
Never in the history of the Turkish republic have municipal elections of the mayors of cities and towns meant so much to the political life of the country as those held on March 30. It is not a sudden turn to localism around the country or in the big cities, although the commercializing of the urban landscape in large Turkish cities, especially Istanbul, is a matter of serious concern to an influential and discontented segment of the citizenry. The primary explanation for this great interest in these local elections, exhibited by a record voter turnout, had to do with an embittered and multi-faceted opposition to the national leadership provided by the Justice and Development Party (AKP), and above all, by its controversially charismatic leader Recep Tayyip Erdogan. Both the government and the opposition treated these elections as a referendum on the leadership being bestowed upon the country by Erdogan, its stormy prime minister during the past 12 years.
What was surprising about the outcome to most observers was the persisting strength of public support for AKP leadership, reflecting a widely shared approval on the part of ordinary Turks combined with the sense that the main opposition forces, the Republican People’s Party (CHP) and the National Action Party (MHP), had little to offer the country, and if given the chance to govern would likely plunge the country into recession and chaos, and possibly even collapse. In such an inflamed atmosphere, the AKP received approximately 45% of the vote, up from 39% in the last local elections held in 2009, while the Kemalist Republican People’s Party (CHP) received 28% and the rightest National Action Party (MHP) about 14%. The support of the CHP was mainly concentrated in the large Turkish cities in the West. In the cities of the Turkish East where minorities often dominate, especially Kurds, the CHP turns its back, has no organizational presence, and received less than 1% voter support in such leading cities as Diyarbakir, Van, Sanliurfa. It is a strange anomaly of Turkey that in a country of 77 million the AKP is the only political party that competes for votes throughout the entire country, and seems responsive to the expectations and grievances of all sections and ethnicities.
Looked at differently, the election returns also disclose that 55% of the Turkish public opposes Erdogan and the AKP, and this would suggest that Erdogan’s presumed presidential ambitions might never be realized. In the presidential elections scheduled for this August the winner must poll over 50%, although not necessarily on the first round. Erdogan’s candidacy might still be a possibility, if done with the support, or at least acquiescence, of the current president, Abdullah Gul, and if the Kurds could be persuaded to vote, Erdogan, which is a distinct possibility. As of now, Erdogan has not disclosed his intentions about the presidency or, more generally, his political future. Whatever happens, so long as Erdogan remains active, his presence is likely to be the lightning rod that dominates the Turkish political landscape, and keeps the atmosphere tense.
From an outsider’s perspective this level of reaffirmation of citizen confidence in the AKP and Erdogan seems implausible at first glance. The mainstream international media has been increasingly hostile toward Turkey since 2010 or so, especially contending that his leadership in recent years was slouching toward authoritarian rule. This line of criticism portrayed Erdogan as a Turkish version of Vladimir Putin. This international turn toward a critical view of Erdogan undoubtedly reflected several developments: the deterioration of Turkish-Israeli relations following the Gaza War of 2008-09 culminating in the Mavi Marmara incident the following year in which Israeli commandos killed nine Turks on a Turkish passenger ship carrying humanitarian supplies to beleaguered Gaza in defiance of an Israeli blockade; the Turkish pursuit of a foreign policy line more independent of American priorities, especially in relation to Iran, highlighted by a 2010 Turkish/Brazilian initiative to resolve tensions surrounding Iran’s nuclear program and followed by a related refusal of Turkey to go along with the Western push in the UN Security Council for intensifying sanctions on Iran; and more recently, with Turkey standing almost alone in the Middle East and the West in its refusal to welcome the 2013 military coup against the Muslim Brotherhood led Egyptian government or to be silent when the new military leadership under General Sisi committed vicious state crimes against those that resisted the efforts of the new regime in Cairo to impose total control over the society after overthrowing the elected Morsi government.
Such Turkish deviations from the Western consensus on regional policy were not really as dramatic or systemic as made to appear. The Turkish Government has long made it clear that restoration of normal diplomatic relations with Israel would be welcomed if Tel Aviv acted reasonably, and accepted responsibility for the Mavi Marmara deaths and lifted its unlawful blockade of Gaza maintained since mid-2007. In relation to Iran, the NATO group has always claimed, as does Turkey, to seek a diplomatic solution, and seemed at one stage even to encourage and welcome the Turkish/Brazilian initiative to find a solution for the storage of Iran’s enriched uranium. Besides, Ankara’s relations with Iran have cooled considerably in light of their opposed positions in Syria. Further, given the bloody record of the post-Morsi leadership in Egypt, the United States and others in the region should by now feel ashamed of their failure to stand up for democratically elected leaders and insist that the Sisi leadership show at least minimal respect for the rule of law and human rights before lavish economic assistance is forthcoming.
Additionally, on a host of other issues Turkey remains solidly in the Western camp, including the controversial deployment of defensive NATO missile systems on its territory, strong opposition to the Assad regime in Syria, provision for over one million Syrian refugees in a form that meets international standards, tendering of crucial and unwavering support for the Syrian rebel insurgency, and participation in the NATO intervention of 2013 in Libya, and even in the controversial NATO operation in Afghanistan. On balance, Turkey in recent years was doing nothing more disruptive of its long-term Western orientation in foreign policy than to behave like an independent sovereign state of rising regional influence and global status. Turkish behavior should have been viewed in Washington and Europe as a positive and natural development in this post-Cold War era, especially if compared with the violent instability, entrenched authoritarianism, and economic stagnancy that continues to prevail throughout most of the Middle East.
Undoubtedly, the domestic realities of Turkey, even ignoring the recent flare ups, seemed likely to weaken Erdogan’s hold on popular support. To begin with, any democratically elected leadership that has been in power for more than a decade has a tendency to make an increasing proportion of its citizenry restless. Furthermore, most political parties to long in control of the government become increasingly susceptible to corrupting temptations. Such extended governance even without scandals generates feelings in the public that it is time for a change. Although in Turkey such a prospect of change is worrisome, as the alternatives to AKP leadership seem so lacking in capacity and vision. It is a definite weakness of Turkey’s political life that there is absent a responsible opposition that could at least elevate the level of policy debate and offer constructive ideas about addressing national policy options. Without such a responsible opposition the body politic of a democratic society is subject to the unhappy choice of relying indefinitely on a single governing party or taking its chances with the irresponsible opposition that may not even be able to manage the economy, much less steer the ship of state through the perilous political waters of the region.
In the background, was a deep seated and uncompromising opposition to the AKP and Erdogan on the part of the old secular establishment that had ruled the country ever since its initial electoral success in 2002. Such sentiments of discontent in Turkey were given a fierce endorsement by the Gezi Park demonstrations of mid-2013, and even more so by the lethal force used in response by the government to maintain public order. Whether these developments did more than strengthen the will and intensify the shrillness of anti-Erdogan forces is hard to say, but the recent electoral results suggest that no serious erosion of pro-AKP support occurred. Erdogan’s abrasive refusal to address the Gezi protests in a respectful and statesmanlike language that sought reconciliation produced widespread critical comment at home and abroad. His initial praise for police tactics also alarmed commentators, and reinforced the impression that Erdogan was insensitive to the abuse inflicted on aroused citizens who were doing nothing more than exercising democratic rights of peaceful protest. It is also relevant to note that the international media was much more critical of Erdogan’s response to Gezi Park than to the far bloodier responses of General Sisi’s regime to peaceful demonstrations of the Muslim Brotherhood in the public squares of Cairo. Also, it should be taken into account, that what started in Gezi Park as a youth movement of environmental protest against the destruction of a heritage site in Istanbul quickly escalated into an anti-Erdogan hate fest, calling for his resignation, if not his head, and savagely attacking the entire economic and political program being pursued by the AKP. Also overlooked by the international media and internal opposition were the several moves toward reconciliation made by Erdogan, including meeting with opposition leaders, accepting a judicial decision as to the future of Gezi Park, and generally, trying, if belatedly to calm the situation and move on.
What followed after Gezi in recent months came as a startling surprise to most outsiders, and seemed far more threatening to the AKP hold on political power: the split between the Hizmet Movement headed by Fetullah Gulen from his unusual command center in rural Pennsylvania and Erdogan. This split dramatically ruptured the unity of the two leading Islamic tendencies in Turkish political and cultural life. Without considering the complexity of what produced this bitter conflict between these two powerful Islamically oriented personalities, it seemed that such an organizational cleavage would gravely weaken the AKP appeal, especially against the background of seemingly rising dissatisfaction that seemed on the increase throughout Turkey in recent years. This dissatisfaction seemed further magnified by the spectacular corruption charges put forward on December 17, 2013, purporting to implicating the highest levels of the Erdogan administration, and inducing four ministers to resign in disgrace. There were additional accusations of major corruption also directed at Erdogan and his son, but the evidence made public so far relies on untrustworthy and possibly fraudulent, and certainly unlawful, surveillance tapes that did not enjoy high credibility.
Assessing the overall leadership of Erdogan is not an easy task. Ever since the AKP came to power Erdogan has been hated by the Turkish secular opposition and adored by his populist followers. In the early years of the AKP administration, Erdogan was cautious, pragmatic, and exceedingly effective in steering the country onto a course of action that involved economic growth, the control of inflation, a pronounced effort to accommodate the European Union’s criteria for membership, control of the armed forces, relative mildness in his personal pronouncements, and a range of regional and extra-regional foreign policy initiatives that won widespread admiration around the world. Despite the electoral mandate and difficulties associated with a resistant bureaucracy that reflected largely CHP and MHP views as to Turkish national policy, it seemed clear to most objective observers that Turkey was under capable leadership impressively pursuing constructive national goals, especially as compared to unfolding events elsewhere in the Middle East.
Yet, the opposition was unwilling to act responsibly, seeming to be only interested in finding reasons to attack the Erdogan administration, and even to generate a crisis of legitimacy that would be conducive to a coup of the kind that had displaced several elected Turkish governments in the past. Talking to secular critics in the early years of AKP governance, there were several lines of response all aggressively hostile: the main one was the suspicion that the real intentions of the AKP was secretly to prepare the ground for making Turkey into ‘a second Iran,’ that is, a governing process reflecting Islamic values and contrary to the secular principles associated with the founding vision of Kemal Ataturk and enshrined in the Turkish constitution; a somewhat less belligerent theme of the AKP critics was to belittle its record of success, which was difficult to deny altogether, as a byproduct of the Turkish effort to satisfy EU requirements for membership or benefitting from the good luck of an economic package that had been bestowed on the country by the IMF and took hold just in time for the AKP to claim credit for a record of sustained economic growth that it didn’t deserve.
As time passed, two things became obvious: first, the Turkish armed forces were not willing, as in the pre-AKP past, to take control of and responsibility for the state, suggesting that the democratically elected AKP was no longer on a collision course with the military as had been a widespread conjecture in the years immediately following their electoral victory in 2002; and secondly, the Turkish citizenry confirmed their support for the AKP in election after election up through the just concluded local elections of 2014, and especially exhibited an expanding base of support for AKP in the 2011 national elections. This trend and the 2011 outcome added to the polarization that reflected the atmosphere of distrust and hostility on both sides of the Turkish political divide. It is true that after 2011 Erdogan often behaved as if intoxicated by political success and the tangible achievements during his time as head of state. The opposition became hysterically alienated, both convinced that they possessed no democratic path by which to displace the AKP from the commanding heights in Turkey and fearful and angry about Erdogan’s more strident and opinionated portended a descent into oppressive rule. Putting the issue in more conceptual terms, Erdogan was becoming more of a populist leader buoyed by the enthusiasm of his political base, interpreting the 2011 electoral mandate from the perspective of majoritarian democracy, that is, without taking into account the views of the opposition, ruling on behalf of the majority rather than exhibiting sensitivity to the interests of the whole of Turkish society.
On the night of the March 30 elections, Erdogan delivered a victory speech from the balcony of his official residence that could be read in either of two ways, and probably should be understood as expressing an unresolved tension in his own mind. Because of some aggressive language directed toward the opposition, especially bitterness toward the tactics and behavior of the Gulen movement, it could be viewed as it was in a NY Times editorial as indicating Erdogan’s thirst for revenge. His words were strong: “We’ll walk into their dens..Now is the time to comb them out, with the law. Why? Because from now on, neither the nation nor we will show tolerance to such networks.” It seemed to suggest that with the elections behind, a purge of Gulen adherents would be carried out with merciless resolve by the Turkish state.
There was a different message also contained in the speech. It was a message of reconciliation and unity, addressed to the whole of the country, and celebrating, rather than bemoaning Turkish diversity. “We have said one nation with Turks, Kurds, Laz, Caucasians, Abkhasians, Bosniaks and Roma people. I love them as a Turk for being a Turk, a Kurd for being a Kurd, or a Laz for being a Laz.” This multiculturalism was reinforced further: “Today..the process of national unity and fraternity won. Not even one person among the 77 million lost, because a cadre that is ready to serve them without any discrimination is in office.” This is a welcome departure from an ethno-nationalist past nurtured by Ataturk in the state-building early phase of modern Turkish history, in which being Turkish overrode non-Turkish ethnic identities, producing discrimination and sometimes severe and dangerous tensions, especially in relation to the large Kurdish minority.
As we look to the Turkish future we can thus see two different dominant scenarios of AKP/Erdogan leadership: the first is to remain in an internal confrontational mode with a combative leadership in Ankara lashing out at all those that disagree with its style and substance; the second is to give meaning to the promise of leadership on behalf of the whole of Turkish society, requiring Erdogan to moderate his rhetoric and to be less publicly opinionated about social life style issues, and to restore a foreign policy approach dedicated to the peaceful settlement of regional conflcts and positive engagement with Africa, the Balkans, and Central Asia. Two starting points for this preferred approach would be a concerted revival of the Kurdish initiative, which seemed quite hopeful a few months ago and a reset on Syria that gave priority to ending the violence and addressing the humanitarian emergency in the country and supported an inclusive diplomacy that tried hard to make Iran part of the solution rather than the core of the problem.
At stake, is the quality of Turkish democracy, which must at once value the procedures of election, but also confirm the importance of constraints on the power of the state via genuine support for the rule of law, freedom of expression in the media, accountability of political leaders, a credible anti-corruption campaign, and a respectful attitude toward the political opposition. In effect, what is being proposed is a move away from the excesses of majoritarian democracy, and toward the implementation of republican ideas of separation of powers and checks and balances. Of course, also, the opposition needs to play its part by desisting from demonizing the leadership, acknowledging the accomplishments of government alongside the mounting of criticisms of its shortcomings, and adhering itself to legal and responsible limits associated with respect to surveillance and the use of social media. Turkey retains the potential to carry a bright torch of hope into the future if it can restore political stability, sustain economic growth, engage with the more democratic trends in the region, and resume a foreign policy that rests on ethical principles and ambitions as well as national interests.
The assessment of the deadly sarin gas incident that killed as many as 1500 people living in the Ghouta neighborhood on the outskirts of Damascus on August 21, 2013 has now cast a new dark shadow across the Turkish post-election political scene. Seymour Hersh, a highly respected American investigative journalist, has recently published a devastating account of how the Turkish government facilitated the acquisition of sarin gas by the Al Nusra Front in Syria with the intention of producing a false flag operation in Syria that would cross Obama’s red line relating to chemical weapons, and lead to a devastating American air attack on Syria, and swing the war there back in favor of the anti-Assad insurgency. [See Seymour M Hersh, “The Red Line and the Rat Line,” London Review of Books, April 6, 2014; reinforcing Hersh’s account is an interpretative article by Robert Fisk, an equally prominent journalist, appearing on April 10, 2014 in The Independent with the inflammatory title, “Has Recep Tayyip Erdogan gone from model Middle East ‘strongman’ to tin-pot dictator?”]
This scenario that came perilously close to happening, being aborted at the last minute by the unwelcome realization in the Obama White House that the sarin attack could not be convincingly attributed to the Assad regime. According to Hersh’s analysis Obama shifted course at the last minute when it became clear that the evidence indicated that it was rebel forces, and not the Damascus government, that fired the missiles containing the poison gas into a crowded urban area. Obama reportedly changed course when presented with the revised account of the events on August 21 by the top American military commanders. Both the United States and Turkish Governments have issued sharp denials of the Hersh allegations, and continue to insist that there still are no reasons to doubt that the attack on Ghouta was done by Assad’s forces. Whatever the reality, this controversy has been seized upon by Erdogan’s foes in Turkey to renew their attack on the legitimacy of his leadership. These charges are extremely serious, and if reliably established and do not just fade away, could tip the Turkish balance against Erdogan as an acceptable political leader.
Tags: AKP, Democracy, Erdogan, Ghouta attack, Prime Minister of Turkey, Recep Tayyip Erdoğan, Sarin Gas, Turkish elections, Turkish government
The New Interventionists: Civil Society Activists
19 Apr[This essay is a revised and reoriented version of a text that was published online at the Global Policy Website on April 14, 2014 with the title “A Presumption Against Intervention.”]
Participating in the intervention debates that have raged periodically in the United States ever since the Vietnam War in the 1960’s, and of course earlier in less contested settings, and elsewhere, I have been struck by a defining encounter between those who are dogmatically opposed to intervention per se and those who rarely confront a call for intervention that they do not feel persuaded by. The traditional focus of policy discussion proceeds on the assumption that what is controversial concerns the forcible character of a proposed intervention by governmental actors to coerce some kind of major change in the regime or policies of a foreign sovereign state. Other lesser forms of intervention, often called ‘interference’ rarely are the subject of public debate, although covert regime-changing intervention is a a crucial exception. Those favoring a particular intervention usually rely, at least in part, on a rationale that such an undertaking is necessary and desirable as it would rescue a captive people from a regime responsible for massive crimes against humanity or genocide or overcome a humanitarian emergency. There are also complexities in analysis if the regime has dubious legitimacy and consents to ‘intervention’ to suppress an insurgent challenge.
Four developments over the course of the last half century are radically reshape debates about intervention. The first, and most important, is the collapse of European colonialism, which has often motivated the West, and especially the United States, to assert their goals and protect their interests by way of intervention in what were formerly colonies or states whose sovereignty was curtailed by hegemonic authority. A feature of this post-colonial global setting is that the intervening state, if Western, will tend to justify its actions by setting forth an altruistic and unselfish rationale. Related to this matter of motivation on the side of the intervener is the prospect of effective and persevering national resistance creating obstacles to succeeding with an intervention. The combination of motivation and anticipated resistance helps explain why so few major interventions in the recent past have been viewed as successful as compared to earlier. One notable continuity linking colonial memories to post-colonial realities is the invariable geographical locations of the intervener in the West and the target society being in the non-West.
The second development is the rise of human rights as a dimension of world order and a central feature of the foreign policy of liberal democracies, which in a globalizing world makes sovereign boundaries seem less inhibiting from the perspective of international law for a prospective intervener. The implicit major premise of the human rights framework is an affirmation of species solidarity. This means that responsibilities for the wellbeing of others extends beyond the boundaries of one’s own state, and encompasses the most remote parts of the planet. In other words, intervention is supposedly undertaken for the sake of securing the rights of others, and denies territorial ambitions and the quest for economic benefits. The 21st century intervener claims a purity of intentions, but the configuration of interventions and non-interventions is far more ambiguous in its linkages to strategic and material interests.
The third development is the increased reliance on military weaponry and combat tactics that reduce sharply the casualties of the intervener while shifting as much of the burden of death and devastation as possible to the target society. This reflects thin political support in the intervening society that usually accompanies subjecting citizens of Western countries to risks of dying, placing a premium on weaponry and forms of warfare that minimizes the likelihood of casualties even if at the cost of battlefield effectiveness. The Kosovo intervention under NATO auspices in 1999 was characteristic of this pattern, with the military campaign consisting exclusively of air attacks from fairly high altitudes that apparently increased the casualties on the ground but spared the interveners from incurring losses. The attacks launched in 2001 against the al-Qaeda strongholds in Afghanistan were notoriously ineffective in attaining their military objectives despite complete battlefield dominance. A similar pattern was present in Libya in 2013 employing NATO airpower to tip the internal balance of forces in favor of an anti-regime uprising while avoiding tactics that might place the intervening forces at high risk.
A fourth development is the acceptance of the validity of a general international law rule prohibiting intervention regardless of justifying circumstances. The only exceptions to this prohibition involve a use of force that can be persuasively justified as self-defense against a prior armed attack or that has been mandated by a Security Council decision. Almost all controversial interventions involve non-defensive uses of force that have not been neither authorized by UN procedures, and are vulnerable to legalistic criticism as violations of international law.
II. Assessing the Debate
Participants in debates about a prospective intervention are generally influenced by the presence or absence of a variety of considerations that shape their assessments. The pro-interventionists who rest their case mainly or exclusively on humanitarian concerns believe that when a state severely abuses its own people, intervention should follow regardless of its country of origin or motivation. Ideally, such an intervention should be mandated by the United Nations so as to comply with international law, but if political obstacles prevent such a green light from being obtained, intervention should go ahead anyway if seen as likely effective in ending a pattern of severe abuse. Such North American liberal hawks as Samantha Power, Michael Ignatieff, Susan Rice, and Anne-Marie Slaughter are among the most ardent and intelligent exponents of interventionary diplomacy. One characteristic of these pro-interventionists is their unquestioning good faith of the claims put forward by the U.S. Government that the intervention is truly about helping vulnerable or suffering people, and that allegations by critics about protecting access to oil reserves or ensuring market access should be dismissed as leftist polemics. Another feature of such advocacy is its rather blind confidence that if American military superiority is brought to bear it can be translated into a desired political outcome at an acceptable cost in lives and costs.
The anti-interventionists approach these policy issues entirely differently, essentially on the basis of an ethic of suspicion. They look below the surface of humanitarian rationalizations for unlawful uses of force to discern what they believe to be the real motives. They are quick to doubt the humanitarian explanations offered for an intervention, and instead search for the presence of strategic and material interests. Most anti-interventionists reject the justifications given by the pro-interventionists, especially those put forward by government officials, and are skeptical about claims that positive results will be achieved by an intervention even if the question of strategic interests is put to one side. Such skeptics do often self-identify as left or progressive. They are likely to refer to past failures of intervention such as Vietnam, or more recently, Iraq and Afghanistan. These historical cases are offered as cautionary reminders of how often intervention as a political undertaking has gone wrong. They also sharply criticize advocates of intervention for their willful failure to consider the past and for their near exclusive focus on questions of feasibility, which overlooks the terrible track record of interventions after 1945. Since the end of World War II, few interventions have come close to attaining the goals set by their advocates, especially if the target country has a population of over three million.
For dedicated anti-interventionists, such as Noam Chomsky, nearly every intervention that is politically endorsed by the West is a poorly disguised example of ‘military humanism,’ and as a result, unacceptably weakens international law and the UN, erodes respect for the sovereign rights of smaller and weaker states, and is deeply compromised by the ‘double standards’ that pervade the practice of intervention. Chomsky, for instance, asks rhetorically why intervention was undertaken in Kosovo but not on behalf of the large Kurdish minority in Turkey who during roughly the same time period were enduring a cruel counterinsurgency campaign conducted by the Turkish government. In other words, the suspicion of the anti-interventionists is reinforced by the contradictions in the practice of the intervening states and in the mix of advocacy and silence on the part of the pro-interventionists.
The pro-interventionist tends to believe in the moral contributions of the United States as a global leader that uses its military power for generally benevolent purposes. In contrast, the anti-interventionist generally dismisses such moral claims as a cover story for the pursuit of strategic interests in a post-colonial world order where the rules of the game are the same, or similar, and only the language of justification has changed to require an ethical rationalization to legitimize non-defensive uses of international force. It is no longer permissible or prudent to admit selfish national motivations, and for this reason a humanitarian and human rights discourse has become fashionable, but it has also obscured the true wellsprings of policy. Anti-interventionists captive to their suspicions about the maneuvers of the powerful are on occasion insensitive to the depth and reality of suffering or the severity of abuse being experienced by a people entrapped in genocidal circumstances. Such dogmatic anti-interventionism shoves aside practical pleas to rescue entrapped and victimized peoples even in situation of genuine emergency. They are so distrustful of authorizing uses of force by those few political actors that possess long distance force projection capabilities that they refuse to consider the context or weigh the pros and cons of each particular case, and remain content with a reject of intervention on a purely abstract and dogmatic basis.
Against such a background of polarized views about interventionary diplomacy, I would support several general propositions in seeking to develop an approach that was not ideologically predetermined, but leans toward the anti-interventionist position:
–assess the pros and cons relating to a given situation, including taking due account of the radical uncertainty that arises from unknown and unknowable aspects of the national context and an inability to assess accurately the risks associated with a prospect of national resistance to intervention; the net effect of such an approach is to give rise to a presumption against intervention;
–such a presumption can be overcome by solid evidence suggesting that a true humanitarian emergency exists, that the persons facing a dire threat can be effectively rescued by the proposed scale of intervention, and that the intervening political actor receives authorization from the UN Security Council;
–in situations of exceptional danger to a civilian population as posed by a genocidal campaign the presumption should be overcome even without UNSC authorization, provided there exists a strong regional consensus supportive of intervention as emerged in the Middle East in reaction to Iraq’s occupation and annexation of Kuwait in 1990 and in Europe in relation to Kosovo in 1999; the quality of the regional consensus is inescapably a matter of interpretation, although formal endorsement of or opposition to a proposed intervention by a constituted regional organization deserves serious respect in the absence of clear signals at the global level from the UN Security Council;
–such a presumption should not be put aside if the intervention seems contrary to the wishes of the people engaged in an ongoing struggle to promote change in the target country or if the intervention will tip the internal balance in civil strife contra popular will and the dynamics of self-determination;
–if the intervention is carried out nonviolently as a civil society initiative, the presumption against intervention should be reversed, provided that the evidence of a humanitarian crisis is clearly established and the territorial government is incapable of acting or is guilty of crimes against humanity; an influential precedent for such an intervention from below was provided by the global anti-apartheid campaign that exerted major pressures on South Africa in the early 1990s; a more controversial example is the BDS (boycott, divestment, and sanctions) movement challenging certain Israeli policies and practices, and is currently directed mainly at Israel’s unlawful settlements and continued occupation of Palestine.
These five propositions are guidelines for reaching a contextual assessment in relation to any debate proposing intervention aimed at achieving change in a foreign state. By their nature, there is an imprecision associated with such a framework, but it is an alternative to the sort of doctrinaire approach that has been so common in the public debates about intervention in the past 20 years. Relying on these guidelines I favored a limited intervention in Rwanda in 1994 while opposing the 2003 intervention in Iraq because of the failure to obtain authorization from the Security Council despite a major effort, the fabrication of a counter-proliferation justification, the absence of an existing humanitarian emergency, and the likely prospect of a surge of national resistance. In relation to Libya in 2013, I favored a limited humanitarian intervention to protect the civilian population of the city of Benghazi because there was a UN authorization and a genuine humanitarian emergency, but opposed the NATO enlargement of the mandate to encompass a regime-changing mission.
Syria has been the most daunting of recent cases as there has existed for several years a severe humanitarian emergency, but there is neither a global nor regional consensus supportive of military intervention. Beyond this, the uncertainty factors depicted in the first guideline have made it impossible to have confidence that any foreign military intervention in Syria would not intensify the violence and work against the dynamics of self-determination, the most significant anti-intervention norm in a post-colonial global setting that has so often been disastrously violated in the Middle East.
Debates about intervention are inevitable in an interdependent world order in which ideals of territorial sovereignty clash with the interests and values of hegemonic political actors. There are no either/or solution for the dilemmas posed. What seems preferable is a contextual assessment tempered by humility arising from the experience of past interventions. Such an outlook is consistent with attitudes of overall respect for international law as binding on the strong as well as the weak. But consistency must yield on rare occasions to conditions of acute emergency even if the motivations of the intervening side are impure and the UN is unwilling to give its approval. And the peoples of the world must shoulder more responsibility via civil society initiatives that have a far cleaner record, both in relation to motivation and results, than do governments when it comes to intervention, which may be deliberately coercive but is not violent.
Tags: humanitarian emergency, intervention