Geopolitical Fault Lines in a World of Sovereign States and a Few Great Powers

29 Apr

[PREFATORY NOTE: A much modified earlier version of his post was published online by Transcend Medea Service (TMS) on April 17 2023; a longer post to address complexities of the Ukraine Crisis and Looming Tensions as to the future of Taiwan. ]

The Ukrainian Point of Departure: Mishandling the Aftermath of the Cold War

The Ukraine War is illustrative. There is no doubt that Russia violated the core prohibition of international law and the UN Charter prohibiting non-defensive recourse to international force when it launched its February 2022 attack on Ukraine. Also, the evidence is overwhelming that the United States irresponsibly and multiply provoked Russia by a series of interferences with the internal politics of Ukraine in the eight years preceding the invasion. Such provocations were expressive of Washington’s post-Cold War orientation of acting internationally as the one and only sovereign state with a geopolitical prerogative that permitted the pursuit of strategic interests without respect for geographical proximity and the restraints of international law, including the sanctity of the international boundaries of sovereign states. It is this post-Cold War circumstance that led the United States to become the first extra-territorial ‘global state,’ filling the temporary geopolitical vacuum of the 1990s with its delusion that such a condition could be permanently maintained. It is this factor that gave the Ukraine War such a high profile from its inception and prolonged its resolution. The made the direct challenge posed by Russia and the implicit one by relating to Taiwan so disquieting, given U.S. hegemonic worldview.

The launch of the Ukraine War became the occasion of a geopolitical war of position in which at stake were the relative alignments of the U.S., Russia, and China, and, contrary to public protestations in the West to contrary, second tier stakes involved effort to uphold the territorial sovereignty of Ukraine. Expressed differently, the to be or not to be question is whether global security remains a traditional preoccupation of several governments managing a multipolar or bipolar world order. The alternative is to act as if this arrangement has been replaced by an existential shift to unipolarity in the aftermath of the 1991 Soviet implosion. In effect, the U.S sought to implement what amounted to a  ‘Monroe Doctrine’ for the world.

This geopolitical proxy war in Ukraine is about the aftermath of the Cold War configurations of authority with regard to global peace and security.  As such, it is about the alignment of the Great Powers in the world for which there are no established guidelines, accompanied by a refusal of political actors with a traditional geopolitical status, namely China and Russia, to leave the global management of power to the United States. As recently as early April 2023 the Russian Foreign Minister, Sergei Lavrov, speaking at the UN Security Council articulated a Russian awareness of the strategic issues at stake when he rejected a ‘unipolar world order by one hegemon’ and proposed a ‘new world order’ along multipolar lines based on principles that needed to be established by agreements reached through the diplomatic efforts of China, U.S. and Russia.

After World War II

Despite the devastating world wars of the 20th century and the widespread fear in 1945 of a future war fought with weapons on mass destruction, the more internationalist approaches to global governance proved insufficient. The ambition of substituting international law as implemented by the UN for a continued reliance on the managerial skills and responsible self-restraint of dominant states turned out to be almost irrelevant to the overriding objective of avoiding World War III. The UN was established in an atmosphere of hope and fear, but also within limits set by state-centrism and geopolitical discretionary habits, giving rise quickly to tensions that extinguished, or at least, greatly limited hopes of transcending dangerous Great Power rivalries of the past. This failure of internationalism led to Cold War bipolarity with its complex ideological, military, territorial, and political dimensions of intense conflict. And yet World War III was avoided, despite close calls and good luck, in the ensuing 45 years after the end of World War II.

It is my contention that this fear of a resumption of major warfare never materialized because principal geopolitical fault lines had been established and respected between the West and the USSR by diplomatic agreements reached at Yalta, Moscow, and Potsdam in the last years of World War II producing a series of prudent political compromises resulting in dividing countries, and even cities and regions between East and West orientations. By far the most important arrangement of this character involved the agreed division of Europe, with special attention accorded Germany, and Berlin. These fault lines were also respected due to an understanding that breeching them could quickly escalate into a mutually disastrous war fought with nuclear weapons, and a reinforcing informal, yet robust, tabu about crossing the nuclear threshold by threatened or actual use of weaponry of mass destruction. To be sure, the credibility of the fault lines was backed up by opposed military capabilities that were at the ready in the event of any serious violation.

The close calls during the Cold War decades occurred when perceptions in Washington or Moscow put the relevant fault lines under challenge, by intention or misunderstanding, perhaps most notably in the Cuban Missile Crisis of 1961. Although dumb luck played a role in avoiding the confrontation, as Martin Sherwin convincingly demonstrating in his masterful Gambling with Armageddon (2020) so did the realization of leaders in Moscow and Washington that there were dangerous ambiguities in the formulation of the fault lines. For the Soviet Union, U.S. deployment of nuclear weapons in its Turkish neighbor was treated as equivalent its decision to deploy nuclear weapons in Cuba, especially given the real threat of a U.S. or U.S. backed intervention being directed at Castro’s Marxist government. For the United States this Soviet challenge was interpreted as an unacceptable encroachment on a vital Caribbean sphere of influence close to the U.S. homeland, purporting also to discourage any American future efforts to replace the Castro government by a regime-changing intervention. 

To avoid victory/defeat scenarios in this encounter led the Soviets to abandon the deployment of nuclear missiles in Cuba and the U.S. to remove discreetly nuclear weapons from Turkey rationalizing the initiative by arguing that they were headed for ‘retirement’ in any event. In other words, a more or less reciprocal backdown from postures of menacing confrontation was achieved largely resulting from the direct communications between the respective leaders in the midst of the crisis. Respecting spheres of influence, thanks to crucial agreements reached by the wartime diplomacy in 1944-45, the U.S. enjoyed a free hand in Western Europe and the Soviets in Eastern Europe, as well as the subdivision of Germany and the sub-sub division of Berlin. It was this recognition of and respect for such traditional spheres of influence that likely prevented World War III, especially in discouraging the kind of coercive responses by NATO countries to the crude and brutal Soviet interventions in East Germany (1953), Hungary (1956), and Czechoslovakia (1968) even in the face of conservative and militarist pressures to do so.

The two most prolonged wars during the Cold War were in Korea and Vietnam where neither side had major strategic interests, nuclear deployments, nor were geopolitical alignments significantly engaged. This runs contrary to Antony Blinken’s contention in the ‘rule-governed’ world that the U.S. respects, but its rivals supposedly do not. Blinken has publicly insisted that spheres of influence were thrown into the dustbin of history as of the end of World War II. The nature of what is Blinken’s source of rule governance, other than the foreign policy of the United States, has never been officially disclosed. What we know is that it is something currently presented by the highest U.S. foreign policy official as something radically different than either international law and the multipolar framing of world politics by Russia and China, countries which obviously give weight and legitimacy to their regional prerogatives and traditional spheres of influence. Perhaps, the spirit of the rule-governed world that Blinken believes has become the ‘new world order’ is best captured by the phrase ‘pax Americana.’  This label is more transparent of intent and effect than is the abstraction of ‘unipolarity.’

Past and Present Diplomatic Limits

Historians agree that World War I arose out of a series of interacting miscalculations by the Great Powers of Europe that resulted in a deadly war costing tens of millions of lives and great devastation, and changing nothing. This conflict exemplified the dangers of managing global power relations without geopolitical fault lines. However, the peace diplomacy at Versailles after combat ended in 1918 failed in its war prevention efforts centering on the establishment of the League of Nations, a punitive peace imposed on Germany, and an acceptance of unregulated international economic rivalry. Fascism and the Great Depression ensued, and new challenges were mounted against world order, abetted by Japan’s rise, which produced World War II. This destructive struggle led to a victory for the liberal democracies but also the onset of the Nuclear Age. A second effort at war prevention was undertaken, and although the UN was marginalized by the two ‘superpowers,’ and ‘world peace’ rested on a combination of prudent self-restraint, mutual deterrence, and the largely effective respect shown geopolitical fault lines established in Europe.

This combination of developments led to the long Cold War of arms races, interventions, and ideological antagonism yet succeeded in avoiding a third world war. Unfortunately, the Cold War ended in the early 1990s with available steps not taken to bolster war prevention capabilities, and the peoples of the world find themselves helpless at the edge of the cliff with the only hopeful sign a belated willingness of both sides to recognize that the Ukraine War would be most likely to end in a stalemate, leaving the post-Cold War geopolitical alignment unresolved. In conformity with my analysis, if this happens, the incentives to achieve a diplomatic recognition acknowledging the relevance of geopolitical fault lines for the 21st Century might occur but only if there is enough pressure by peace forces from below and rationality from above.

Not Forgetting Taiwan

Finally, a brief word on dangers of war in the Pacific arising out of the U.S./China relationship. It risks crossing the invisible line separating competition, which is consistent with peace and even cooperation motivated by mutual interests, from conflict, which teeters on the perilous edges of crisis, confrontation, and ‘warfare,’ hot or cold.

The core present question is whether China intends to coerce Taiwan to achieve existential subordination to China or retains a position of what has been called ‘creative ambiguity’ by former U.S. diplomat, Chas Freeman. The essence of this deliberate ambiguity is to acknowledge simultaneously that Taiwan is part of China while allowing it to enjoy the full benefits of internal independence from China. This distinctive formula of diplomatic accommodation is embodied in the Shanghai Communique signed by the two countries in 1972 and respected for the last 50 years. The nature of the geopolitical fault line is a diplomatic compromise between the exercise of Chinese sovereign control over Taiwan and fulfilling Taiwan’s aspirations for independent statehood.

If either side acts to undermine the Shanghai arrangement it will invite a situation in some ways resembling the situation of provocative uncertainty leading to the Ukraine War. Mutual observance, in contrast, would help sustain an atmosphere of

Geopolitical Fault Lines in a World of Sovereign States and a Few Great Powers

[A much modified earlier version of his post was published in the online listserv Transcend Midea Service (TMS) on April 17 2023; a longer post to address complexities of the Ukraine Crisis and Looming Tensions as to the future of Tawan. ]

The Ukrainian Point of Departure: Mishandling the Aftermath of the Cold War

The Ukraine War is illustrative. There is no doubt that Russia violated the core prohibition of international law and the UN Charter prohibiting non-defensive recourse to international force when it launched its February 24, 2022 attack on Ukraine. Also, the evidence is overwhelming that the United States irresponsibly and multiply provoked Russia by a series of interferences with the internal politics of Ukraine in the eight years preceding the invasion. Such provocations were expressive of Washington’s post-Cold War orientation of acting internationally as the one and only sovereign state with a geopolitical prerogative that permitted the pursuit of strategic interests without respect for geographical proximity and the restraints of international law, including the sanctity of the international boundaries of sovereign states. It is this post-Cold War circumstance that led the United States to become the first extra-territorial ‘global state,’ filling the temporary geopolitical vacuum of the 1990s with its delusion that such a condition could be permanently maintained. It is this factor that gave the Ukraine War such a high profile from its inception and prolonged its resolution. The made the direct challenge posed by Russia and the implicit one by relating to Taiwan so disquieting, given U.S. hegemonic worldview.

The launch of the Ukraine War became the occasion of a geopolitical war of position in which at stake were the relative alignments of the U.S., Russia, and China, and, contrary to public protestations in the West to contrary, second tier stakes involved effort to uphold the territorial sovereignty of Ukraine. Expressed differently, the to be or not to be question is whether global security remains a traditional preoccupation of several governments managing a multipolar or bipolar world order. The alternative is to act as if this arrangement has been replaced by an existential shift to unipolarity in the aftermath of the 1991 Soviet implosion. In effect, the U.S sought to implement what amounted to a  ‘Monroe Doctrine’ for the world.

This geopolitical proxy war in Ukraine is about the aftermath of the Cold War configurations of authority with regard to global peace and security.  As such, it is about the alignment of the Great Powers in the world for which there are no established guidelines, accompanied by a refusal of political actors with a traditional geopolitical status, namely China and Russia, to leave the global management of power to the United States. As recently as early April 2023 the Russian Foreign Minister, Sergei Lavrov, speaking at the UN Security Council articulated a Russian awareness of the strategic issues at stake when he rejected a ‘unipolar world order by one hegemon’ and proposed a ‘new world order’ along multipolar lines based on principles that needed to be established by agreements reached through the diplomatic efforts of China, U.S. and Russia.

After World War II

Despite the devastating world wars of the 20th century and the widespread fear in 1945 of a future war fought with weapons on mass destruction, the more internationalist approaches to global governance proved insufficient. The ambition of substituting international law as implemented by the UN for a continued reliance on the managerial skills and responsible self-restraint of dominant states turned out to be almost irrelevant to the overriding objective of avoiding World War III. The UN was established in an atmosphere of hope and fear, but also within limits set by state-centrism and geopolitical discretionary habits, giving rise quickly to tensions that extinguished, or at least, greatly limited hopes of transcending dangerous Great Power rivalries of the past. This failure of internationalism led to Cold War bipolarity with its complex ideological, military, territorial, and political dimensions of intense conflict. And yet World War III was avoided, despite close calls and good luck, in the ensuing 45 years after the end of World War II.

It is my contention that this fear of a resumption of major warfare never materialized because principal geopolitical fault lines had been established and respected between the West and the USSR by diplomatic agreements reached at Yalta, Moscow, and Potsdam in the last years of World War II producing a series of prudent political compromises resulting in dividing countries, and even cities and regions between East and West orientations. By far the most important arrangement of this character involved the agreed division of Europe, with special attention accorded Germany, and Berlin. These fault lines were also respected due to an understanding that breeching them could quickly escalate into a mutually disastrous war fought with nuclear weapons, and a reinforcing informal, yet robust, tabu about crossing the nuclear threshold by threatened or actual use of weaponry of mass destruction. To be sure, the credibility of the fault lines was backed up by opposed military capabilities that were at the ready in the event of any serious violation.

The close calls during the Cold War decades occurred when perceptions in Washington or Moscow put the relevant fault lines under challenge, by intention or misunderstanding, perhaps most notably in the Cuban Missile Crisis of 1961. Although dumb luck played a role in avoiding the confrontation, as Martin Sherwin convincingly demonstrating in his masterful Gambling with Armageddon (2020) so did the realization of leaders in Moscow and Washington that there were dangerous ambiguities in the formulation of the fault lines. For the Soviet Union, U.S. deployment of nuclear weapons in its Turkish neighbor was treated as equivalent its decision to deploy nuclear weapons in Cuba, especially given the real threat of a U.S. or U.S. backed intervention being directed at Castro’s Marxist government. For the United States this Soviet challenge was interpreted as an unacceptable encroachment on a vital Caribbean sphere of influence close to the U.S. homeland, purporting also to discourage any American future efforts to replace the Castro government by a regime-changing intervention. 

To avoid victory/defeat scenarios in this encounter led the Soviets to abandon the deployment of nuclear missiles in Cuba and the U.S. to remove discreetly nuclear weapons from Turkey rationalizing the initiative by arguing that they were headed for ‘retirement’ in any event. In other words, a more or less reciprocal backdown from postures of menacing confrontation was achieved largely resulting from the direct communications between the respective leaders in the midst of the crisis. Respecting spheres of influence, thanks to crucial agreements reached by the wartime diplomacy in 1944-45, the U.S. enjoyed a free hand in Western Europe and the Soviets in Eastern Europe, as well as the subdivision of Germany and the sub-sub division of Berlin. It was this recognition of and respect for such traditional spheres of influence that likely prevented World War III, especially in discouraging the kind of coercive responses by NATO countries to the crude and brutal Soviet interventions in Hungary (1956), East Germany (1958), and Czechoslovakia (1968) even in the face of conservative and militarist pressures to do so.

The two most prolonged wars during the Cold War were in Korea and Vietnam where neither side had major strategic interests, nuclear deployments, nor were geopolitical alignments significantly engaged. This runs contrary to Antony Blinken’s contention in the ‘rule-governed’ world that the U.S. respects, but its rivals supposedly do not. Blinken has publicly insisted that spheres of influence were thrown into the dustbin of history as of the end of World War II. The nature of what is Blinken’s source of rule governance, other than the foreign policy of the United States, has never been officially disclosed. What we know is that it is something currently presented by the highest U.S. foreign policy official as something radically different than either international law and the multipolar framing of world politics by Russia and China, countries which obviously give weight and legitimacy to their regional prerogatives and traditional spheres of influence. Perhaps, the spirit of the rule-governed world that Blinken believes has become the ‘new world order’ is best captured by the phrase ‘pax Americana.’  This label is more transparent of intent and effect than is the abstraction of ‘unipolarity.’

Past and Present Diplomatic Limits

Historians agree that World War I arose out of a series of interacting miscalculations by the Great Powers of Europe that resulted in a deadly war costing tens of millions of lives and great devastation, and changing nothing. This conflict exemplified the dangers of managing global power relations without geopolitical fault lines. However, the peace diplomacy at Versailles after combat ended in 1918 failed in its war prevention efforts centering on the establishment of the League of Nations, a punitive peace imposed on Germany, and an acceptance of unregulated international economic rivalry. Fascism and the Great Depression ensued, and new challenges were mounted against world order, abetted by Japan’s rise, which produced World War II. This destructive struggle led to a victory for the liberal democracies but also the onset of the Nuclear Age. A second effort at war prevention was undertaken, and although the UN was marginalized by the two ‘superpowers,’ and ‘world peace’ rested on a combination of prudent self-restraint, mutual deterrence, and the largely effective respect shown geopolitical fault lines established in Europe.

This combination of developments led to the long Cold War of arms races, interventions, and ideological antagonism yet succeeded in avoiding a third world war. Unfortunately, the Cold War ended in the early 1990s with available steps not taken to bolster war prevention capabilities, and the peoples of the world find themselves helpless at the edge of the cliff with the only hopeful sign a belated willingness of both sides to recognize that the Ukraine War would be most likely to end in a stalemate, leaving the post-Cold War geopolitical alignment unresolved. In conformity with my analysis, if this happens, the incentives to achieve a diplomatic recognition acknowledging the relevance of geopolitical fault lines for the 21st Century might occur but only if there is enough pressure by peace forces from below and rationality from above.

Not Forgetting Taiwan

Finally, a brief word on dangers of war in the Pacific arising out of the U.S./China relationship. It risks crossing the invisible line separating competition, which is consistent with peace and even cooperation motivated by mutual interests, from conflict, which teeters on the perilous edges of crisis, confrontation, and ‘warfare,’ hot or cold.

The core present question is whether China intends to coerce Taiwan to achieve existential subordination to China or retains a position of what has been called ‘creative ambiguity’ by former U.S. diplomat, Chas Freeman. The essence of this deliberate ambiguity is to acknowledge simultaneously that Taiwan is part of China while allowing it to enjoy the full benefits of internal independence from China. This distinctive formula of diplomatic accommodation is embodied in the Shanghai Communique signed by the two countries in 1972 and respected for the last 50 years. The nature of the geopolitical fault line is a diplomatic compromise between the exercise of Chinese sovereign control over Taiwan and fulfilling Taiwan’s aspirations for independent statehood.

If either side acts to undermine the Shanghai arrangement it will invite a situation in some ways resembling the situation of provocative uncertainty leading to the Ukraine War. Mutual observance, in contrast, would help sustain an atmosphere of peaceful competition between the two countries and demonstrate that geopolitical fault lines can do what neither international law nor the UN are capable of presently doing, setting mutually respected limits in situations of strategic disagreement and tensions between Great Powers. 

competition between the two countries and demonstrate that geopolitical fault lines can do what neither international law nor the UN are capable of presently doing, setting mutually respected limits in situations of strategic disagreement and tensions between Great Powers. 

8 Responses to “Geopolitical Fault Lines in a World of Sovereign States and a Few Great Powers”

  1. Pikos Apikos April 29, 2023 at 1:25 pm #

    Reblogged this on penelopap.

  2. Ewald Orf April 30, 2023 at 2:38 pm #

    Dear Mr. Falk,

    the year of the Soviet intervention in East Germany was 1953 and not 1958 as you suggested. For the rest, brillant and to the point as always.

    With great admiration

    Yours sincerely

    Ewald Orf

    • Richard Falk May 1, 2023 at 11:36 am #

      Thanks for catching my mistake, and even more for your affirming words!

  3. Kats Fisher May 3, 2023 at 1:48 pm #

    Dear Professor Falk,

    This is so easy to read, thank you.

    I hope you are doing well.

    I have been thinking about you lately.

    K. F.

    • Richard Falk May 4, 2023 at 10:05 am #

      Greetings, Kata, and thanks for affirming message, which means a lot to me!

  4. bobthebob12 May 15, 2023 at 7:43 pm #

    Dear Professor Falk,
    I am a high school student, and I find your work very interesting and easy to read, but I’ve wondered if you would consider yourself a historian, and if so what kind?
    I was specifically reading your work on the Gulf War and found it engaging, but I was wondering how your background as a professor of International Law impacted the paper.

    • Richard Falk May 17, 2023 at 11:49 pm #

      I appreciated your thoughtful message. I am not trained as a historian or Middle East expert, but I have tried to follow my
      interests, learning relevant knowledge, and if possible visiting places that I wrote about. Wishing you satisfying studies and
      a fulfilling career without forgetting that we need younger people to work for the betterment of humanity.

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