Tag Archives: Russia

Global Big Brother and the Snowden Hollywood Chase

16 Jul


The post below is a major revision of another piece on the Snowden Affair that was published in AJE. I have dwelled on the pursuit of Snowden because it raises such vital issues of principle, but also because so much of the public discourse has proceeded on a mistaken understanding of the applicable international law. Beyond the legal guidelines on extradition and asylum that are applicable, there are considerations of world order: protecting dissent and pluralism in a global setting in which the principal political actors are sovereign states that increasingly rely on secrecy and security rationales to constrain democratic open spaces. What Snowden did was to expose this dynamic of constraint in relation to secret surveillance programs administered  by private, for profit, contractors. Also exposed was the ‘Global Big Brother’ implications of extending surveillance to foreign societies and their governments. It is these questions that should receive our attention, and the Hollywood circus chase of Edward Snowden should cease for humanitarian and political reasons.

 

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I find the discourse surrounding the Snowden Affair bewildering. The latest reports suggest that the United States is using maximum political leverage, including coercive diplomacy, to discourage small Latin American countries from granting asylum to Edward Snowden. It is also complaining that Russia is giving Snowden ‘a propaganda platform’ and expressing its ‘disappointment’ with China/Hong Kong for its earlier refusal to expel Snowden back to the United States to face charges once his passport was cancelled.

 

This anger is misdirected.  Taking the overall situation into account, whatever anger has been generated by the Snowden Affair, should be directed at the United States for expecting other governments under the circumstances to transfer custody over Snowden. From almost every angle of relevant law, morality, and politics the human rights case for protecting Snowden against the long arm of American criminal law is overwhelming. Anyone who commits nonviolent ‘political crimes’ should almost always be entitled to be protected, and should certainly not be compelled to hole up in an airport transit lounge for weeks of anguishing suspense while governments sort out the interplay between dealing justly with Snowden and not upsetting the diplomatic applecart.

 

The persisting official U.S. approach was concisely conveyed by an American embassy official in Moscow to a Human Rights Watch representative who then was apparently asked to relay it to Snowden at his airport press conference held a few days ago: “U.S. authorities do not consider him to be a human rights defender or a whistleblower. He broke the law and he has to be held accountable.” Yes, Snowden broke American law, but he did it to reveal improprieties in the American surveillance programs that raised serious questions of the Constitutional rights of citizens, as well as the overseas legitimate concerns of foreign governments.  President Obama made an enigmatic statement to the press about the pursuit of Snowden: “We’re following all the appropriate legal cannels and working with various other countries to make sure the rule of law is observed.” If read as I would interpret the applicable rule of law, the United States should abandon its efforts to gain custody as Snowden’s alleged crimes are ‘political offenses.’ Obviously, Obama has a different understanding.

 

Russia did its part to create legal confusion when the Russian president, Vladimir Putin, told the world media that Moscow was refusing to comply with the American request to turn Snowden over because Russia had no extradition treaty with the United States, but such an assertion overlooks the political offense exception to extradition, which should certainly be applied here.

 

It has become increasingly evident even to American public opinion that a twisted logic has gripped Washington in this case. What is more, the underlying U.S. assumptions have been partially accepted by many governments throughout the world who should know better, namely that Snowden should not be the benefit of sanctuary in the face of this all out effort by the United States to prosecute him criminally. There are no applicable extradition treaties that bind the governments to turn Snowden over for prosecution to the United States in the countries where he has so far been present, and even if such a treaty did bind China or Russia, it should not be of help to Washington. Remember the elaborate inquiry into whether the Spanish extradition request in 1998 so as to prosecute the Chilean dictator, Augusto Pinochet, should be honored led to an elaborate set of legal inquiries in Britain where he was detained; he was finally sent home from London to Chile on the grounds that his medical condition made him unfit to stand trial in Spain.

It is standard practice for international law to allow governments to refuse a request for extradition in the event that the accusation involves a political crime.  It is true that the definition of a political crime is unsettled. It is widely understood that violent and heinous behavior involved in genocide, crimes against humanity, terrorism, and maybe hate speech, are not considered to be ‘political crimes.’ The rationale for this exception to transnational criminal law enforceable is humane and in keeping with a pluralist world of sovereign states. As with any protective policy, there may be a cost, but the democratic ethos is in favor of incurring such costs in the interest of curtailing abuses of state power. Such costs seem worth bearing, especially in the United States, considering several recent trends: projection of global power in a unique manner; imposing a regime of homeland security on the American people that has been shown vulnerable to abuse; a decline in the checks and balance mechanisms that offer the citizenry protection against autocratic tendencies of government, especially under wartime conditions; privatization of the security and paramilitary functions of the state. Snowden’s acts should be seen as swimming against this authoritarian tide.

 

It is a matter of upholding the quality of world order, as well as supporting an international legal order that makes the world safe for political diversity and dissent. It is the latter norm that is raised by the Snowden disclosures, the global public interest in strengthening the options of individuals who challenge what they believe to be an overreaching of state power. In the world of the 21st century, ideological diversity is less significant than whistleblowing dissent that is a fantastic public service on behalf of democratic openness, countering tendencies to rely on excessive secrecy in the name of post-9/11 security in which literally everyone, everywhere is a hypothetical threat. Of course, the balance of values and interests is not so clear except to conspiracy-minded dogmatists. The state is responsible for protecting its people against threats, and these can be mounted from within and without. It is said that ‘two wrongs don’t make a right,’ but here it is possible that ‘two rights should not be treated as a wrong.’ It may be that Snowden deserves some credit even here as reportedly he has not disclosed some material that would expose the way in which the National Security Agency (NSA) operates, which could jeopardize reasonable data collection procedures.

 

Should revealing a secret government surveillance system of global proportions be treated as revealing an international  wrong? It should be a ‘no brainer’ that Snowden’s alleged crimes are quintessentially ‘political’ in nature, which would make a grant of extradition an unlawful and regressive violation, as well as an encroachment on Snowden’s human rights. Not only this, but by far the most serious ‘crimes’ exposed by Snowden documented the seeming wrongdoing of the U.S. Government and its private contractors, including Snowden’s employer, Booz, Allen, & Hamilton. As the world now knows thanks to Snowden, the controversial surveillance targets were not only the totality of Americans, but, as well, included foreign governments and many of their most confidential activities. Under these circumstances, it seems surprising that Washington has been so vigorous in the pursuit of Snowden under conditions that made it inappropriate to prosecute him for crimes under U.S. law so long as he remained outside the country.

 

To date, the mainstream media dutifully tagging along with the crime chase narrative. The American strategy has managed to keep public attention focused on Snowden rather than on what his disclosures to date have revealed, and what more further bomb shells may be present in the material that is in the hands of the media, but not yet disclosed. It is one more negative example of ‘American exceptionalism.’ It is hard to imagine that the political leadership in Moscow or Beijing, or even London or Paris, would be lecturing Washington in a similar fashion if the shoe were on the other foot. Such a government would probably and sensibly shut up, and hope that the whole mess would quietly slip from view. Why the United States decides to act differently is worth a separate investigation.

 

We need to realize that extradition is a technique to foster maximum international collaboration designed to encourage the enhanced enforcement of national criminal law. If extradition is unavailable, as here, or even if it had been available, it would be inapplicable, there exists no respectable legal basis for the American international pursuit of Snowden? The approach adopted by Washington is quite absurd if examined objectively, and rests exclusively on its presumed geopolitical clout. What the United States has been arguing is that since it claims the authority to cancel summarily Snowden’s passport (which itself may not be ‘legal’ since the right to travel is constitutionally protected unless there has been a prior formal judicial proceeding), he has no legal right to be present in a foreign country, and hence the politically appropriate act by a foreign government is to expel him forthwith to his country of nationality. In effect, such an approach if generally adopted would make extradition completely superfluous, and in fact, because of its limitations, far less effective than the passport cancellation/expulsion ‘remedy’ that would circumvent the political crimes exception where it is most needed and appropriate.

 

Lawyers, of course, earn their living by finding ingenious ways to produce counter-arguments that sometimes override not only common sense, but public reason. In this vein, it can be plausibly argued that the crimes charged against Snowden involve espionage laws and theft of government property, and as such, extradition could be granted because such behavior does not deserve to be treated as a political crime? Some commentators have reinforced this assert by pointing to the volunteer Israeli spy, Jonathan Pollard, who has languished in American jails for years to show that the U.S. is entitled to gain control over Snowden to punish those who violate its espionage laws. Even the slightest reflection would reject the relevance of such an analogy. Pollard was unlawfully giving highly classified information to a foreign government and apprehended in the territory where the crime was committed, which makes the political nature of the crime irrelevant. If Snowden remained in the United States his political motivations could be argued in a court, but would not exempt him from criminal indictment and prosecution. His crimes could then be explained as politically motivated extra-legal instances of civil disobedience in the Thoreau/Martin Luther King tradition. Snowden’s conduct might also be defended legally by stressing his non-criminal intentions and the ‘necessity’ he reasonably believed provided a basis to reveal the realities about the truly frightening scope and depth of surveillance, and thus avoid the greater harm to public interests by its undisclosed contiuation. These were more or less the arguments that Daniel Ellsberg so persuasively relied upon in the Pentagon Papers case 40 years ago to support his contention that the American people were entitled to know how their leaders manipulated facts and law to justify Vietnam War policies.

 

What the U.S. Government is attempting with Snowden, it seems, is a classic instance of bait and switch. Since extradition could not get the results Washington so desperately wanted even if it had been available, only diplomatic leverage could do the job. Here international law is less help to Snowden, although I would have hoped that international morality would come to his rescue. The debate now evidently swirls around the appropriateness of a grant of asylum by some foreign government, and securing safe passage to such a country. Surely, a foreign government that acceded to American demands and handed Snowden over for prosecution would bear the responsibility of knowing that Snowden’s imprisonment would follow as certainly as night follows day, and that they were weakening the protection of individuals who are wanted by governments eager to prosecute political crimes.

 

So far no government has been so craven as to adopt such a course of action, although none has really mounted a principled challenge to what the United States has done, and several European states have unlawfully denied air navigation rights to Bolivia’s presidential plane because the United States suspected that Snowden was on board. And apparently Austria allowed the plane carrying Evo Morales, President of Bolivia, to make an emergency landing and then be searched, and only after it was found that he was not on board was the plane allowed to resume its flight. If he had been on board, then issue of transfer would have been raised.

There does exist an extradition treaty between Austria and the United States that entered into force in 2000, and contains the following provision in Article 4(1): “Extradition shall not be granted if the offense for which extradition is requested is a political offense.” End of story!

 

States possess wide discretion with respect to asylum policy, although asylum  is conferred as a human right by Article 14(1) of the Universal Declaration of Human Rights. Asylum should be granted whenever there exists well-founded grounds for fearing persecution if the person in question is expelled to the country of nationality. The granting and withholding of asylum has always been surrounded bycontroversial ideological considerations. During the Cold War the United States, although not formally granting asylum, never deported someone seek sanctuary from Castro’s Cuba or other Communist countries and rarely allowed sanctuary for claimants from anti-Communist countries even if fears about their wellbeing if returned were well established. It is far preferable to put asylum policy on a principled basis, but as matters now stand, there is no international legal standards that govern asylum practice.

 

Because asylum, unlike extradition, is treated as discretionary at the national level, diplomatic pressure is to be expected. Asylum is situated at the interface of law and morality, creating ample room for political maneuver. Intense geopolitical pressures can be brought to bear as in this case, but inappropriately from the perspective of human rights or the maintenance of a democratic and pluralist world order. It is particularly unseemly to place small Latin American countries under the gun of United States’ retaliatory diplomacy, especially when these governments are acting empathetically toward someone whose challenged conduct was undertaken on behalf of freedom and democracy with nothing personal to gain materially and much to lose.  It was not as if Snowden was disgruntled after being fired from his lucrative joy as a government contract employee. Or even like the CIA retirees who wait until their pensions kick in before breaking with the agency, and writing their

‘show and tell’ stories.

 

Surely, Russia is better situated than Venezuela to harbor Snowden without having to worry about adverse political consequences.  In Russia went ahead and offered Snowden asylum, perhaps the White House would express its frustration by issuing an intemperate statement about Russia’s unfriendly move, but likely leave at that. Doing anything more would be incredibly foolish, but of course that is no assurance that it wouldn’t happen.

 

All along the true challenge to the U.S. Government, the American and world independent media, and to governments and people throughout the world is consider whether such a massive regime of secret unregulated surveillance by the U.S. government in the name of national security is legally, morally, and politically acceptable. Snowden’s individual fate, although properly a matter of the greatest concern, is secondary to the substance of the issues of principle that are present.  In an unusual show of global public spiritedness and sensitivity, Navi Pillay, the UN High Commissioner for Human Rights issued a highly relevant statement: “Snowden’s case has shown the need to protect persons disclosing information on matters that have implications for human rights, as well as the importance of ensuring the rights of privacy. National systems must ensure that there are adequate avenues for individuals disclosing violations to express their concern without fear of reprisal.”

 

Despite the hue and cry associated with this rather indecent and extended effort by the U.S. Government to gain custody of Snowden, it is forgotten that his ‘criminal’ acts have already had some beneficial results:

–opening an overdue national debate in the United States as to the proper balance between surveillance and security;

–creating a global awareness of the extent to which the American surveillance regime has a global reach that threatens confidentiality of foreign governmental activity and the privacy of ordinary persons everywhere;

–encouraging relevant Congressional committees to consider placing limitations on invasions of privacy;

–tightening of the rules and policies relating to Department of Justice interference with journalists via acquisition of phone logs and emails.

 

We will miss the most crucial point of Snowden’s ‘crimes’ if we do not devote our attention to these fundamental political challenges directed at human security, democratic ways of life, and a pluralist world order. To be  distracted by the circus of the Snowden chase any longer is to play along with a shameless geopolitical caper!

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Misreading the Snowden Affair

11 Jul

This post is a revised and modified version of an essay published as an Op/Ed two days ago by Al Jazeera English; it attempt to reflect on the significance of the Snowden disclosures, and why governments did not rebuff the American efforts to take Snowden into custody as an accused criminal by the simple assertion that ‘political crimes‘ should never be the subject of cooperative inter-governmental efforts to achieve the enforcement of criminal law in a foreign country. The world benefits from the safety valve of such sanctuary, as does the country that is seeking to arrest and punish the whistleblower even if most of its leaders and opinion makers do not realize this. So far even the U.S. Government has not insisted that Snowden’s crime is somehow not to be considered ‘a political crime,’ nor could it plausibly make such an argument. For this reason to capture Snowden the United States has relied on its diplomatic clout and geopolitical capacity to impose costs on those who do not comply with its wishes. So far in the Snowden Affair it is small Latin American countries, including Bolivia, Ecuador, and Venezuela, that have risked the ire of the United States by pursuing independent policies with respect to Snowden, and acting correctly from the perspective of law and morality.

 

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            I had thought that there was a clear set of principles that make the frantic American diplomatic pursuit of Edward Snowden as a fugitive from justice a rather empty and futile gesture. As far as I can tell, there is not even a need for asylum, which is normally reserved for someone with reasonable fears that persecution will occur is forced to return to his country of nationality. Every foreign governments should have been prepared to grant Snowden residence status because his alleged criminal acts in the United States were without doubt political crimes.

 

            I had thought it was as straightforward as law can be that any person who has committed a political crime should be exempted from mandatory extradition even if a treaty existed imposed a duty on its parties to hand over individuals accused of serious criminal activity. To be sure, from the perspective of the United States Government, Snowden’s exposure of the PRISM surveillance program was a flagrant violation of the Espionage Act and breach of classification constraints was unlawful. But it was also as self-evidently a political crime as almost any undertaking can be. There was no violence involved or threatened, and no person is harmed by the disclosures.

Quite the contrary, information in the public interest, related to the defense of individual liberties and national sovereign rights was made available, enhancing the prospects for protecting democracy against its many enemies.

 

            What puzzles me is why the refusal to hand Snowden over by expelling him to the United States, which is what Washington has asked Russia to do, raises any kind of serious question beyond wondering how and why the U.S. government officials posed such a request almost in the form of a demand in the first place. The U.S. Government approached Moscow as if they were harboring a common criminal: “We expect the Russian Government to look at all options available to expel Mr. Snowden to the United States to face justice for the crimes with which he is charged.” Putin spurned the request, but he might have made his correct stand stronger either by indicating that Snowden was welcome to remain in Russia or by rebuffing such a strongly worded request as inappropriate.

 

            It is also puzzling why governments in Europe did not politely respond to Washington by simply saying that it has long been their firm policy and consistent practice not to collaborate with foreign governments in the pursuit of individuals accused of committing nonviolent political crimes. There are excellent public policy and humanitarian reasons why such ‘criminals’ should not be treated internationally as fugitives from justice. Whistleblowing serves the overall public interest relating to maintain a balance of state and society in democratic polities, and providing sanctuary for those who commit political crimes benefits the public good of a state-centric world order.  

 

            It seems clearly within the domain of reason to believe that the extent of secret surveillance, both conducted by the United States within its own borders and globally, is posing a dangerous threat to the future of democracy, to the freedom, privacy, and the security of individuals, and to the national sovereignty of all states. In these respects, Snowden’s crimes are from a global perspective not crimes at all, but should be viewed as timely and brave contributions to human security.

 

            His disclosures can also be interpreted from within the United States as acts of civil disobedience, that is, deliberate violations of law to call attention to greater wrongs.   It was Snowden’s conscience as a citizen that appears to have led him to act against his normal interests, giving up a successful career and high income as a skilled government contract employee working in the private sector and accepting the pressures and insults that he must have anticipated would follow upon such a frontal challenge to counter-terrorist security policies relied upon by the most powerful country in the world. There is every indication that Snowden knew exactly what he was doing, and why. He deliberately violated the applicable criminal law of the United States in a sensitive area of national security, and not surprisingly has been labeled ‘a traitor’ by politicians and some media opinion writers, and some zealots have even accused him of ‘treason.’ Beyond this, more moderate critics have insisted that unlike Daniel Ellsberg who remained in the country after he released the Pentagon Papers, Snowden does not deserve to be respected as a whistleblower because he did not stay around to face the legal music, subservience to the criminal law system being regarded as the essential expression of good faith by those who claim to be acting for the public good when they defy the law for a supposedly higher good. It should be appreciated that in the post-9/11 world, especially within the United States, there is an almost unlimited willingness of American courts to treat government procedures of surveillance and policies of confidentiality as ‘reasonable’ provided only that a justification is made that such measures are needed to keep American safe and prevent future terrorist incidents. It is true that Snowden is insisting that his balancing of security and freedom is to be preferred over that of the government, including its elected representatives and leaders.

 

            The U.S. Government international pursuit of Snowden seems to  contradict its own long standing practice of refusing to give up to foreign governments those wanted for political crimes, including in some instances even shielding persons charged with terrorist activity if the target country is viewed as an enemy state. The most notorious example of such a pattern involves Luis Posada Carrilles, an exile from Cuba with a long record of involvement in anti-Castro terrorist activity and state terrorism. Carrilles, among other violent acts, is alleged to have been centrally involved with a plot to blow up a Cuban passenger plane in 1976 that killed all 73 persons on board. He has been living for decades without legal difficulties in Florida. This is not meant to show the extremes to which the political crimes doctrine is carried. Rather it illustrates carrying this exemption from criminal accountability much too far, and raises the opposite problem from that associated with the affair of Snowden.

 

            The shameful behavior of several European governments, succumbing to American pressure, cannot be overlooked, and suggests the extent to which law and morality can be bent by the exertion of geopolitical leverage. It is notable that such well established governments of France, Portugal, Spain, and Italy caved in, denying overflight rights to the plane carrying Evo Morales, President of Bolivia, apparently hoping to persuade a friendly government to seize Snowden wherever the plane eventually landed, and then turn him over to American authorities if he were on board who would have him transported back to the United States to face charges. It should hardly be surprising that such diplomatic hard ball at Bolivia’s expense angered several Latin American countries, justifiably sensitive to such a display of U.S. willingness to throw its weight around in a manner humiliating to a head of state in a Latin American country. It is unimaginable that the United States would tolerate such behavior if its president were to be denied normal overflight rights because there was believed to be on board an Iranian who had just revealed some state secrets about Iran’s nuclear program because he was fearful that the development of nuclear weapons by Iran would lead to war. Undoubtedly this effort to divert the Bolivian presidential plane was an anguishing reminder to Latin America that the imperial mentality responsible for the Monroe Doctrine and ‘gunboat diplomacy’ in the Western Hemisphere was not entirely a thing of the past.

 

            It is not known why Snowden himself shifted the context from the exemption of political crimes to a request for asylum, which presupposes a justifiable fear of persecution of returned to the country of nationality. It may be that he was not advised about the availability of political crimes exception to extradition or that he was informed by Russia and other governments that he would not welcome to remain in their country, perhaps because of seeking to avoid diplomatic difficulties with the United States. As it was, the U.S. officials and influential media commentators treated the refusal of Russia, China, and Hong Kong to hand Snowden over as an unfriendly, if not hostile, act. Secretary of State Kerry somewhat bizarrely reminded Russia of their recent cooperation in relation to the Boston Marathon terrorist case, as if this somehow created an obligation on Russia’s part to behave in a similar way with respect to Snowden. What make this bizarre is the seeming equivalence struck between the Boston murderers and Snowden.

 

            It is against such a background that Nicolás Maduro, President of Venezuela, offered Snowden asylum on July 5th, the national holiday celebrating independence in his country. The offer of asylum to Snowden on such an occasion was resonant with symbolism relating to a reminder to Washington that time have indeed changed, and even small Latin American countries will define their own national interests and shape public policy on the basis of Venezuelan values. Snowden has reportedly accepted the offer, but there is no indication how he will make sure that his trip from Shermetyevo International Airport in Moscow to Caracas is not interrupted on route in a way that allows the United States to take him into custody.

 

            There is another question lurking in the background. Will Venezuela be now made to pay for doing the right thing? And what of Bolivia, Nicaragua, Ecuador that each indicated sympathy with Snowden’s request for asylum? There has been speculation that in the post-Chavez era Maduro has been seeking to normalize relations with the United States, and that this goal might now be put on indefinite hold. And what about Hong Kong, China, and Russia that spurned American efforts to have Snowden expelled to the United States after his passport was cancelled? How far will the U.S. Government push this anti-leak diplomacy?

 

            I suppose that this attack of ‘surveillance panic’ is a symptom of the larger importance being attached by Washington to cyber security, and worries about disabling attacks directed at information networks by way of hacking and debilitating viruses. Even granting this, to go after Snowden in this way is more than panic, it suggests one more example of American exceptionalism that causes anger and resentment throughout the world—in effect, the United States is insisting that we expect from others far more than we are prepared to give. It is especially striking that among Snowden’s disclosures are confirmations of the earlier rumors that the United States and Israel had collaborate to develop the computer worm or virus, Stuxnet, that had been used in 2010 to disrupt operations in Iran’s nuclear facilities. As with the use of drones around the world, the blowback risks seem once more ignored as America flexes its geopolitical muscles without regard for the constraints of international law, the logic of reciprocity, and the values of a free society.

 

            Reciprocity is the indispensable foundation of effective international law, and it is here that the Snowden Affair seems particularly disturbing. If a Chinese Snowden was to make comparable revelations that violated Chinese criminal law there would not be a chance in a million that the United States would return such an individual to China, and wouldn’t Washington be outraged if China used its leverage to persuade governments to divert a plane suspected of carrying the person they were seeking to prosecute, especially if it were a plane known to be carrying the president of a sovereign state?

 

           

            Why should it be deemed ‘unfriendly’ to offer sanctuary to Snowden as European countries, and even China and Russia, seemed to believe? Why were even the Latin American countries seemingly only led to act when the Bolivian president was denied normal international comity in international airspace as head of a sovereign state, and this seemed like an affront that called for a response? Giving sanctuary to political crimes helps makes the world safe for political dissent and pluralism, and offers a shield against the autocratic security state. It should be expected as a dimension of a commitment to human rights and democracy. It is admirable that Venezuela, whatever its reasons, stepped forward to offer Snowden asylum, which was certainly deserved from the perspective of refugee law, considering the vindictive and punitive approach taken toward such other recent ‘leakers’ as Bradley Manning and Julian Assange.

 

            What may be most regrettable in this yet unfinished drama is the American refusal to engage in self-scrutiny, to wonder whether surveillance and secrecy are not being abused, a gross over-reaction to 9/11 and extremist threats, that alters the balance between state and society in an anti-democratic manner, as well as treats the entire world as if falls within the ‘territorial’ domain of U.S. national security. Such a worldview is decidedly imperial as it has no intention of honoring reciprocal claims made by others, and implicitly places the United States above the law by allowing it to seize such a fugitive from justice wherever in the world he might be found, thereby manipulating cooperative international criminal law enforcement to suit its own particular priorities.

 

            Instead of seeking to prosecute and punish Snowden, the healthy national response would be to consider placing stronger limits on governmental surveillance and extraterritorial security claims, and certainly to open such a debate. It is crucial that American citizens not be fooled by the politics of deflection by which the government and a pliant media avoid the message of disclosure and obsess about the messenger who discloses. It has never been more important for Americans and others to discuss the substantive concerns that prompted Snowden to take such a hazardous course. And yet the energy of the country has been almost exclusively devoted up to now to the purported need to punish this individual of conscience who chose courageously to endure the predictable fury of a state when some of its most unseemly secrets were shared with the public. Snowden gave us as planetary citizens this incredible opportunity and responsibility to evaluate the acceptability of these state secrets, which if not taken, might fasten forever the tentacles of the security state upon an increasingly nominal and pliant body politic. 

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Responding to The Syrian Challenge

27 May

 

 

            The issue facing the U.S. Government at this stage is not one of whether or not to intervene, but to what extent, with what objectives, and with what likely effects. More precisely, it is a matter of deciding whether to increase the level and overtness of the intervention, as well as taking account of what others are doing and not doing on the Assad regime side of the conflict. Roughly speaking, there have been interventions by the Turkey, the United States, Qatar, Saudi Arabia, Israel, and the EU on the insurgent side, and by Russia, Iran, Hezbollah on the regime side, with a variety of non-Syrian ‘volunteers’ from all over being part of the lethal mix.

 

            From an international law perspective the issues are blurred and controversial, both factually and jurisprudentially. The Assad government remains the government of Syria from most international perspectives, despite having repeatedly perpetrated the most despicable crimes against humanity. Such behavior has eroded Syria’s status as a sovereign state whose territorial integrity, political independence, and governmental authority should be respected by outside actors including the UN. Under most circumstances the UN Charter obligates the Organization to refrain from intervening in matters internal to states, including civil wars, unless there is a clear impact on international peace and security.  Such an impact certainly seems to exist here, given the large-scale regional proxy involvement in the conflict. Given the pull and push of the current situation in Syria, the UN Security Council could, if a political consensus existed among its permanent member, authorize a limited or even a regime changing intervention under a UN banner. For better or worse such a consensus does not exist, and never has, since the outbreak of violence usually dated as commencing on March 15, 2011 with the violent suppression of previously peaceful anti-government demonstrations in the cities of Aleppo, Damascus, and especially Daraa, often known as ‘the cradle of the revolution.’ The situation is further clouded by bad geopolitical memories, especially the Security Council authorization to use force in Libya to protect the civilian population of Benghazi in March 2011. On that occasion, Russia and China, as well as Germany, Brazil, and India, put aside their anti-interventionist convictions, and allowed an intervention under NATO auspices to go forward by abstaining rather than voting against the authorization of force.  But what happened in Libya thereafter was deeply disturbing to the abstainers—instead of a limited authorization to establish a no-fly zone around Benghazi, a full-fledged air campaign with regime-changing objective in mind went forward without any effort by the intervenors to expand their mission or even to explain why the limits accepted in the Security Council debate and resolution were so blatantly put to one side. After such a deception trust was broken, and the difficulties of obtaining UN approval to act under the norm of ‘responsibility to protect’ were greatly magnified.

 

            Should it not be argued that the people of Syria should not be sacrificed because of this betrayal of trust in relation to Libya, and besides, Western leaders contend is not Libya and the world better off with Qaddafi gone. If this outlook is persuasive, and China and Russia continue to thwart a rescue of the Syrian people by threatening to veto any call for action, would it not be justifiable for a group of states to act without UN authorization, claiming Kosovo-like legitimacy. Yet there are major costs involved when the restraining ropes of law are loosening for the sake of moral and political expediency.  To cast aside the Charter regime is a move toward restoring the discretion of states when it comes to waging war, which was the main rationale for establishing the UN in the first place.

 

            This prohibition on non-defensive force holds legally even if a strong humanitarian justification for intervention can be made. The Kosovo precedent suggests that in the face of an imminent humanitarian catastrophe, an intervention will be widely endorsed as legitimate by the organized international community even if it is clearly unlawful. If such an undertaking is reasonably successful in ending the violence and saving lives, there is likely to be an ex post facto endorsement of what was done, especially if seems to most respected observer that humanitarian objectives were not invoked by the interveners to obscure the pursuit of strategic goals. This is what happened after the NATO War to remove the Serbian presence from Kosovo. The UN watched from the sidelines without condemning the unlawful use of force, and has played a central role in the post-conflict reconstruction of Kosovo. More surprisingly, the UN, to its regret, even attempted to play such a role after the flagrantly unlawful and illegitimate attack upon and occupation of Iraq, despite having earlier rebuffed the concerted American effort to win the approval of the Security Council prior to the war. It should not have come as a great surprise that the Iraqi resistance forces targeted the UN Headquarters in Baghdad, apparently regarding the UN as having becoming an arm of the occupying and invading foreign forces. Unlike Kosovo where the Serbs were driven out, in Iraq despite a massive displacement of civilians, resistance forces stayed in the country to fight against the occupiers and on behalf of their vision of a post-occupation Iraq.

 

            There are important world order issues present aside from the questions of legality and legitimacy. There are also pragmatic and prudential dimensions of any decision about what to do in response to Syria’s descent into chaos and horrific violence, with no early end in sight. Although the sovereign state is not an absolute ground of political community, it is the basic unit comprising world order, and the logic of self-determination should be allowed to prevail in most situations even when the results are disappointing. The practical alternative to the logic of self-determination is the hegemonic logic of hard power, and its record is not a happy one if viewed from the standpoint of people and justice. Sovereign equality has been the weave of the juridical order ever since the Peace of Westphalia in 1648, although the existential inequality of states has offered a counterpoint that as given rise to a variety of geopolitical regimes, e.g. the European colonial period, the bipolarity of the Cold War, the unipolarity of the 1990s, and perhaps, the emerging multipolarity of the early 21st century.

 

            When crimes against humanity cross a certain threshold of severity,  which is itself necessarily a subjective judgment, or where genocide is credibly threatened or actually taking place or credibly threatened, the normally desirable and applicable norm of non-intervention and its internal complement of self-determination, gives way to claims of ‘humanitarian intervention,’ a practice somewhat sanitized recently by being accorded normative authority in the form of a ‘responsibility to protect.’ National primacy gives ground to the primacy of the human in such exceptional circumstances, and the human interest can justify a full-scale intervention provided prudential and pragmatic factors seem likely to allow intervention to succeed at acceptable costs, and to be procedurally endorsed in some secondary way.  Of course, there is also the question of disentangling strategic motives for intervention from the humanitarian justification. There is no easy formula for distinguishing between acceptable and unacceptable blends of the strategic and the moral, but as Noam Chomsky warned during the Kosove intervention, ‘military humanism’ is not believable because double standards are so rampant. Why are the Kosovars protected but not the besieged population of Gaza? Why the Libyans but not the Syrians? The presence of double standards is not the end of the story. Without some strategic incentive it is unlikely that the political will is strong enough to succeed with a military undertaking that is purely a rescue operation. Recall how quickly the United States backed away from its involvement in Somalia after Black Hawk Down incident in 1993. In that sense, the presence of oil, maritime shipping lanes, pipeline routes is a strategic interest that will offset the costs of war for a considerable number of years as the Iraq invasion of more than ten years ago illustrated, but even in Iraq an eventual acknowledgement of the inability to achieve the strategic objectives led to a conclusion to give in and get out, time ran out. A democratic public does not accept the human and economic costs of a non-defensive war indefinitely, no matter how much the media plays along with the official line. That is the lesson that is imperfectly learned by politicians in a long list of encounters, most prominently, Vietnam, Iraq, and now Afghanistan.

 

            Arguably, in 1999 what happened in Kosovo was a positive scenario for interventionary diplomacy. NATO intervened without a green light from the UN, and yet managed, although without achieving complete success, to provide the great majority of the Kosovar population not only with security but with support for their claim of self-determination. Before the intervention, most of the Kosovo population was living under oppressive conditions, and faced a severe threat of worse to come. As many as a million people, almost half of the population, sought temporary refuge in nearby Macedonia, but ratified the intervention by returning to their homeland as soon as NATO had forced their Serbian oppressors to leave. There are complexities beyond the debate about the use of force. Who would settle the question of competing sovereign claims mounted by Belgrade and Pristina? It appears that the resolution of this dispute will be resolved for the foreseeable future by the de facto realities, which is to say in favor of Kosovar claims of political independence and in opposition to Serbian claims of historic sovereign title.

 

            Such a positive outcome didn’t occur in Iraq, which was attacked in 2003 without UN authorization, and in the absence of a humanitarian emergency, and the effects of the undertaking were horrendous in terms of level of devastation and loss of life, agitating sectarian conflict, with no stability or decent government put in place or in sight. A ruthless dictator who brought stability to Iraq was replaced by an authoritarian regime beset by enemies from within, including even the loss of control of the northern regions run by the Kurdish majority as a virtually of a state within the state. Such an intervention was neither legitimate nor lawful. The Libyan intervention of 2011 seems an intermediate case, if evaluated either from the perspective of just cause or overall consequences. The dust has certainly not settled in Libya, and at this point it is difficult to tell whether the future will resemble more the strife of Iraq or the relative calm of, say, Bosnia.

 

            How does Syria fit into this picture based on recent experience with large-scale interventions? The situation in Syria qualifies for intervention on behalf of a beleaguered population that have endured great suffering already, and in this respect, even absent UN authorization, the legitimacy rationale of Kosovo would seem sufficient. According to a variety of reports there have been at least 80,000 killed in the Syrian conflict, with an incredible 4 million Syrians internally displaced, with an additional 1.5 million Syrian refugees in neighboring countries, especially, Turkey, Lebanon, and Jordan.  This massive spillover is giving rise to severe destabilizing tensions in these countries, and creating a rising risk that the internationalized civil war in Syria will further engage other countries directly in combat operations. Israel has already three times struck at targets in Syria that were allegedly connected with weapons shipments to Hezbollah in Lebanon, and there are reports that Beirut has been hit by a rocket sent from Syrian rebel forces. Also relevant is the line in the sand drawn by Obama in relation to the use of chemical weapons by Damascus, or the depots used to store these weapons falling into hostile hands, and the Assad threats of retaliation, and some signs of violence on the border separating Syria from the Israeli occupied Golan Heights. And finally, the allegations by Israel and some right wing member of the U.S. Congress urging more aggressive moves in relation to Iran, with Netanyahu contending that Iran is seeking to become a ‘nuclear superpower’ with a program larger than that of either North Korea and Pakistan, both already members of the nuclear weapons club.

 

            The dangers of widening the war zone in a disastrous manner and of acting in behalf of the questionable agendas of states other than Syria greatly complicates the response to the Syrian internal crisis. It also gives a heavy weight to the question: how to take account of prudential considerations that relate to probable costs and effects of various alternative courses of action? Here there is much less prospect that sufficient force could and would be used to tip the conflict in favor of the disunited rebel groups in the direction of an acceptable outcome, or even that a sustainable ceasefire could be achieved. The more likely result of any further escalation of external intervention is to magnify the conflict still further, and this would likely include encouraging counter-moves by the powerful foreign friends of the Assad government. It needs to be realized that outsiders are engaged heavily on both sides, and each can credibly blame the other, although it does seem to be widely agreed that by far the greatest share of responsibility for the commission of atrocities belongs to the governing authorities operating out of Damascus. There is something strange about the alignments, with the conservative Arab governments in Qatar and Saudi Arabia, as well as the United States and Western Europe, backing the revolutionary insurgency, despite it being increasingly dominated by radical Islamic participation, especially Jilhat al-Nusra. On the other side, Iran’s religiously oriented government finds itself aligned to the secular Ba’athist leadership in Damascus. 

 

            Against this background only a diplomacy of compromise seems both justifiable as the best among an array of bad option and prudent in having the best hope of ending the violence and putting Syria on a trail that could lead to political normalcy. But a diplomacy of compromise accepts the stalemate on the battlefield as its necessary starting point, and does not set preconditions, such as the removal of Bashar al-Assad from his position as head of state and the demand for a post-Assad transitional government in Damascus. Nor in like measure can a diplomacy of compromise expect the opposition to trust the government or to lay down their arms if the Assad regime is left in control of the governance structures in the country. Such a process can only hope to be effective if the two sides, at least subjectively, realize that they are trapped in an endless and irreversible downward spiral, and act accordingly, although not needing to admit such an unsatisfactory outcome in their public utterances. There are pitfalls. A ceasefire, even if bolstered by a major peacekeeping presence and some devolution of political authority that takes account of which side controls which city and region.

 

            The Syrian situation is further bedeviled by the absence of a unified insurgent leadership, making it unclear who can speak authoritatively on behalf of insurgent forces. Just a week ago some of the opposition forces met in Istanbul under the auspices of the National Coalition for Syrian Revolutionary and Opposition Forces, issuing a 16 point proposal that called for the departure of Assad from the country, the establishment of a coalition government to manage the transition, with the inclusion of some members of the Assad leadership, and impunity for all allegations of criminality associated with the strife. Such a proposal seemed to arouse controversy even at the coalition meeting, and seems without great support in Syria if the views of the various opposition groupings are all taken into consideration. In the meantime, the United States is acting strenuously to convene a second conference in Geneva during the month of June to exert pressure on the Assad government to negotiate an end to the war on the basis of the removal of Assad as president and the establishment of a pluralist transitional government tasked with organizing elections. The American Secretary of State, John Kerry, is energetically pushing this plan, which is linked to a threat—either negotiate along the lines we propose, or the arms embargo will be lifted, and the rebel militias will receive arms. Although the language being used by the United States and others in UN Action Group for Syria and the Friends of Syria is respectful of the role of the Syrian people in shaping the future of the country, there is a coercive aura surrounding this surge of diplomatic initiative that is dysfunctional to the extent that it seems based on the insurgency having the upper hand rather than there being a stalemate. Under the conditions prevailing in Syria, by far the role for external actors is to assume a facilitative mode that is fully supportive of a framework for negotiations based on a diplomacy of compromise. The litmus test for a diplomacy of compromise is the mutual realization that a battlefield stalemate cannot be broken by acceptable means. When and if this realization takes hold negotiations can proceed in a serious manner and a ceasefire is more likely to hold. What this would mean concretely is difficult to discern, and would undoubtedly be difficult for the parties to agree upon. An urgent preliminary step would be to invite trusted international envoys from non-geopolitically activist governments to talk with the entire spectrum of political actors to ascertain whether such a diplomacy of compromise has any traction at the present time, and if not, why not.

 

            Suppose such an initiative fails, and cannot it be said that this approach has already been tried under UN and Arab League auspices, designating such respected global figures as Kofi Annan and Lakhdar Brahimi to undertake a similar mission? Perhaps, such initiatives preceded the recognition by the Syrian antagonists that the military path is blocked and bloody, and that now the timing is better, although maybe not good enough. It could be that such an appreciation led Moscow and Washington to agree on convening a conference of interested governments in Geneva next month that is expected to include the government of Syria.  Such an international effort suggests that outsiders might be able to find enough common interests to put their geopolitical weight behind a diplomacy of compromise, but they should not attempt to do anything more by way of imposing conditions. An effective and legitimate diplomacy of compromise must be seen as coming from within, and not a maneuver that is executed from without. Of course, such restraint is not inconsistent with upgrading efforts to soften the hardships of Syrian refugees and those internally displaced, nor upgrading efforts to meet uregent relief needs in Syria, which probably calls for allowing reliable NGOs to take over the bulk of the humanitarian challenge, but again in a manner faithful to the ethos of compromise, which includes suspending disbelief as to who is right and who wrong.

 

            But what of the Jalhat al-Nusra extremists in the insurgent ranks, credited with doing the most arduous recent fighting on the insurgent side? And what about the war criminals running the government in Damascus? Or their Hezbollah allies also given major combat roles in the last several weeks? Can these realities be wished away, and if not how to respond? Radical uncertainty prompts caution with respect to every alternative course of action, including throwing up one’s hands in despair. Obviously a diplomacy of compromise is not a panacea, and likely is a non-starter, but in such a desperate situation it seems worth trying, provided it does not become a different kind of battlefield in which the goals sought by violence are being pursued by statecraft, doing nothing more than instituting an intermission between periods of unrestrained violence for the weary combatants. My essential argument is that until the parties engaged in hostilities on both sides recognize their inability to achieve a political victory by way of the battlefield, and external actors acquiesce in this recognition, there can only take place an unproductive and wrongheaded coercive diplomacy of partisanship, supporting the claims of the anti-Assad side. It should have become clear after more than two years of bloodshed and atrocities that no amount of geopolitical arm-twisting will lead Damascus and their own constituencies to place the destiny of Syria on this kind of diplomatic chopping block. 

Toward a New Geopolitics?

15 Aug

 

             During the Cold War the main geopolitical optic relied upon by policymakers and diplomats was associated with a bipolar structure of hard power. There were supposedly two superpowers with overwhelming military capabilities compared to all other sovereign states, and each controlled an alliance of subordinate states that staked their survival on global crisis management and territorial containment skills of either the United States or the Soviet Union. This framework was an extreme version of the balance of power system that had sustained global order in the West with mixed results during prior centuries. The Cold War nuclear version of the balance of power was frighteningly vulnerable to accident or miscalculation creating a lingering illusion that the current possession of nuclear weaponry on the part of nine sovereign states is a tolerable and stable situation in global affairs.. This statist framework, evolving from the Peace of Westphalia in 1648, was partly based on the juridical idea of the equality of sovereign states while being fully responsive to the geopolitical facts of life that placed stress on the gross inequality of states. This dimension of inequality produced an historical succession of hierarchies in the relations among sovereign states,  quite often taking the form of regional and globe-girdling empires.

 

            The UN from its outset was a constitutional reflection of the Old Geopolitics, with the General Assembly organized according to the logic of sovereign equality while the Security Council incorporated inequality via the veto power conferred upon its five permanent members, who incidentally achieved this status because they were regarded as the main winners in World War II. These state soon justified their status by passing the new litmus test of hard power—that is, becoming the first five countries to acquire and stockpile nuclear weapons. The Old Geopolitics was built around the institutions pratices of warfare: victory on the battlefield, superior weaponry and military capabilities relative to others, levels of industrialization as a prime indicator of war fighting potential.

 

            After the fall of the Berlin Wall in 1989 and the collapse of the Soviet Union a few years later, the bipolar construction of world order no longer provided a summary description of world order in hard power currency. Still, the idea and behavioral patterns of the Old Geopolitics persisted, but the new structure of power was redescribed by security specialists as ‘unipolar’ with the organizing authority in the world now concentrated in the government of ‘the sole surviving superpower,’ which Michael Mandelbaum, a respected international relations scholar, glorified as a virtual and benevolent ‘world government.’  It was a romanticized way of acknowledging that America’s hard power dominance of global scope and its projection of hard power to the far corners of the planet, on and under the oceans, and into space, was truly the first world state of global proportions, but it was not a Westphalian state as its boundaries were geopolitically delimited rather than fixed territorially.

 

            When Iraq invaded and annexed Kuwait in 1990, a collective response successfully was organized by the United States at the UN, and its character reflected the operating procedures of this post-Cold War situation of unipolarity. At the time this undertaking was rendered feasible by what the American president at the time inappropriately called the ‘New World Order.’ What George H.W. Bush clearly meant by the phrase was the capacity of the UN to act collectively in peace and security situations in accordance with Washington’s wishes, and was no longer gridlocked by the Cold War standoff. But this was not a genuine shift in the direction of collective security, the global rule of law, and an empowered United Nations. It became very clear as the response to the Iraqi aggression unfolded that it was nothing more dramatic than an enactment of a new phase of the Old Geopolitics, that is, interpreting world order priorities and security policy almost exclusively as an expression of the current distribution of hard power capabilities among states. In the 1990s the Old Geopolitics was dominated by the United States, and operationally administered from Washington, continued despite the collapse of colonialism to be West-centric when it comes to the shaping of global security policy. In effect, the Old Geopolitics did not immediately register the momentous historical consequences for world order of the collapse of the colonial order that irreversibly weakened the relative position of the West.

 

 

 

 

THE EMERGENT NEW GEOPOLITICS

 

            A number of developments on the global stage are suggesting that a New Geopolitics is indeed struggling to be born, although unable at this stage to challenge seriously the reign of the Old Geopolitics. The New Geopolitics is premised on the primacy of soft power criteria of influence and status, and is more universalistic and less statist in the composition of actors providing global leadership and influencing policy. The prominence accorded to the BRIC countries of Brazil, Russia, India, and China is one expression of a shift in the understanding of a more multi-polar structure of world order. The claims of these states to such an acknowledgement of first tier influence is not based on their military capabilites or the potency of their alliance affiliations, but is primarily associated with their economic rise that consists of their astonishing recent record of growing achievements in GNP, trade, investment, and financial settings. Such a trend is also being institutionally recognized in relation to economic globalization and a network of the industrialized leading states, with notable shifts from a Cold War Group of Seven, to an enlarged Group of Eight to accommodate Russia, and finally to the present Group of Twenty to incorporate into the dynamics of global economic policy formation a more globally representative group of states.  

 

            Parallel to this evolution in relations among states has been efforts by private sector actors and civil society representatives to establish their own institutional arenas so as to put forward alternative policy agendas, promote interests and values, and indirectly erode the Westphalian notion that states, and only states, can be fully participating members of world order. The Davos World Economic Forum is one influential expression of a private sector initiative to shape global economic policy in a manner responsive to corporate and banking wish lists. In contrast the World Social Forum, held annually in a city somewhere in the global South, asserts people-oriented visions of a post-Westphalian world order and mounts sharp critiques of capital-oriented globalization.  

 

            A striking example of New Geopolitics was the ad hoc realignment that took center stage in the closing days of the 2009 Copenhagen UN Conference on Climate Change. It was there that the United States sought to circumvent unwieldy and uncongenial procedures involving 193 states by selecting the participants in a hegemonic coalition that consisted of itself, China, India, Brazil, and South Africa. It mission was to put before the conference a proposed consensual agreement to deal with the challenge of global warming. There was widespread resistance to this approach at Copenhagen, especially from the states that felt excluded by this maneuver and resented the clumsy effort to circumvent the agreed procedures that had been relied upon to prepare the negotiating documents for the Copenhagen conference. This statist backlash was centered in that part of the Old Geopolitics associated with the idea of the equality of states as the basis of legitimate multilateral lawmaking in the 21st century.

 

            In effect, this wider community of states, essentially the membership of the UN General Assembly, were unwilling to give their assent to such a geopolitical coalition formed without their authorization and behind their back, despite the fact that for once it was not West-centric. Partly of the objection was to a perception of shifty backroom politics that demeaned the hard work of a UN inclusive statist effort to find global common ground on climate change, and partly it was an unwillingness to go along with the proposed shift in climate change policy from the mandatory emission reductions associated with the Kyoto Protocol to the proposed voluntary system of governmental pledges that was contained in the Copenhagen Accord presented to the Copenhagen Conference by the American president. At the same time, the hierarchical side of the Old Geopolitics was strong enough to avoid a direct repudiation of the Copenhagen Accord, which was presented to the assembled delegates at the last minute as a matter of ‘this or nothing.’ Clearly, these governmental representatives preferred to go home with the Accord, however annoyed they were by its process and content, than to return to their capitals empty handed.

 

            There is much graffiti on the walls of the Old Geopolitics, and it signals a gradual and partial loss of historical control. The successful challenge of the colonial order by various movements of liberation throughout Asia and Africa strongly established a trend in conflict resolution in which the West, although the militarily superior side, was being compelled in the end to accept political defeat. This amounted to a radical reversal of the experience of conflict during the colonial era in which hard power realities shaped, usually with minimal effort, the outcomes of political conflict to the advantage of Europe. This enhancement of soft power stature was reinforced up to the present moment by a series of failed wars undertaken by the United States in particular. From the outcome of the Vietnam War in the mid-1970s to the recent winless withdrawals of the United States from Iraq and Afghanistan it is evident that hard power superiority, even total military dominance, is no longer able to reach desired political outcomes in violent conflicts at acceptable costs. In other words, relying on the staple currency of the Old Geopolitics, military power, seems recently to bring frustration and defeat, not victory as of old. These outcomes discredit and infuriate the geopolitical leaders, but rather than adapt to changed circumstances, these governments struggle to find new battlefield tactics and weaponry to satisfy their traditions strategic ambitions and somehow demonstrate anew that military superiority (rather than law or justice) serves the world as the arbiter of international conflicts. The aged architects of the Old Geopolitics for a variety of reasons are unable to learn from failure, and so the cycle of war and frustration goes on and on with disastrous human results.

 

            Reinforcing these developments, and their interpretation, was the earlier impact of nuclear war on the conduct of international relations. Nuclear weaponry, the Omega point in the Old Geopolitics, actually had the paradoxical effect of excluding hard power solutions from political struggles between principal geopolitical rivals, radically modifying the emphasis of grand strategy in the direction of war prevention and deterrence so as to avoid the mutual disaster of nuclear warfare. Even in military conflicts waged in non-Western settings on the geographic periphery of the Old Geopolitics, which constituted the proxy wars between East and West during the Cold War, there was a restraining fear. There were worries that such conflicts as the Korean War and Vietnam War might unintentionally escalate if it was allowed to approach the nuclear threshold. Such concerns interfered with entrenched belligerent habits of the Old Geopolitics that had long been preoccupied with winning wars rather than settling for stalemates and ceasefires. 

 

            As a telling sign of the emergence of the New Geopolitcs as now defining contemporary strategic goals, Brazil is far more interested in acquiring a permanent seat in the Security Council than becoming a member of the nuclear weapons club. Such a shift in great power aspirations has long characterized the global ambitions of the main losers in World War II. Germany and Japan were enabled by their defeat and destruction to learn the lessons of a transformed world setting far better than did the winners. Perhaps it was enforced learning as their post-war policy options were restricted by coercive occupations that installed governments that would not revive their past militarist behavior. At present such rising political actors as Turkey and Indonesia, seem more concerned with gaining recognition by winning diplomatic battles to land prestigious posts in the United Nations System than they do in acquiring the latest weapons systems or embarking on expansionist military adventures. Turkey, in particular, has gained greatly enhanced stature by pioneering what might be called ‘compassionate geopolitics,’ by engaging with Somalia at a time when it was discarded as ‘a failed state’ by the United States. Turkey has stepped in to a chaotic internal situation, and embarking on a major joint state-building venture that seems to have made unexpected and significant gains to date. Turkey has also come in difficult circumstances to the economic and diplomatic rescue of the abused Muslim Arakan minority in distant Myanmar.

 

SOFT POWER AND THE NEW GEOPOLITICS

 

            Two crucial tendencies are evident: soft power achieves the most important gains for a society seeking to accelerate its development and raise its status on the global stage of diplomacy; hard power is increasingly frustrated when tested by determined nationalist forces, even those with seemingly modest military capabilities. These factors are given greater historical weight by several other considerations. The greater complexity associated with globalization has created new political spaces that are being filled in various ways by both civil society representatives and private sector actors.  Such patterns of participation exert strong pressure to move the New Geopolitics toward more peaceful and less war oriented standard operating procedures. The civil society vision of the New Geopolitics inclines strongly in the transformative direction of Global Democracy, making all institutions of governance subject to the imperatives of transparency, accountability, stakeholder participation, rule of law, and attention to the human interest/global justice/climate change diplomacy. A first institutional step toward Global Democracy could involve the establishment of a Global Parliament that would directly represent people, not governments.

 

            In effect, we have two models of the New Geopolitics:

 

                        –Minimal Model envisions the persistence of a state-centric world order that is deWesternized and more inclusive, determining status by  a greater reliance on soft power criteria of status and influence, trending toward nonviolent geopolitics, but at the same time continuing to be dominated by a few state actors and remains responsive to the prescriptions and values of neoliberal globalization;

                        –Maximal Model is dedicated to institutions and practices that rely upon nonviolent geopolitics, establishing by stages Global Democracy, while reorienting Economic Globalization in relation to sustainable development by putting people and earth first, and giving an equitable priority to those most vulnerable and deprived when it comes to the allocation of public resources.

 

            At this point, global politics is in a transitional phase. The Old Geopolitics has certainly not disappeared as is evident from the war dangers that remain in the world’s main conflict zones, but it is also rarely capable of translating its preferences into desired outcomes. At some point, hopefully short of global catastrophe, strategic failure in warfare will produce a turn, even in Washington, toward the New Geopolitics. In the interim the prospects are not encouraging, including perhaps the menacing last hurrah of global militarism, its practices and technological innovations that are rapidly turning the world into a borderless and terrorized war zone. The Old Geopolitics fashioned a dysfunctional set of responses to the 9/11 attacks on the United States. These devastating attacks posed a problem that could not be effectively addressed in the customary manner of the Old Geopolitics, that is, by a reliance on hard power–waging wars against distant countries as if the adversary was a series of territorial sovereign states rather than a non-territorial network of political extremists.  In this regard, the threats posed by such anti-system forces of resistance can only be successfully neutralized if a primary reliance is placed upon soft power methods of response. These methods must include the identification of legitimate grievances that induced recourse to such desperate violent political behavior in the first place. To harden territorial boundaries to protect the homeland against hostile encroachment while engaging in a series of failing and bankrupting wars around the world is an almost certain recipe for authoritarian rule at home and intensifying intensifying insecurity elsewhere.

 

 

THE OLD GEOPOLITICS PERSISTS

 

            In this regard, we live at a perilous historical moment. The Old Geopolitics is relying on hard power regardless of cost or risk, and unable and unwilling to heed experience, while the New Geopolitics is struggling with the torments of infancy and growing pains. The minimal model of the New Geopolitics is itself not yet sufficiently clear about how to reconcile national interests with human interests, and so does little to arrest the drift toward ecological catastrophe, systemic shock by systemic shock. The maximal model of the New Geopolitics has not established deep enough political roots to set forth, much less enact, its agenda of Global Democracy, and thus cannot challenge the Old Geopolitics or shape the New Geopolitics. At this point, we need to encourage the utopian imagination, and begin the hard work of initiating the hard political project of transition to the New Geopolitics.

 

            The aftermath of the Arab Spring illustrates this clash between the old and the new. The rise of the people in country after country in the region reflected an attachment to the ideals and practices of substantive democracy. The unexpected regionalization of this challenge gave a glimpse of a new transformative politics, including distrust of military and police methods of sustaining public order and opposition to Western manipulations to control from without and within. The bloodthirsty backlash of regimes, as in Syria, Libya, Yemen, Bahrain, and to some extent, Egypt, manifested the resilience and cruel harshness of hard power tactics of governance, and their purpose of ensuring the counter-revolutionary restoration of the Old Geopolitics.

 

            Whether the Libyan intervention should be seen primarily as a Western reversion to Old Geopolitics or some kind of amalgam of Old and New, with the Gulf countries and the UN enlisted as partners in liberating a people from cruel tyranny, will remain a matter of controversy and uncertainty for years to come. Similarly, with Syria, whether to consider the external moves for and against the Assad regime in Damascus as expressions of the New Geopolitics or some toxic blend of new and old is difficult to discern given the complexities and unknowns of this ongoing bloody struggle that is a blend of a cynical proxy war and bitter internal struggle for state power. Popular support for the idea of protecting a vulnerable people against the crimes against humanity of a vicious governmental regime can be understood from the perspective of human solidarity, an aspect of the maximal model of the New Geopolitics. In contrast, military intervention by external actors with a variety of suspect strategic motives and the use of interventionary weaponry that is likely to magnify the violence, is clearly in the spirit of the Old Geopolitics.

 

            There are no signs at present that the New Geopolitics in either of its main variants will soon replace the Old Geopolitics, but there is plenty of evidence of a sharpening tension between these two main modes of sustaining security and development in the early 21st century. We can expect a gradual discrediting from within of the main centers of Old Geopolitics, but as such a process gains leverage, it is almost certain to produce the opposite effect—a tightening of control at home, and an intensification of military operations abroad, exactly the pattern being enacted in the United States by successive presidents from both main political parties in response to the 9/11 attacks. And within the domain of the New Geopolitics it is likely that there will be a parallel intensification of tension as the minimalists seek realignment without attending to social and economic inequities, while the maximalists insist on the long march to Global Democracy but lack sufficient transnational mobilizing traction to move their endeavor very far.

 

            The Chinese proverb is correct in its chilling reminder that ‘it is a curse to live in interesting times,’ but given the changing historical experiences with warfare, the growing sense of great ecological hazard, and the strengthening attachment to global justice agendas, maybe just this once, the fascinations of our age will turn out to be ‘a blessing.’