citizens and their human rights, especially with regard to political dissent and peaceful opposition. The extraordinary success of the Chinese economy over the course of the past 50 years, confirms the importance of providing centralized guidance in promoting technological innovations and in managing the allocations of capital investment in rapid and sustainable patterns of development.
The U.S. has long suffered from the effects of massive over-investment in military capabilities, which has led to a series of costly foreign policy failures going back to Vietnam, compounded by a refusal to adapt to a global setting in which the politics of national resistance prevails over the superior weaponry of the United States, producing endless wars with unfavorable political outcomes for the intervening. So far China has avoided this trap, expanding through reliance on a variety of soft power instruments, but whether it can maintain this posture in the face of the U.S. current disposition toward confrontation and the initiation of a second cold war is not clear.
The U.S. also suffers from ideological inhibitions that are leftovers from the Cold War rivalry with the Soviet Union. Any reliance on government to perform roles relating to health, education, and social protection are labeled as ‘socialism,’ which is treated as such an evil mode of governing as to foreclose serious discussion. The result has been disinvestment in the social justice agenda, which is compounded in bad effects by the continuing over-investment in the militarist agenda.
This is a crucial question. There is no doubt that neoliberal globalization led to a surge in international trade and investment, fueling sustained economic growth, but it also led to great inequality of benefits from economic development, sharpening class tensions, and in the American case caused acute alienation among workers and rural communities. The Trump phenomenon arose as an ultra-nationalist impassioned backlash to these negative domestic impacts of liberalism. Trump’s insistent call for ‘America First’ coupled with a rejection of all phases of globalism resonated with many Americans. Such a strident outlook struck heavy blows against global cooperation and hospitality to asylum-seekers and refugee, and even immigrants, at the very time these more cosmopolitan behavioral patterns were most needed to address such serious challenges as climate change and migration flows that could not be handled satisfactorily by states acting alone. In some respects, this retreat behind borders worked politically and economically for Trump until the unanticipated COVID pandemic came along. Trump missed no opportunity to boast about the stock market reaching historic highs, low unemployment figures, and somewhat rising wages for workers. The down side of Trump’s approach led to repudiations of the authority of international economic institutions, produced accelerating inequality, and was accompanied by ugly reactions against immigrants and people of color who were denied the full benefits of citizenship and were treated as hostile threats to nationalist identities of supremacy claimed by discontented white Americans who felt understood, energized, and supported by the Trump leadership.
In contrast, China was able to benefit from market forces while simultaneously overcoming the impoverished condition of more than 300,000,000 of its citizens and rapidly building an efficient modern market society on the largest national scale ever known. China’s state-guided public investment policies have seemed very well coordinated to develop an economy that is not only remarkably productive in industrial era manufacturing, but has started to dominate the technological frontiers that have military and reputational implications as threatening to the West as was post-1945 decolonization. China managed to combine taking advantage of liberalism while avoiding most severe forms of domestic alienation, and found win/win ways to help with infrastructure development of less developed countries without seriously interfering with their sovereign rights or political independence, thereby raising its status internationally. From a human rights perspective, China built an impressive record with respect to economic and social rights, while limiting political and civil rights rather severely, and imposing an unacceptably discriminatory regime on the large minority Uighur population in Xinjiang province.
The Biden approach to China reflects a bipartisan, and largely mistaken, view that China has taken unfair advantage of world economy through improper subsidies of exports and by way of strict regulation of imports and foreign investment in China, including with respect to technology. I am not equipped to assess the reasonableness of these grievances, nor of the Chinese concerns with unfair responses to their activities in global markets. There is a danger arising from this attempt to control Chinese economic behavior that it will lead China to retaliate and give rise to the sort of protectionism that caused the Great Depression of the 1930s, characterized as a ‘beggar thy neighbor’ ethos in foreign economic policy. There is also present an impression that the United States is neglecting its own economic shortcomings by shifting blame to China rather than making reforms such as a more prudent allocation of resources and a more effective and equitable public allocation of public sector revenues to promote research and development in non-military projects. The U.S. political taboo preventing even discussion of the shrinking the military budget and the worldwide network of overseas bases is more explanatory of American decline than are accusations of improper behavior directed at China. The U.S.’s military budget is larger than the combined military expenditures of the next ten countries, and yet the U.S. has never felt more insecure throughout its entire history. It is these realities that are at the root of the relative world decline in the economic sphere, and the overall crisis confidence, currently besetting the United States.
This question points to another major deficiency in the global turn toward economic nationalism and away from economic multinationalism during the Trump presidency. China has taken intelligent advantage of the U.S. withdrawal from the Trans-Pacific Partnership, which incidentally excluded China reflecting Obama’s interest in containing China’s regional outreach. China has helped fill the cooperation vacuum by adopting a multilateral framework designed to facilitate Asian growth of trade and investment. Trump’s preference for ‘transactional’ bilateral deals over negotiated cooperative frameworks seems ‘ is very shortsighted, and is almost certain to be rejected as an approach during the Biden presidency. But it is probably too late to reverse these regional developments by U.S. inclusion unless Biden’s leadership moves away from confrontation and toward accommodation, which seems unlikely. This China-led 10 country Regional Comprehensive Economic Partnership includes Japan, South Korea, Singapore, Vietnam, Cambodia, Philippines, Thailand, Australia, New Zealand, and Brunei is off to an impressive start. This arrangement has been under negotiation since 2012, and just now formally endorsed by member governments. India had been expected to become a member, withdrawing recently because the expected lowering of tariffs was thought to harm Indian producers. As it is this Asian bloc comprises 30% of the world’s population, and just under 30% of the world’s GDP.
I anticipate a double movement with regard to the world economy: one movement would be toward restoring the spirit and substance of market driven transnational agreements and frameworks designed to encourage trade and investment within a rule governed framework that is mutually beneficial and inclusive; the second movement is more ideologically delimited, seeking frameworks that are ideologically and geopolitically more closely aligned, excluding China, and possibly Russia. This post-Cold War restructuring was somewhat anticipated by the Obama ‘Asia reset’ that deliberately excluded China from the TPP, and Biden is likely to go further in Asia, and possibly joining with India in adopting a new containment approach to foreign policy and world order. It is difficult at this stage to know how China will react if it is faced with geopolitical encirclement and a more exclusionary economic atmosphere. It is possible that China, which is more pragmatic and opportunistic than the West, will do its best to encourage a less conflictual new phase of economic globalization, which would spread benefits worldwide, is also responsibly concerned with the global public good, which translates into greater support for clean energy, environmental protection, human rights, denuclearizing initiatives, and a more equitable distribution of benefits of economic growth.
Biden’s efforts to find a consensus on foreign economic policy will definitely pose a crucial test for his presidency. If he seeks to act on the basis of domestic unity, policymaking will likely be paralyzed, especially if Republicans remain able to put roadblocks in the path of Democratic proposed initiatives. If Biden decides to ignore the priorities of this lingering large Trump support he will be confronted by resentment and disruption. It is a dilemma no recent American president has faced. Whether the dilemma can be overcome also depends on whether Trumpist Republicans retain control of the U.S. Senate, and that seems to rest on the Georgia reruns of the two senatorial elections, which will be decided in early January. Unless the Democrats win both races, the Republicans will control the Senate, and as they did with Obama’s second term, be in a position to obstruct and block most legislative initiatives that are seen as antagonistic to the Trump approach. Biden’s pledge to be president for all Americans sounds good, but whether it will be a successful governing style remains in doubt. My understanding is that most Trumpists want power not compromise or responsible government. In this regard, restoring civility to the American political scene will be welcomed even by some Trump supporters, but to uphold his policy goals it may well be necessary to confront Republicans and mobilize the support of the citizenry. With the recent election revealing the depth of polarization, further revealed by the Trump refusal to accept the outcome as certified by the long reliable voting schemes operative in the 50 states, including those presided over by Republican officials, there are many signs of domestic trouble ahead for Biden whether he gives way on his policy agenda or tries to have it fulfilled. Biden may have more success in reviving the bilateral consensus on foreign policy that existed during the Cold War, and would be now focus on restoring European alliance relations and challenging China regionally in South and East Asia, and globally with regard to a U.S. oriented revision of rule-governed globalization. Again, much depends on the degree to which the Biden leadership with continues to address global security through a militarist optic. Early indications suggest that the demilitarization of the American political and moral imagination will not be forthcoming in the near future whoever is president.
Again, I think the way to consider such a departure from global scale, inclusive liberalism is to reevaluate the operation of the world economy during and after the ending of the Cold War in the early 1990s. On the basis of my prior responses is a return to a modified Cold War orientation toward foreign economic policy. Unlike the Soviet Union, China’s participation in the world economy is indispensable for world stability and sustainable development, which creates a realization of mutual benefits. There is no realistic prospect of resurrecting the ‘Washington consensus’ shaped by the Bretton Woods institutions as projecting American values onto the global stage as the more legitimate future than that projected by Moscow. What might be feasible is some reform within the neoliberal framework that gained certain concessions from China but more or less retained the inclusive structures of neoliberal globalization that have controlled the world economy since the Soviet collapse in 1992. Thinking optimistically, we might even witness an upgrading the quality of Chinese participation. If reform fails and geopolitical confrontation occurs, then a lose/lose future for the entire world looms as the likely outcome, which could work more to the disadvantage of the West than to China. It needs to realized that China has been adapting its public investment priorities in light of expanding the economic performance of its huge domestic market, including satisfying rising consumer demand, as well continuing with the largest international/transnational development in world history, The Road and Belt Initiative or One Belt, One Road (OBOR), a new Silk Road adapted to the circumstances of the present. As Deepak Nayyar has shown in his breakthrough book, Asian Resurgence (2019), China is no longer dependent on Silicon Valley and Europe for technological progress, but the West, including the United States, may increasingly look to China for the latest technological innovations. Undoubtedly, part of the rising tension with China reflects the threatening reality that the country has graduated from its non-threatening role as ‘the factory of the world’ to becoming dominant on some of the most dynamic technological frontiers, which is a symbolic as well as a substantive blow to America’s reputation and leadership credentials, and possibly even to its dominance with respect to innovations in military technology.
8. Given that liberalism is not in America’s best interests internationally, and theorists such as Prof. John Mearsheimer warn the US government against pursuing liberalism globally, what do you think will replace the current liberal order?
John Mearsheimer has long intelligently stressed the geopolitical dimensions of world order, which inevitably emphasizes patterns of conflict between major actors. As an extreme realist he regards ‘liberalism’ as naïve, and a sign of weakness, which invites cynical adversaries to take advantage economically and diplomatically. Mearsheimer is convinced that history is shaped by those political actors that prevail militarily, and as adjusted for present realities, the first priority of foreign policy should not be cooperation with rivals but their deterrence. He has gone so far as to credit nuclear weapons with the avoidance of World War III during the Cold War.
A complementary view to that of Mearsheimer has been influentially formulated by Graham Allison in his book Destined for War: Can America and China Escape the ‘Thucydides’s Trap’ (2017), which puts forward the thesis that high risks of war occur when the hegemonic hierarchy is challenged by an ascending actor in international relations. The present ascendant political actor that perceived a rising challenge from below is likely to provoke war rather than give way, which according to Allison is what has almost happened throughout world history.
Whether such abstractions should be given much weight considering several factors:
–the globalizing adaptations in the post-COVID world, giving increased role to WHO, and UN
Generally, as offset by persisting ultra-nationalist governance trends, despite defeat of Trump;
–a growing anxiety about global warming producing climate change with many harmful effects, including dangerous erosions of biodiversity;
–the Chinese challenge to American global primacy arising in a manner unlike earlier geopolitical confrontations, most notable with respect to economic performance, technological ascendancy, and soft power expansionism rather than by way of military challenge and territorial ambitions;
–U.S. relative decline globally, reflecting a continuing over-investment in military capabilities, a militarized permanent bureaucracy entrapped in an outmoded political imagination with a disposition that exaggerates security threats and under-invests in domestic infrastructure and social protection of its citizenry;
–a resulting intensification of uncertainty about the future of world order, some recovery of functional multilateralism under Biden leadership accompanied by increased reliance on coercive geopolitics involving relying on military ‘solutions’ for political problems.
Tags: Asian Economic Order, China, United States, world order