[Prefatory Note: The post below is a somewhat amplified version of an interview with C. J. Polychroniou, journalist and professor of political economy at West Chester University, which was published on January 7, 2020 in the online journal, Global Policy. As the interview was conducted in December 2019, it fails to address the various disruptive consequences of the assassination of Qasem Soleimani, including the violation of Iraqi sovereignty, Baghdad being the site of the drone attack, as well as the risks of war arising from an escalating tit-for-tat cycle of actions and reactions. Given growing tensions between the interconnectedness of the world and the state-centric character of international law, including contradictions between totalizing and disregarding territorial sovereignty, state-centric world order is being increasingly marginalized by geopolitical behavior that both generates and suppresses transnational political violence. A normative crisis with structural implications exists, and is not even being widely appreciated much less adequately addressed. The continuing disregard of this crisis adds to grave risks of aa catastrophic future for humanity, with severe spillover to the natural surroundings shared with non-human species.]
Facing the Global Crisis
Q1. I want to start this interview on the state of global affairs near the end of the second decade of the 21st century by moving from the abstract to the concrete. To begin with, it’s regarded as axiomatic that the postwar international liberal order is fracturing and that we are at the same time in the midst of a geopolitical transition where the most prominent characteristic seems to be the decline of the United States as a global superpower. With that in mind, can you offer us a panoramic perspective on the contemporary state of global affairs? What do you consider to be the primary changes under way, and the emerging challenges and threats to global peace and stability?
Response: There are many crosscutting tendencies now evident at the global level. At the very time when globalizing challenges are intensifying, the mechanisms available for regional and global cooperation are becoming dangerously less effective. The failure to address climate change, so clearly in the global public interest, is emblematic of a dysfunctional world order system. This failure can be further delineated by reference to two distinct, yet interrelated developments. The first characterized by a vacuum in global leadership, which reflects both the overall decline of the United States as well as its explicit renunciation of such a role by the Trump presidency. Trump proudly proclaims that his political agenda is exclusively dedicated to the promotion of American national interests, declaring defiantly he was elected president of the United States, and not of the world. The second broader development is the rise of autocrats in almost every important sovereign state, whether by popular will or through imposed rule, resulting in the affirmation of ultra-nationalist approaches to foreign policy, given ideological intensity by chauvinistic and ethnic hostility toward migrants and internal minorities. This kind of exclusionary statism contributes to the emergence of what might be called ‘global Trumpism’ further obstructing global problem-solving, shared solutions to common problems, and global expressions of empathy for human suffering. A discernable effect of these two dimensions of world order is to diminish the relevance and authority of the United Nations and of international law, as well as exhibiting a decline in respect for standards of international human rights and a disturbing indifference to global warming and other global scale challenges, including toward maintaining biodiversity and upholding the stability of major global rainforests.
Overall, what has been emerging globally is a reinvigoration of the seventeenth century Westphalian regional system of sovereign states that arose in Europe after more than a century of devastating religious wars, but under vastly different conditions of connectivity that now pose dire threats to maintaining minimum world order and to the wellbeing of peoples throughout the world. Among these differences are the dependence upon responsible internal behavior by governing processes at all levels of social interaction in an era of growing ecological interdependence. The tolerance of fires in the Amazon rainforest by the Brazilian government, supposedly for the sake of economic growth, by indulging the interests of agrobusiness and logging, endangers a vital global source of biodiversity as well as depletes essential carbon capturing capabilities of this vast forest area, yet there is no way under existing international norms to challenge Brazil’s sovereign prerogative to set its own policy agenda, however irresponsible with respect to its own ecological future, as well as that of its region and the world.
At the same time, there has emerged doctrine and technology that defies territorial constraints, and gives rise to contradictory pressures that subvert the traditional capabilities of states to uphold national security on the basis of territorial defense. On the one side, transnational extremism and criminality exposes the symbolic and material vulnerability of the most militarily powerful states as the United States discovered on 9/11 when the World Trade Center and Pentagon were allegedly attacked by a small group of unarmed individuals. Added to this are threats to all people from hacking and surveillance technologies that are not subject to territorial regulation. Responses by way of retaliatory strikes or covert operations directed at the supposed extraterritorial source of these attacks and threats, according to a global mandate associated with counterterrorist warfare and transnational law enforcement generate new patterns of lawlessness in the conduct of international relations. Technological and doctrinal innovations associated with the use of precision guided missiles, cyberspace, and pilotless drones, as well as satellite surveillance are producing new conceptions and experiences of boundaryless war zones. The world is becoming a battlefield for both geopolitical actors and a variety of non-state actors in a series of unresolved transnational struggles and undertakings. Additionally, there are opening new uncertain frontiers for 21st century warfare involving cyber assaults of various kinds, evidently already tested and used by the U.S. and Israel in their efforts to destabilize Iran, as well as new initiatives by a few states to militarize space in ways that seem capable of threatening any society on the face of the planet with instant and total devastation. One salient feature of these developments is the unacknowledged significance of neither adversary being a Westphalian sovereign state as generally understood by international relations theory and practice, while ‘political realism,’ which remains largely unchallenged, is more and more out of touch with these political realities subverting statst world order.
Under analogous pressures, the world economy is also fragmenting and seeking a reterritorialization of trade and investment, not only behaviorally but doctrinally. Trump’s transactional mode of operations challenges the rule-governed global system established after World War II, which relied on the Bretton Woods institutions and the World Trade Organization. The economic dimensions of resurgent nationalism also give rise to trade tensions, with real prospects of major trade wars, reminding expert observers of the ‘beggar-thy-neighbor’ atmosphere in the early 1930s that gave rise to the Great Depression. Underneath this reterritorialized approach to political economy seems to be what amounts to a mostly silent revolt against neoliberal globalization, and its encouragement of transnational trade and investments based on market-based opportunities, as guided by the transnational efficiency of capital and openness of national markets rather than the wellbeing of people, including environmental protection. A major source of dissatisfaction with traditional politics in democratic societies seems associated with increasing economic inequality, causing stagnation, or worse, of middle and lower class living standards, while producing incredible accumulations of wealth at the very apex of society. These trends have unleashed an enraged populist assault on establishment institutions, including traditional political parties, being blamed for enriching upper elites while suppressing the wellbeing of almost entire societies, with an astonishing 99% being left behind. In the American setting, the left/right expression of this new classism is reflected in the Trump proto-fascist base and the Sanders mobilization among youth and disaffected constituencies.
In this downward global spiral, additional negative factors are associated with poor management of ending the Cold War, and the accompanying collapse of the Soviet Union. I would point to three principal negative impacts: (1) the failure of the United States as triumphant global leader to seize the opportunity during the 1990s to move the world toward greater peace, justice, and prosperity by strengthening the UN, by reallocating resources from defense to civilian infrastructure, and by initiating denuclearization and demilitarizing policies regionally and worldwide; (2) the degree to which the Soviet collapse led to a world economic order without ideological choices for political actors (‘there is no alternative’ mentality). This pushed the logic of capitalism toward the kind of inhumane extremes that had existed in the early stages of the Industrial Revolution. As long as socialism was associated with Soviet leadership it offered an ideological alternative to alienated segments of society, which created strong political incentives in the West to exhibit ethical concerns for human wellbeing, and social protection frameworks moderating the cruelty of minimally regulated market forces; in effect, for its own sake capitalism needed the rivalry with socialism to maintain an ethically acceptable ideological composure; (3) the sudden withdrawal of Soviet balancing influence in several regions of the world, especially the Middle East, led to order-maintaining cycles of oppressive patterns of governance, U.S. regime changing interventions, and political turmoil and prolonged strife causing massive suffering, famine, and devastation.
This combination of domestic authoritarianism, transnational conflict configuratons, and state-centric foreign policy is inclining the world toward ecological catastrophe and geopolitical uncertainty, even chaos. This pattern is accentuated by world economic orientations that are oblivious to human and global interests, while slanting national interests toward the ultra-rich. In effect, the political future for formerly leading democratic states is now more accurately described as a mixture of autocracy and plutocracy with fascist overtones of the strong leader and the stereotyping of ‘the other’ as an enemy to be excluded or destroyed.
One symptom of these implosive developments is to call attention to the altered role of the United States in this overall conjuncture of historical forces. On the one side, is the reality of U.S. decline, accentuated by the behavior of Trump since 2016 and the rise of China, which reflects the impact of this impulsive and anti-globalist leader and national mood, but also exhibits some longer deeper trends that transcend his demagogic impact. The most important of these is the failure to learn from the reduced effectiveness of military force with respect to the pursuit of foreign policy goals, given changes in the nature of political power and international status, especially in relations between the West and non-West. Costly interventions in Vietnam, Afghanistan, and Iraq have all ended in political failure, despite U.S. military and battlefield dominance and a strong political commitment to the mission. The U.S. reaction has been to reframe tactics rather than to appreciate the enhanced capabilities in the post-colonial world of militarily vulnerable countries to mobilize prolonged and eventually effective resistance to interventions from the West. Such reframing has led to the repetition of failed interventions in new contexts. In this narrow regard, Trump’s seeming repudiation of regime-changing wars was and is more realistic than the Pentagon’s tendency to return to the drawing counterinsurgency and counterterrorist drawing boards to figure out how to do the job better next time.
Yet Trump’s militarism is evident in other forms, including seeking to extend military frontiers to outer space, by boasts about investing in producing the most powerful military machine in human history, and by the reckless war-mongering diplomacy toward Iran. In this respect, the U.S. not only is increasing risks of global catastrophe, but also inadvertently helping its international rivals to gain relative economic and diplomatic advantages. A crucial explanation of America’s likely continuing decline results from two refusals: first, a recognition of the neutralization of military power among major states by the mutually destructive character of warfare and secondly, an appreciation of the nature of asymmetric conflicts resulting from the rising capabilities of national resistance frustrating, and generally defeating, what had once been relatively routine and cost-effective colonial and imperial operations.
Another source of decline is that the kind of confrontations that existed during the Cold War no longer seems to exert nearly as much influence on security dimensions of world order as previously. Most European states feel less need for the American nuclear umbrella and the safety afforded by close alliance relations, which translates into reduced U.S. influence. This shift can be observed by the degree to which most states currently entrust their defensive security needs to national capabilities, somewhat marginalizing alliances that had been formally identified with U.S. leadership. In this regard, the bipolar and unipolar conceptions of world order have been superseded by both multipolarity and statism in the dynamic restructuring of world order since the collapse of the Soviet Union and the rise of China.
The profile of American decline, with respect to the international policy agenda could be rather abruptly altered, if not reversed, by an internationalist post-Trump foreign policy. This would be particularly evident, in all likelihood, with respect to reaffirming cooperative efforts regarding climate change, reviving the 2015 Paris Agreement, and calling for a more obligatory approach to international regulatory arrangements. Of course, a revived American bid for global leadership would be further exhibited by certain foreign policy moves such as seeking balance in addressing Israel/Palestine relations, lifting economic sanctions from such countries as Cuba, Venezuela, and Zimbabwe, renewing adherence to the JCPOA (Nuclear Agreement) with Iran, and urgent calls for strengthening the role and relevance of the United Nations and respect for a global rule of law reconfigured to take account of the transnational features of the digital age with its connectivities and networks joining non-state actors.
In a sense, the assessment and contours of American decline, reflective of so many factors, will become clearer after the 2020 elections. If Trump prevails, the decline thesis will be confirmed. If a centrist Democrat, say Biden, prevails, it will likely create a sense of relief internationally, along with a temporary suspension of doubt about the reality of U.S. decline, but will not end the credibility of the longer run decline hypothesis as a Democratic Party president, such as Biden, will not challenge the Pentagon budget or the militarism that underpins American policy for the past 75 years. If, as now seems highly unlikely, the Democrats nominate a progressive candidate, say Sanders or Warren, and (s)he is able to gain enough support in Congress, the trends pointing to further decline might not only be suspended, but possibly reversed. Addressing inequality arising from the plutocratic allocation of benefits resulting from neoliberal globalization and undoing the excessive reliance on military approaches to foreign policy are the only two paths leading to a sustainable renewal of American global leadership and prospects for a benevolent national future.
Q2. Do you detect any similarities between the current global geopolitical condition and that of the era of imperial rivalries prior to the outbreak of World War I?
Response: The imperial rivalries, at the root of the stumble into major warfare, were much more overt in the period preceding World War I than is the case today. Now imperial strategies are more disguised by soft power expansionism as is the case with China or geopolitical security arrangements and normative claims as is the American approach, but the possibility of an unwanted escalation in areas of strategic interaction are present, especially in areas surrounding China. Confrontations and crises can be anticipated in coming years, and without skillful diplomacy a war could result that could be more destructive and transformative of world order than was World War I.
There is also the possibility of hegemonic rivalry producing a major war in the Middle East, as between Saudi Arabia, Israel, and the United States on one side and Iran and Russia on the other side. The Syrian War prefigured on a national scale such hegemonic rivalry that could now recur on a regional scale. A more optimistic interpretation of developments in the Middle East is to suggest that the stability of the Cold War era might soon reemerge in light of Russian reengagement, which could restore the balance imposed earlier, and seems preferable to the turmoil and confrontations of the last 25 years. It would be prudent to take note of the World War I context to remind political leaders that they risk unwanted sequences of events if promoting aggressive challenges to the established order in regional or global settings. Yet the killing of General Qasem Soleimani in early January 2020 came close to setting off a chain reaction of escalating violent incidents that could have ended in a major war between Iran and the United States of intensity and indefinite scope.
Of course, triggering conditions prior to World War I were concentrated in Europe, whereas now it could be argued that the most dangerous situations are either geographically concentrated in the Middle East or in a variety of regional circumstances where coercive diplomacy could trigger an unintended war either on the Korean Peninsula or in relation to China where interests and ambitions collide in the Western Pacific and South China Sea.
Graham Allison has written a widely discussed book, Destined for War: Can America and China Escape the Thucydides Trap?(2017), which argues that throughout history when the dominance of a state is challenged by a rising power a major war has frequently resulted to establish geopolitical ranking. Of course, circumstances have changed drastically since the time of Thucydides, due to the possession of nuclear weapons on both sides, a fact that is likely to encourage geopolitical caution as risks of mutual catastrophe are quite evident. At the same time complacency is not warranted as governments have not changed their reliance on threats and bluffs to achieve their goals, and the possibility of miscalculation is present as antagonisms climb escalation ladders.
More broadly, the existence of nuclear weapons, their deployment, and doctrines leading to their use in certain situations create conditions that are very different than what existed in Europe more than a century ago. Yet there is one rather frightening similarity. Threat diplomacy tends to produce conflict spirals that can produce wars based on misperception and miscalculation, as well as accident, rogue behavior, and pathological leadership. In other words, the world as now constituted, as occurred in 1914, stumble into an unwanted war, and this time with casualties, devastation, and unanticipated side effects occurring on a far greater scale.
Finally, there were no serious ecological issues confronting the world in 1914 as there are at present. Any war fought with nuclear weapons can alter the weather for up to ten years in disastrous ways. There is the fear validated by careful scholarly study that ‘a nuclear famine’ could be produced by stagnant clouds of smoke that would deprive the earth of the sunlight needed for agriculture for a period of years. In other words, the consequences of a major war are so much more serious that its avoidance should be a top priority of any responsible leader. Yet, with so many irresponsible leaders, typified by Donald Trump, the rationality of caution and that would seem to prevent large scale war may not be sufficient to avoid its occurrence. Also, the mobilization of resources and the focus of attention on an ongoing war, or even its threat, would be so occupying as almost certainly to preclude efforts, however urgent, to address global warming and other ecological challenges.
Q3. Given that the historical conditions and factors that gave rise to Cold War policies and institutions have vanished, what purpose does NATO serve today?
Response: Although the conditions that explained the formation and persistence of NATO were overcome by the collapse of the Berlin Wall in 1989, and of the Soviet Union a few years later, NATO remained useful to some of its members for several reasons. For the United States, it kept the U.S. engaged in Europe, and sustained its role as alliance leader. For the major European powers, it represented a security guaranty in the event of a revived Russian threat, and lessened internal pressures to develop expensive European military capabilities that did not depend on American participation. The Kosovo War in 1999 displayed a European consensus to transform NATO into an intra-European peace force, while the Libyan War of 2011 displayed a misleading willingness to manipulate the UN into authorizing NATO to engage in a regime-changing out of area military intervention that not only weakened the legitimacy of the post-Cold War UN and harmed Libya, but also understandably eroded trust in UN procedures on the part of Russia and China that had been persuaded not to oppose a decision at the Security Council for a strictly limited humanitarian intervention but not for NATO sponsored regime change.
The NATO alliance should be disbanded in the interest of world peace and stability. Its only real function since 1989 has been to further the geopolitical goals of the United States, and to a lesser extent, France and the UK. The persistence of NATO after its Cold War rationalization was undercut exemplifies the refusal of the West to make the structural adjustments that could have expressed an intention to make a transition from a pre-war environment of strategic confrontation that characterized the Cold War to a post-war atmosphere of dealignment and demilitarization. Had such a transition occurred, or even been attempted, we would now most likely be living in more positive historical circumstances with attention to the real economic, political, and ecological challenges to human wellbeing now and in the future being addressed. We would not need the awakening alarms being set off by a 16 year old Swedish girl!
Q4. Trump’s foreign policy towards the Middle East is unabashedly pro-Israel, while also supportive of Erdogan’s grand vision for Turkey and the Arab world. Can you explain for us this apparent anomaly?
Response: It may be intellectually satisfying to give a coherent spin to Trump’s seemingly antagonistic policies in the Middle East, but I feel it conveys a false sense of plan and strategy beyond the play of personality and ad hoc circumstance. The most that can be claimed it that there is a kind of hierarchy in arranging American foreign policies priorities, yet overall, lacking any sense of regional grand strategy. At the top of the Trump policy pyramid seem to be upholding the two ‘special relationships’ with Israel, first, and Saudi Arabia, second. Turkey is somewhat supported because of the seeming personal rapport between Erdogan and Trump, and partly also for reasons of continuity of alignment and economic trade relations. Iran is a perfect regional enemy for the United States, which helps us understand why it have been demonized and subjected to crippling sanctions and war threats for the past 40 years. Iran is antagonistic to Saudi ambitions to assert its regional hegemony and to Israel because of its pro-Palestinian, anti-Zionist stance, and not a trading partner or strategic ally with the United States ever since the revolutionary overthrow of the Shah in 1979. Besides, Iran as the leading Shi’a state in the region is a sectarian foil for the Gulf/Egyptian Sunni affinities. Besides, Trump’s insistence on repudiating Obama’s initiatives in the region led to the American withdrawal from the Nuclear Program Agreement negotiated in 2015 (JCPOA, that is, Joint Comprehensive Program of Action), has led to the collapse of an agreement that seemed a breakthrough for peace at the time. This anti-Iran agenda is being carried forward at considerable risk and expense, as well as producing mass hardship for the Iranian people over a period of many decades.
Although Trump campaigned on a pledge of disengagement from senseless regime-changing interventions of the past in the Middle East, especially the attack on and occupation of Iraq since 2003, it has been a difficult policy to implement, especially in relation to Iran, and to some extent Syria. This seems to reflect\ American deep state resistance to all demilitarizing moves in the Middle East for strategic reasons, as well as Trump’s quixotic and ambivalent style of diplomacy.
As far as Turkey is concerned, there seems to be some continuity in Erdogan’s foreign policy, which is to support the Palestinian national struggle and to favor democratizing movements from below, especially the Muslim Brotherhood, but to avoid entanglements of the sort that led to a major foreign policy failure in Syria after 2011, and recently, an announced willingness to support the Libyan government against insurgency. Also Turkey has under Erdogan’s leadership supported major institutional reform at the UN by questioning the hold of the permanent members of the Security Council on UN decision-making, typified by the slogan ‘the world is greater than five.’).
Q5. Do you see China as emerging any time in the near future as a global superpower?
Response: I think China is already a global superpower in some fundamental respects, although not a global leader in the manner of the United States in the period between 1945-2016. Whether it has the political will to play a geopolitical role beyond its East and South Asian nearby regions is difficult to predict. The top Chinese officials seem to sense a dangerous vacuum and inviting opportunity resulting from the withdrawal of the United States from its leadership position. At the same time, the Chinese themselves seem aware of their lack of experience beyond the Asian context outside of the economic sector, are preoccupied with domestic challenges, and are aware that Chinese is not a global language nor the renminbi a global currency. For these reasons, I expect China to stay largely passive, or at most defensive, when it comes to the global geopolitical agenda, and use its considerable leverage to promote multipolarity and restraint in most international venues.
At the same time, China’s superpower status can be affirmed in two different fundamental respects: as the only credible adversary of the United States in a major war and as a soft power giant when it comes to spreading its influence beyond its territorial limits by a variety of non-military means, most spectacularly by its Road and Belt Initiative, the largest investment in an integrative undertaking in the world. If soft power status is the best measure of influence in a post-political world order, then China may have already achieved global leadership if history is at the dawn of a new period in which the role of military power and conquest as the principal agent of change is morphing toward obsolescence. Arguably the most telling symptom of American decline is its gross over-investment in military capabilities despite enduring a series of political setbacks in situations where it dominated the battlefield, which when coupled with the failure to address the decaying domestic infrastructure and refusing to fill the gaps of social protection. Perhaps, the Vietnam War is the clearest instance of total military superiority resulting in the loss of a war, but there are other notable instances (Afghanistan, Iraq).
Q6. If you were asked to provide a radical vision of the world order in the 21st cedntury, what would it look like?
Response:This is a difficult assignment. I would offer two sets of response, but with a realization of the radical uncertainty associated with any conjectures about the future of world order. My responses depend on some separation between considerations of policy and of structure. I respond on the basis of my tentative diagnosis of the present reality as posing the first bio-ethical-ecological crisis in world history.
With respect to policy, I would emphasize the systemic nature of distinctive present challenges, global in scale and scope. The most severe of these challenges relate to the advent of nuclear weapons, and the related geopolitical policy consensus that has opted for a nonproliferation regime rather than a denuclearizing disarmament alternative. Such a regime contradicts the fundamental principle of world order based on the equality of states, large or small, when it comes to rights and duties under international law. It does, however, reflect adherence to the fundamental norm of geopolitics that is itself embedded in the UN Charter, which acknowledges inequality with respect to rights and duties, evident in other spheres of international life, including accountability for international crimes, as acknowledged by the demeaning phrase, ‘victors’ justice.’
To address the challenges to world order that threaten the peoples of the world does not require overcoming political inequality altogether, but it does require attaining two goals that involve radical changes in political behavior: 1) respect for and adherence to international law and the UN Charter by all states, especially the most powerful, which would at least entail national self-discipline and the elimination of the right of veto at the UN, but not necessarily permanent membership in the Security Council; 2) the strengthening of the autonomy of the United Nations in relation to the peace and security agenda by creating an independent funding arrangement based on imposing taxes on transnational travel, military expenditures, and luxury items. The objectives would be to move toward a global organization that was dedicated to the global and human interest as well as to the promotion of national interests as is now the case, which would depend on vesting implementing authority in the UN Secretary General as well as the acceptance of a degree of demilitarization by current geopolitical actors, with the proclamation of shared goals of making national security unambiguously defensive, and globally regulated in accord with international law.
In effect, the policy priorities to be served by such a radical reordering of global relations, shifting authority and power from its present geopolitical nexus to a multiplicity of hubs of influence that sought global justice and ecological sustainability, and were more institutionally situated in global networks and arrangements. In the scheme depicted above it would mean a rather dramatic shift from geopolitical autonomy to a more law-governed world order with the establishment of effective mechanisms to serve the whole of humanity rather than being focused on the wellbeing of its distinct territorial parts. In the process, accompanying social democratic arrangements for trade, investment, and development would need to be adjusted to serve the attainment of basic economic and social rights as implemented by monitoring and regulatory transnational procedures that were also sensitive to ecological sustainability.
It hard to imagine such policy and structural modifications taking place without a renewed confidence in democratic, ethically grounded, and generally progressive styles of governance at the national level, protective of vulnerable people, accountable to future generations, as well as acting without total deference to short-term electoral cycles. In other words, the behavioral tendencies and values that are now dominating most political arenas by dangerously myopic approaches to policy and structures of accountability would have to be transformed on the basis of ecological consciousness, respect for human rights and international law, and an international institutional structure oriented around the protection of human and global interests in addition to national rights.
There is no plausible political path visible to such a future at present, although there is a growing sense of panic, especially among youth, as recently epitomized by the charismatic impact and impressive insight of Greta Thunberg. What is altogether missing from the present setting are credible sources of revolutionary energy guided by such a vision of a necessary and desirable future, which would entail the rejection of autocratic governance of sovereign states and of apartheid geopolitical regimes (as with nuclear weapons, accountability to international criminal law, and double standards). In effect, a drastic shift from a zero-sum world of destructive rivalry, exploitation, intervention, and political egoism to a win/win world based on the emergence of a sense of global community and ecological unity accompanied by the mechanisms and structures to convert policy directives into behavioral conformity.



Contesting Nuclearism: Management or Transformation? An Urgent Challenge
22 Jan[Prefatory Note: The essay below, longer than most of my posts, started off as a tribute to my friend David Krieger, serving as a chapter in a forthcoming book honoring his dedication to the abolition of nuclear weaponry by way of a treaty regime being prepared under the editorship of Rick Wayman, now President of the Nuclear Age Peace Foundation and Krieger’s successor. In the modified form published below the essay calls attention to the generally unappreciated tensions between managing nuclear weapons and eliminating them altogether. It stresses the crucial point that management inevitably produces a structure of ‘nuclear apartheid’ that is to some extent ‘legalized’ by way of the Nonproliferation Treaty of 1961, and depends for implementation, not on law, but on geopolitical muscle, including war. This geopolitical pattern of NPT enforcement has been mainly undertaken by the United States, but is generally supported by most of the other nuclear weapons states. I write in opposition to such a management arrangement for moral, legal, political, and prudential reasons, and believe that total nuclear disarmament is attainable and would be beneficially transformative if achieved.]
Contesting Nuclearism: Management or Transformation?
I feel privileged to have shared with David Krieger an unwavering anti-nuclear commitment, mainly under the auspices of the Nuclear Age Peace Foundation of which he served for so long as the founding President. We worked collaboratively on several books that sought to balance abiding nuclear fears against our equally persisting hopes for a denuclearizing world order. [At The Nuclear Precipice: Catastrophe or Transformation, ed. with David Krieger, 2007; Path to Zero: Dialogues on Nuclear Dangers, written with David Krieger, 2012] Although we share a big picture consensus with respect to the nuclear policy agenda, we have some conceptual and tactical differences, which gave rise to creative tension more than to arguments and disagreements.
In such a complex and uncertain world, it may help to think like a Hindu, and accept contradiction as more in keeping with social and political reality than is finding a right answer to complex policy puzzles. What is almost impossible for those trained within Western frames of reference is to grasp that there are diverse perspectives of understanding that may result in seemingly contradictory recommendations despite shared values and goals. Civilizational perspectives and personal experience inevitably color what we feel, think, and do, and so being likeminded when it comes abolishing nuclear weapons is often coupled with somewhat divergent views on what to advocate when it comes to tactics and priorities.
In this spirit, this essay tries to depict a set of reasons why the goal of nuclear disarmament will never be reached so long as arms control and nonproliferation of nuclear weaponry are seen as the pillars of global stability in the nuclear age. [For a comprehensive presentation of my approach see Falk, ed. By Stefan. Andersson & Curt Dahlgren, On Nuclear Weapons: Denuclearization, Demilitarization, and Disarmament, 2019. By this focus on points of differing policy emphasis and tactical disagreement I do not want to neglect the significance of the similarities that seem more organic and foundational. As I understand these similarities, some main tenets can be identified: the desirability of a world without any nuclear weapons to be pursued by way of an intergovernmental treaty negotiated among the existing nuclear weapons states that achieves nuclear zero by stages of successful implementation, a process formally endorsed by non-nuclear states; such a treaty would unconditionally prohibit possession and further development of the weaponry, reinforce existing prohibitions on threat or use of nuclear weapons, and reduce existing nuclear arsenals by a phased, monitored, and. verified procedures with levels of confidence and ample mechanisms for complaint and dispute-settlement; there are many confidence-building steps that could be taken along the way, either unilaterally or by agreement with other nuclear weapons states, including de-alerting of existing weapons, redefining strategic deterrence doctrine in minimalist and purely defensive terms, and adapting doctrine and deployments in accord with a formally declared adoption of a No First Use Policy, supporting the UN Treaty of Prohibition of Nuclear Weapons (TPNW) [The 2017 treaty enters into force 90 days after the formal receipt of 50 ratifications by signatory states; as of 25 November 2019, 34 states have deposited notifications of ratification with the UN]
Another area of convergence is with respect to the status of nuclear weapons from the perspective of international law. Most advocates of total disarmament, even if arms control friendly, agree that nuclear weaponry is intrinsically unlawful under existing international law, that is, without the desirable reinforcement provided by the TPNW, and that any threat or use of a nuclear weapon would be an international crime for which accountability should attach. Such a consensus affirms the classic dissenting opinion of Judge Christopher Weeramantry in the Advisory Opinion of addressing the legality of nuclear weapons in the International Court of Justice. [See “The Legality of the Threat or Use of Nuclear Weapons,” Advisory Opinion, International Court of Justice (1996); see also Shimoda case decided in 1963 by the Tokyo District Court as interpreted, Falk, “The Shimoda Case,” American Journal of International Law, Vol. 51, 759-793]
There is also widespread agreement that maintaining confidence in such a denuclearizing world would require the parallel phasing out of nuclear energy capabilities. Nuclear power facilities as themselves too dangerous to be tolerable, despite those that claim their necessity for realistic project to reduce carbon emissions in accord with the scientific consensus. Events such as the accident at Chernobyl or the tsunami that caused the disruption of the Fukushima facilities are illustrative of the dangers arising from accidents and extreme natural events. Nuclear power plants provide targets for political extremists and disposal of nuclear waste pose major health threats. As well, sophisticated nuclear technology is susceptible to dual use, would feed suspicions that could easily cause disenchantment with nuclear disarmament, and give rise to international tensions, even war-threatening crises. The allegations and conflict potential associated with Iran’s nuclear program is indicative of the problems that would face a world monitoring and verifying disarmament commitments where a breakout from an agreement would likely cause dangerous reactions in an atmosphere of geopolitical panic.
(1) The Incompatibility of Arms Control and Disarmament
Perhaps, my biggest divergence with Krieger arises with respect to addressing the relevance of arms control in relation to our shared goals of denuclearization and a commitment to achieved total nuclear disarmament. I have long advocated drawing a sharp distinction between arms control as managerial and geopolitical in its nature and disarmament as transformative and juridical in character. By managerial I mean that the primary purpose of a given measure is to reduce risks posed by and costs associated with the nuclear status quo. Typical arms control proposals involve de-alerting weapons systems, agreeing to forego certain modernizing technologies, avoiding provocative doctrines and deployments, and reducing numbers of warheads and missile launchers.
By geopolitical I reference the fact that the intended and actual effect of most managerial initiatives is to stabilize the nuclear status quo, including not challenging the possession, control, and legitimacy of the weaponry as currently exercised by the main nuclear weapons states. An arms control approach also helps explain the priorities accorded to nonproliferation and counter-proliferation policies as in the dealing by the nuclear weapons states alleged to be a supposed nuclear aspirant as Iran or such a pariah state as North Korea. Indeed, in mainstream media and political discourse the challenge of nuclear weaponry is reduced to strengthening, stabilizing, and enforcing the nonproliferation regime, and nuclear disarmament is clearly struck from the policy agenda of the nuclear weapons states.
My view is that the endorsement of arms control approaches subtly and indirectly substitutes management for transformation, and leaves the world facing unacceptable risks of intended and unintended uses of nuclear weapons for the indefinite future, as well as ‘the nuclear apartheid’ structure of allowing possession, development, and deployment by the nuclear weapons states and prohibiting it for all others. Beyond this, it overlooks the cultural and collective legal/ethical/spiritual (normative) costs associated with deterrence strategies that regard retaliatory uses of nuclear weapons as a legal and ethical security policy despite their indiscriminate, toxic, genocidal, catastrophic, and possibly omnicidal characteristics. [E.P. Thompson, “Notes on Exterminism: The Last Stage of Civilization,” New Left Review, May/June, 1980.]
Geopolitical factors are not generally considered in discussions of these issues, but given my world order interests I regard geopolitics as subverting the major premise of state-centric world order, namely, the equality of sovereign states.[UN Charter, Article 2(1): “The Organization is based on the principle of the sovereign equality of all of its members.”] Of course, this formulation in the UN Charter is mendacious language that cannot be reconciled with the P-5 permanent membership and right of veto in the Security Council. A prime ingredient of national sovereignty is the unconditional authority of states to determine their own security policy when it comes to self-defense, especially in response to threats. The irony of the managerial approach is that the two states with the most plausible security justifications for recourse to nuclear deterrence, Iran and North Korea, are the only states under pressure to forego or renounce all intentions of acquiring such weaponry. Even worse, this policy of denial is not a decision of the world community at the UN. It is a self-serving policy articulated by the nuclear weapons states, especially the United States, the UK, and France, geopolitical players that have assumed the role of nuclear gatekeepers while keeping their own nuclear options discretionary and secret. Instead of juridical equality, nuclear weapons policy is geopolitically hierarchical.
I acknowledge that drawing this sharp line between arms control and disarmament has some drawbacks. Perhaps, the most important of these is to make the goals of anti-nuclear activism seem unattainable and utopian because of the weak political will present to challenge the nuclear status quo, a political reality that has persisted since 1945 without any further weapons use. It can be argued in favor of arms control, that its measures are inherently valuable, and raise the anti-nuclear morale by demonstrating that concrete steps can be taken to reduce overall risks and costs of nuclearism, that something positive is happening in response to these concerns. Further, that when and if a more peace-oriented political atmosphere emerges, it would be a simple matter to advocate total nuclear disarmament, and on this basis strengthen the political will to encourage political leaders that the time has come to pursue transformative initiatives. In effect, as matters now stand, arms control seems better than nothing, and in this period, it is prudent to get what is possible, while maintaining the expectation that at some time under conditions impossible to anticipate, nuclear disarmament would rise to the top of the political agenda.
I entertain these expectations to a certain extent. I continue to hope that a transformative agenda will at some point (other than a post-catastrophe context) be supported by an insistent public opinion and by responsive political leaders. In the 1990s I had the hope that at the end of the Cold War, especially as coupled with the collapse of the Soviet Union, there would be an irresistible surge of support for seeking nuclear disarmament. After all, political events had undermined the main deterrence rationale for retaining and developing the weaponry, and there seemed no reason to retain such potentially catastrophic weaponry. I thought both leaders and citizens would seize the opportunity to work toward a nuclear-free world. Sadly, it didn’t happen, and was not even seriously considered. There was no push from below, and no interest from above. We should all be asking ourselves why such a mood of nuclear complacency prevailed when there seemed so much to gain by working toward an attainable and historic agreement to rid future generations of the fear that somewhere, somehow this infernal weaponry would again wreak havoc. One part of an explanation is that the nuclear dimension of the militarized bureaucracy in the United States, and elsewhere, is sufficiently influential to inhibit any concerted political moves to rid the world of nuclear weaponry.
Resuming my effort to show that although my views of this arm control/ disarmament interface have significant differences from what Krieger has emphasized both in the outlook of the Nuclear Age Peace Foundation and through his own work, our differences should be understood as the adversary of complementary approaches. I want to stress my perception that the driving force behind arms control is to enhance the stability of the nuclear environment and save money. In my view, foregoing certain nuclear innovations and deployments makes nuclear disarmament seem less necessary rather than more attainable. In this regard, arms control falls within the domain of political liberalism, which is itself under attack from neoconservative militarists who regard any international arrangements designed to reduce the risks associated with nuclear weaponry as a snare and delusion, and definitely not in the national security interest of the United States, and maybe some other nuclear weapons states.
Such a mainstream debate on the pros and cons of arms control needs to be understood as most essentially about the managerial form. The geopolitical hawks are arguing in favor of national management of nuclearism with due regard for the pursuit of strategic national interests. Most liberals favor negotiated international management arrangements that limit geopolitical options, including the avoidance of nuclear arms races. Arms control liberals also seek to minimize costs and risks of the nuclear status quo, giving a strong priority to keeping the nonproliferation regime alive and well. The most idealistic arms controllers feel that success with partial measures would build confidence of governments needed to take more ambitious denuclearizing steps in the future.
As suggested, our divergence of views can be viewed as complementary rather than posing an either/or choice.[Falk/Krieger, Path to Zero; Dialogues on Nuclear Dangers(2016).] I regard it as useful to understand that arms control generally tends to work, at least for the foreseeable future, against rather than in support of nuclear disarmament. I understand Krieger to be suggesting that while abolition is the primary goal, during the foreseeable it is desirable to do whatever becomes politically feasible by way of reducing risks and costs associated with the existing nuclear arms environment. This outlook may help explain why Krieger is reluctant to make the point that while a given arms control measure may be a constructive contribution in some respects, it has the unacknowledged effect of moving the world further from nuclear disarmament rather than closer to it.
In both our positions there is room for convergence. Krieger’s position does not oblige him to regard every arms control measure under consideration as beneficial, nor am I committed to rejecting automatically every arms control measure that comes along. For instance, I would guess that we would both favor a declaratory No First Use policy either unilaterally undertaken or adopted by agreement among nuclear weapons states. Contrariwise, we would likely both oppose an international agreement that permitted the development of defense systems that would have the likely effect of making First Strike Options more attractive while claiming to make a rogue surprise attack less likely.
I do feel strongly that we who seek permanent nuclear peace need to understand that the denuclearizing struggle must confront the bipartisan national consensus on these issues in the United States, which has survived without controversy despite the end of the Cold War. The consensus holds that the existing nuclear weapons regime needs to be managed, but never disassembled. The consensus is split as to who should do the managing, and what should be the role of geopolitics in the overall scheme. It regressively excludes from political imagination any endorsement of nuclear disarmament as a matter of principle. The Statement of US, UK, and France expressing their reasons of these governments for rejection of TPNW makes this clear. The main contention of this Statement is that even after the Cold War nuclear weapons enhance national security rather than erode it. By such reasoning, all sovereign states should have a legal entitlement to acquire the weaponry, and hence it becomes reckless for a government not to become a nuclear weapons state, exercising their right of withdrawal from the NPT.
(2) The Normative Ambiguity of Non-Proliferation and Counter Proliferation Policies
As earlier indicated, the geopolitical essence of the managerial approach is shaped by the nuclear governmental oligarchs rather than by the world community as problematically represented by the UN. In other settings. I have argued that the weakness of community at the global level makes it unrealistic to expect the UN to be effective or even influential whenever a policy issue collides with geopolitical interests. This difficulty was compounded by vesting veto power in the governments of the first five states to acquire nuclear weapons. In other words when it comes to matters of peace and security geopolitics has been written into the constitutional fabric of the UN System with juridical considerations based on sovereign equality put aside at least so far as the Security Council is concerned.
To achieve a world order bargain, a deal of sort was struck, and incorporated into the text of the NPT. Non-nuclear states would receive the technology needed for what was put forward as a good faith pledge would be written into the treaty obliging the governments of the nuclear weapons states to seek nuclear disarmament through international negotiations, and even more ambitiously, general and complete disarmament.[See Articles IV, VII NPT] This tradeoff was flawed in conception and execution. It was flawed because it was based on vague and unmonitored commitments that were almost impossible to interpret, much less implement. It was flawed in practice by discrimination among states, by facilitating covert acquisition of nuclear weapons by Israel, while waging an aggressive war in Iraq that was partly justified on counter proliferation grounds and subsequently relying on irresponsible coercive diplomacy to threaten Iran and North Korea with potentially grave repercussions.
The fundamental flaw of the approach taken in the NPT became increasingly evident over time. It became clear that the nuclear weapons states without exception were not interested in pursuing nuclear disarmament as policy objectives. Occasionally, politicians would put forward their belief in nuclear disarmament. But it was at best an empty wish that lacked political traction, and at worst was a public relations stunt used to gain a propaganda or partisan advantage.
(3) Should the NPT be repudiated in view of the flagrant breach of Article VI by the nuclear weapons states?
The issue of nonproliferation is central to my understanding of the challenge of nuclearism.[See Robert J. Lifton & Richard Falk, Indefensible Weapons: The Legal and Political Case Against Nuclearism (1982)] It is central because the establishment of a nonproliferation regime is what has linked geopolitical interests to the retention of nuclear weapons by a small number of countries, above all the five permanent members of the UN Security Council. It sets these five states apart even in relation to the other four nuclear weapons states for whom the weaponry is more closely connected with a more specific search for security, status, and regional influence (Israel, India, Pakistan, and North Korea). I believe it is important to expose these unacceptable geopolitical links between nuclear weaponry, nonproliferation, and world peace and security. Liberal anti-nuclearists are either take no notice of these geopolitical dimensions of nuclear policy, and tend to support the nonproliferation regime based on their assumption that the world becomes that much more dangerous as each new political actor acquires nuclear weapons. To take note of the problem is a far cry from finding a solution.
As with arms control, the policy issue raised by nonproliferation is complicated, defies any dogmatic view, and cannot be resolved by rational analysis or even by recourse to moral and legal considerations. I share the view that any sane person would like to live in a world with as few governments having access to nuclear weapons as possible. Seen in isolation, this is a desirable goal. But just how desirable is nonproliferation policy if other considerations are taken into consideration? Among these considerations is the realization that incentives to seek nuclear disarmament are greatly diminished if the nuclear club can be kept small as it allows the nuclear weapons states to retain their security options and geopolitical status associated with the possession of the weaponry, as well as to threaten other states with annihilation without fearing retaliation.
Another important consideration is the distinction between the nonproliferation treaty instrument (NPT) and the implementation of the treaty by way of the establishment of a nonproliferation regime (NPR) devised by and under the control of the United States, and not the UN. Note that the NPT purports, at least, to be based on the formal equality of states, and supposedly relied on a logic of reciprocity with respect to obligations. The nonproliferation regime, in contrast, proceeds from assumptions of inequality, claiming for nuclear weapons states a responsibility for preventing or even reversing proliferation, while imposing no denuclearizing responsibilities on any nuclear weapons state except possibly North Korea. In this sense, due to geopolitics, nonproliferation rather than denuclearization becomes the operative manner of partially integrating or normalizing the weaponry with respect to world order. This means that geopolitics is given precedence over international law and global justice, and few seem to notice, and even fewer appear to care. By treating nonproliferation as independent from the broader issues of peace and justice, the nuclear policy question is reduced to whether if country X acquires the bomb will the world or region be safer or more dangerous. This kind of reasoning has provided the justification for insisting that Iran demonstrate to the world that it does not possess nuclear weapons, and is not seeking to produce despite its technological capacity and infrastructure that confers the potentiality. Geopolitical prerogatives authorize the nuclear weapons states to overlook the unlawfulness of threats to the security of these potential proliferators that seem to explain their temptations to develop a nuclear weapons capability.
There are further concerns about burying these issues beneath the banner of national nuclear bipartisanship.[By bipartisanship I am referring to the consensus that has generally transcended party differences in the formulation and carrying out of foreign policy, including adherence to the logic of nuclearism, which includes the management of the counterproliferation regime.] For one thing, the counterproliferation regime tacitly authorizes threats and uses of force to carry out its nonproliferation missions. Such threats and uses of force have been relied upon to uphold to case for attacking and occupying Iraq since 2003 despite the refusal of the UN Security Council to accept the argument or authorize the undertaking. Since this undertaking could not be validated by reference to self-defense as defined in Article 51, it must be considered a violation of the core norm of the UN Charter (Article 2 (4)) and thus appears to qualify as a war of aggression, which was treated as the most severe of international war crimes at the Nuremberg trials held after World War II as well as being a damaging show of disrespect for the authority of the United Nations given that authorization was requested and denied. The same dynamic is at play with regard to Iran at the present time. Threats and sanctions, without any UN authorization have been directed at Iran, a state that seems at the mercy of geopolitical instability, further accentuated by Trump irresponsible repudiation of the Joint Comprehensive Plan of Action (JCPOA) negotiated during Obama’s term as president. The main conclusion to be reached is that implementing nonproliferation has been achieved at the expense of international law and even the UN Charter, and by relying on a one-sided interpretation of the NPT that grants impunity to the nuclear weapons states while enacting unlawful punitive measures against non-nuclear states, especially those that are targets of geopolitical enmity. My impression is that advocates of continuing validity of the NPT arrangement are insensitive or ignorant toward this double standard relating to compliance.
A second intrusion by geopolitical manipulation is the manner in which countries outside the P-5 are treated when it comes to nuclear weaponry. It seems evident that Israel was given entry to the club despite its covert means of acquiring the capability, even receiving secret technological assistance from several P-5 nuclear weapons states. Whether by agreement or choice Israel has maintained a formal posture of neither admitting nor denying the existence of its weapons arsenal, although it is widely accepted that it possesses the weaponry and continues with further development activities. [Seymour Hersh, The Samson Option: Israel’s Nuclear Arsenal & American Foreign Policy 1991] What is clear is that the NPR discriminates among states based on their international alignments and size, allowing Israel in, while keeping Iraq and Iran out. This discriminatory practice illustrates the geopolitical tendency to divide the world into friends and enemies when allocating rights and duties among sovereign states. In other words, geopolitical rather than legal criteria are relied upon to establish the policy interface between nuclear haves and have nots.
A third intrusion is the effect of allowing the NPR to override the treaty without any attempt at reconciling the two sources of normative order, or even to alter the NPT so that it conforms to the practices of NPR. The NPT imposes a solemn obligation on nuclear weapons states to pursue nuclear disarmament in good faith with an intention to conclude an agreement. [See unanimous finding of ICJ in the Nuclear Weapons Advisory Opinion. The language used by the 14-0 vote, which included the American judge, is suggestive: “There exists an obligation to pursue in good faith and bring to a conclusion negotiations leading to nuclear disarmament in all its aspects under strict and effective international control.” The finding in the Advisory Opinion follows closely the wording and spirit of Article VI of the NPT: “Each of the Parties to the Treaty undertakes to pursue negotiations in good faith on effective measures relating to cessation of the nuclear arms race at an early date and to nuclear disarmament, and on a treaty on general and complete disarmament under strict and effective international control.”]
These states are parties to the NPT, and yet they have joined in the virtual negation of this most fundamental feature of the treaty text that undoubtedly explains the willingness of most non-nuclear states to become parties to the treaty. We can only speculate as to whether the NPT would have ever come into force without having this reciprocal feature that bound the two states in an encompassing agreement. The NPT seemed to have the intrinsic merit of seeking to rid the world of nuclear weapons by negotiation while freezing nuclear membership. The treaty has been reasonably successful in inhibiting further acquisition of this highly dangerous and legally dubious category of weaponry, while being an unacknowledged failure so far as its reciprocal goal of denuclearization.
In the end, this double standard raises the question as to whether the NPT should be repudiated, or at the very least subjected to sharp criticism by non-nuclear parties. From a legal point of view the nuclear weapons states appear to have violated material provisions of the treaty, giving non-nuclear parties an option to void the agreement. As matters now stand, the NPT provides a legal rationale. for the claims put forward by the NPR. Yet the repudiation of the NPT could be interpreted as a green light to acquisition of the weaponry as an insurance policy. In view of such a dilemma, the best response might be a heightened effort to apply the treaty as drafted, especially insisting on compliance with Article VI, and further construed by seeking a second Advisory Opinion from the World Court.
The NWPT is another sort of pushback against both NPT and NPR, as well. It obviously challenges the legality and legitimacy of the geopolitical nuclear apartheid as pertains to the control of nuclear weaponry by putting forward a treaty seeking a wide-ranging normative prohibition of nuclear weaponry that is applicable to all states.
Alongside concerns about proliferation is the absence of concern in response to the maneuvers of geopolitics as these bear on the sovereign right of states to uphold their security and to exercise their inherent right of self-defense. Actually, Iran and North Korea have far more reasonable security arguments for acquiring nuclear weapons than do any of the other nuclear weapons states. This recognition does not justify acquiring the weaponry, but it helps explain the reasonableness of their behavior as compared the examples being set by leading states. Such vulnerable states are faced with defending their territorial sovereignty against coercive diplomacy and possible interventions and encroachments on their security carried out and promoted by neighboring political actors controlling vastly superior military forces, and in these instances allied with nuclear weapons states.
By this pronounced unwillingness of the NPR to allow certain states to determine their own security needs if it undermines efforts to prevent further proliferation, unaccountable and often irresponsible geopolitical managers of NPR are effectively given the authority to override national security policy of these weaker states. For instance, Iran is threatened with military attack if it crosses certain technological thresholds. As significant, geopolitical forces make no effort to take steps to reassure Iran with respect to security or to replace a nonproliferation approach by pushing for the establishment of a Middle East Nuclear Free Zone. There has been no response by the West to Iran’s president, Hassan Rouhani, who presented a peace plan for the Persian Gulf in 2019 at the UN General Assembly, given the name Hormuz Peace Endeavor with the fitting acronym of HOPE.
The example of Libya haunts this topic of forgoing the nuclear weapons option, as many believe that if Muammar Qaddafi had not abandoned plans to acquire nuclear weapons, he would be alive today. Similarly, if Saddam Hussein had really possessed a stockpile of weapons of mass destruction, many believe that Iraq would never have been attacked in 2003. In other words, nuclear deterrence is possibly a more effective approach to national security if invoked by relatively weaker nuclear states. The NPR offers no compensatory steps to offset security concerns of such obviously vulnerable states as Iran beyond their rather tenuous conditional willingness to remove sanctions, and thus it is not surprising that nonproliferation is tied to militarism.
It is also notable that the most prominent instance in which hawkish foreign policy establishment figures advocated nuclear disarmament was in reaction to their skepticism about the viability of NPR in containing future proliferation. [George P. Shultz, William Perry, Henry Kissinger, and Sam Nunn, “A World Free of Nuclear Weapons,” Wall Street Journal, Jan. 4, 2007; see by same authors, “Deterrence in the Age of Nuclear Proliferation,” WSJ, March 7, 2011.]. In effect, these geopolitically oriented political figures, influential former holders of high-profile security positions, favored nuclear disarmament not because of any moral scruples or fear of an impending apocalypse, but because of their worries that the NPR was breaking down. In effect, their belief that further proliferation would likely occur, and make it so much more difficult to achieve geopolitical political goals that they were uncharacteristically willing to recommend phased denuclearization as a grand strategy. They did this in the belief that the West would enjoy military dominance in a denuclearizing world through their retention of far superior non-nuclear capabilities, which were in any event, more usable in the course of foreign policy if there seemed to be no risk of an unwanted escalation above the nuclear threshold. I believe these complexities need to be discussed, while arms control proponents tend to believe that such issues are often ‘academic’ distractions that fail to keep the proper focus on what is wrong about the weaponry and how to get rid of the weapons before they get rid of humanity.
(4) Can we have Stage III nuclear disarmament without non-nuclear demilitarization?
A final issue touched upon is whether a credible posture toward a disarmament process for nuclear weapons must at some stage also address issues relating to non-nuclear demilitarization, and indeed war itself. Arms control oriented thinkers place more stress than I would on the distinctive policy priority arising from the acute dangers posed by nuclear war. Those who favor nuclear disarmament tend to focus more on the obstacles to nuclear disarmament created by existing levels of militarism as well as by the role of war and nuclear apartheid in international relations, and as embedded in the political realist mentality that continues to regulate the behavior of national leaders.
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There is a practical argument about inducing the weaker nuclear states to enter into a treaty framework that leaves them more vulnerable after giving up their arsenal of nuclear weapons. The governments of such states to the extent that their leaders believe that exposure to hostile states wielding superior conventional weaponry would discourage any effort to tamper with the nuclear status quo. Such security minded states likely include Pakistan, Israel, North Korea, and possibly India (in relation to China).
As a nuclear disarmament process deepened, there would be more attention given to a denuclearizing security environment. To achieve the goal of total abolition, the only acceptable outcome of a denuclearizing process, parallel steps would need to be taken to reduce non-defensive armaments, which might be difficult with the emergence of drones and accurate long-range missile technology.
Concluding Note
Some anti-nuclear moderates believe that the most promising way to reach a world without nuclear weapons is to convince society that fears of a nuclear war are well-founded, that the results of a war fought with nuclear weapons would be unimaginably horrible in its devastation and aftermath, and that phased, verified nuclear disarmament offers a safer and more humane alternative that would give permanent nuclear peace its best chance. [See Daniel Ellsberg, The Doomsday Machine: Confessions of a Nuclear War Planner (2017)]
I do not agree. In contrast, I am convinced that to move forward toward total nuclear disarmament we need to take much better account of the obstacles, frictions, and nuances, explaining why the anti-nuclear movement has so far failed to challenge effectively the nuclear weapons establishment. This position is open to criticism as being overly concerned with obstacles, and less focused on issues of morality, prudence, political action, and war prevention (relating to the implicit arms control claim that nuclear deterrence has prevented all major wars for more than 75 years, including those that might have been fought had nuclear weapons not existed).
In the end, I think we need to continue to have dialogues between those anti-nuclearists who are uncritical about the friction between pursuing arms control and disarmament, and those who believe that their antagonisms must be addressed. It remains crucial
to keep mobilizing moral outrage as the foundation for political action. By contrast, I believe that ant-nuclearism will not get far until it clarifies the tensions between seeking arms control and favoring nuclear disarmament. It seems a serious confusion to suppose that arms control is a halfway house and a serious moral and political failure not to critique the nonproliferation regime that sustains nuclear apartheid which is self-servingly asserted to be the only path to global security.[See George W. Bush, U.S. National Security Strategy, 2002, an important interpretation of global security that fails even to acknowledge nuclear disarmament as a desirable goal].
My assessment of the arms control/disarmament interface can be summarized in a series of propositions:
–that it is morally, legally, politically, and prudentially imperative to rid the world of nuclear weaponry through a verified
nuclear disarmament treaty and accompanying implementation regime, and this should be regarded as the paramount goal of anti-nuclearism, taking precedence over other goals;
–that arms control approaches must be explicitly understood as managing nuclear weapons, which is often not consistent with achieving the paramount goal, and may actually make the goal of total nuclear disarmament less attainable;
–that the two top priorities of the managerial approach to nuclear weaponry are to prevent a major war and to prevent further proliferation of nuclear weaponry to additional sovereign states, and especially to those potential nuclear weapons states that have adversary relationship to regional and global geopolitical regimes;
–that despite the NPT, avoiding further proliferation of nuclear weaponry requires reliance on implementation by geopolitical regimes, by threats, and if necessary, by military action;
–that the coercive maintenance of non-proliferation has produced a structure of nuclear apartheid, which is inconsistent with the world order premise of the equality of sovereign states and will be resisted from time to time by states whose security is under threat or who harbor hegemonic ambitions;
–that the final stages in any disarmament process must also address global militarism in general and reduce non-nuclear military capabilities;
–that overcoming current high levels of complacency about the risks and effects of a nuclear war will depend on civil society activism and a more peace literate public opinion, and will not be achieved by normal diplomacy.
Tags: arms control, David Krieger, disarmament, geopolitics, Non-Nuclear Militarism, NPT, Nuclear Apartheid