[Prefatory Note: I am posting here an interview with the magazine OUTLOOK INDIA associated with an open letter that was signed by more than 100 Indian scholars and intellectuals, as well as those such as myself with a long research and human interest in India, expressing concern about the forthcoming visit of Prime Minister Narendra Modi to Silicon Valley to promote his vision of ‘Digital India.’ I feel strongly about these issues, especially in light of the Snowden disclosures and the general use of digital capabilities to encroach upon personal freedom and a climate of liberty in post-9/11 America. The link to the original text is <http://www.outlookindia.com/article/the-future-of-india-as-a-democratic-country-is-at-risk/295251> The quoted remark at the beginning of several questions are taken from the text of the letter, which is referred to in the interview as ‘a petition.’ FYI, the full text of the letter and a partial list of signatories is appended after the interview.]
[Editorial Preface of OUTLOOK]: Prime Minister Narendra Modi will visit Silicon Valley later this month. But over 137 US-based academics and intellectuals have already filed a petition to the Silicon Valley Enterprises expressing concern about Modi and his ‘Digital India’ campaign. It is not surprising that Richard A. Falk is one of the petitioners. The professor emeritus of law at Princeton University, a highly respected academic, has always been an outspoken critic of governments and policies that violate human rights and civil liberties. At 84, he has authored and co-edited more than 40 books and is a well-known commentator on his own. As former UN rapporteur on Palestine, Falk is also one of the few Jews who was denied a visa by Israel for his outspoken views about Israeli atrocities and occupation of Palestinian territory. He tells Pranay Sharma why he’s a signatory to the petition against Modi.]
Q: What is the prime concern you have against Narendra Modi’s ‘Digital India’ campaign?
I and others on the list have questions about Narendra Modi’s record on religious tolerance, freedom of religion, and freedom of expression. Some of those who signed the letter have also been subject to a campaign of harassment from Hindu nationalist followers, which raises particular worries about academic freedom. “Digital India” as an initiative has enormous potential to affect positive social change, but it simultaneously poses dangers for abuse under the Modi administration that can make use of digitalization to target members of minority communities or those who are critical of its policies. It is my impression that the Modi government has been particularly sensitive to criticism and unfriendly to critics, making our concern more credible.
Q: Does this fear stem from the individual-Narendra Modi in this case -or the proposed campaign itself?
It’s not too clear at this stage exactly what “Digital India” will become programmatically, and this is precisely why we wrote to register our concerns-to influence the course the debate will take. Most of the media treatment that I and my colleagues have seen is so far more concerned with branding the campaign rather than focusing on its substance, The plan as outlined on the Government of India website, http://deity.gov.in/sites/upload_files/dit/files/Digital%20India.pdf is appropriately ambitious, and commendably has the “empowerment of citizens” at its core. But the potential for disempowerment is also present as the gap widens between those who have access to internet technology and those in India who still lack water and electricity. I believe that some of my colleagues have reasonable grounds to worry that the planned heavy investment in digital infrastructure will widen this gap, and along with it, socio-economic disparities.. There is no present indications that the Indian government is implementing policies designed to reduce, if not eliminate, the gap. And with respect to your underlying question it is impossible to disentangle the Modi Government or Modi as a political personality from the Digital India Campaign.
Q: Are there real reasons for such apprehensions given the fact that much of the proposed programme was actually undertaken by Modi’s predecessor, Manmohan Singh? “Digital India has great potential, but under the Modi government it poses dangers for abuse.”
Some of the same concerns would have surfaced in all likelihood under any Indian government.These concerns are magnified given Modi’s record on freedom of expression leading me and my colleagues to have apprehensions about a process of digital consolidation that can lead to further breaches not only of privacy but of individual security. A realization that the previous government in India has been working toward e-governance, and that these issues are ones faced by other governments in the world does not in any way make it irrelevant to raise issues associated with Modi’s specific record. As an American, with a deep commitment to the wellbeing and positive development of India, I have joined with Indian colleagues because I have seen what digital age abuses have occurred in my own country. The Snowden disclosures should serve as a reminder that citizens of all countries need to exert unprecedented vigilance in the defense of freedom and in support of societal equity given the contemporary interface between totalizing governmental security and technological capabilities.
Modi was a three-time elected chief minister of Gujarat and in 2014 successfully won an impressive mandate to become India’s Prime Minister. How do you see the obvious support he has among a sizeable section of Indians?
The fact that a policy or programme is popular or even that the majority of people at any moment in time is in favor does not make it right or suggest the inappropriateness of constructive criticism. We have witnessed this tension between what is popular and what is right numerous times in recent history, and speaking personally, perhaps most vividly with respect to the implementation of U.S. foreign policy on a global scale. We can recall with remorse a lone American Congress woman, Barbara Lee, who held out as the sole dissenting voice against authorizing the US president to go to war against Afghanistan-a policy that the entire US Congress and the rest of the country favored at the time, but produced disastrous consequences. Modi’s support appears to rest on several factors, but he and his administration have at times disturbingly invoked Hindu nationalist rhetoric to gain the enthusiastic backing of the Hindu majority in the country raising insecurities among minorities.
Q: Do you think democratic institutions in India have been weakened or seriously threatened since Modi became the Prime Minister?
My response to this question is shaped by the opinion of Indian colleagues and trusted friends, so I will not comment too much on internal dynamics. At the same time, we are living in a borderless world, not least because of the impact of the digital dimensions of modern life, and so as concerned citizens of the world we cannot shut our eyes to threatening developments even in distant countries, while at the same time being respectful of norms of non-intervention and of rights of self-determination. From this perspective, I have come to believe that democratic institutions have been weakened under Modi’s administration. It’s true that some of these anti-democratic tendencies were already evident in the behavior of prior Indian governments, but it is also the case that the last administration brought out the “Right to Information” package of reforms that has greatly increased government transparency and empowered people to hold the Indian government accountable. It’s not clear at this point whether “Digital India” in Modi’s hands will lead to increased transparency. The background of his record as the Chief Minister of Gujarat, and the experience of his first year as Prime Minister gives rise to a legitimate concern that the future of India as a democratic country is at sufficient risk to justify a petition raising questions that need to be discussed.
Q: The petition mentions Modi’s alleged role in the Gujarat riots. But given the fact that large number of world leaders including President, Barack Obama, now engage with him, do you think these charges are still relevant? “Modi’s background as CM and his first year as PM raises concern that India’s democracy is at risk.”
Yes, they are still relevant even legally: there is currently an undecided appeal in the Gujarat judicial system that raises serious questions about whether Modi took adequate steps to control the Gujurat violence in 2002, and whether he was actively implicated in its unfolding. Whether or not this unfinished legal process produces an adverse assessment of his conduct, Modi’s speeches at the time were themselves sufficient by themselves to validate continuing worries. They were inflammatory, and made no effort to restore calm and avoid violence. Such behavior signals the reasonableness of seeking clarifications and reassuring procedures. The fact that Obama and other world leaders engage Modi diplomatically is to be expected, especially when it is considered that he is the head of the world’s largest democracy and important actor in the world economy. We have seen many examples in history in which leaders lead people in a terrible direction, and yet are treated as normal and legitimate for purposes of international relations. The legacy of George W. Bush is a painful instance of a leader who did the US and the world a great deal of harm without undermining his legitimacy. Ariel Sharon when acting on behalf of Israel committed what many regarded as crimes against humanity, but when he was democratically elected in 2000 the world dealt with him without looking back. It is up to people of conscience to look back. When wrongs are done to people whether internationally or at home they do not fade from view with the passage of time. If there is to be democracy based on the rule of law then citizens and persons of conscience must treat equals equally, whether it be the poorest citizen or the most powerful politician. We are aware that there are many in India who are critical of Modi’s policies and whose right of dissent is being challenged, and their voices silenced or intimidated. Modi may be speaking on behalf of some kind of majority in India, but that does not invalidate opposition, even strenuous opposition. One crucial test of a true democracy is whether it protects the rights of minorities, especially when in tension with governing authorities. This is so whether the tension be with political minorities, religious minorities, ethnic minorities, or sexual minorities. A democracy only flourishes when divergent voices can be freely heard without fear of an official or populist backlash.
Q: You also mention the Silicon Valley Enterprises have a code of responsibility that they should be mindful of not being violated by Modi. Could you specify what this code of responsibility is?
I do not claim any special knowledge about this code of responsibility. Silicon Valley Enterprises have a great deal of influence and wealth, perhaps now in some respects greater than that possessed by any government. The New York Times Magazine did stories recently about Chinese factories making Apple products that were run as a sweat shops. Does Apple have the right or strength to insist on at least monitoring working conditions for those who make its products? The Saipan Sweat Shop case resulted in a settlement that required several clothing manufacturers to end the most egregious forms of labor abuse. Outsourcing labor is very convenient for many corporations, and not just for Silicon Valley Enterprises, but it is a prominent feature of Silicon Valley operations. So some of the questions we have about the “Digital India” initiative involve anticipated impacts on basic labor conditions in India that are presently poor and often abusive, but that do make labor costs of doing any kind of business in India more profitable. It is important that “Digital India” evolves in tandem with the protection and advancement of fundamental rights of all workers.
Q: How successful have these Silicon Valley Enterprises been so far in safeguarding their code of conduct while dealing with various governments?
So far, voluntary codes of conduct with respect to business practices, as has been promoted within the United Nations, have elicited pledges from corporations eager to uphold their reputations but the record of compliance ranges from mixed to poor.
Q: The US in general and the Obama administration in particular, have been accused of spying and abusing personal information of individuals by leaders and people of different countries. What has been your reaction to that?
The pursuit of reasonable levels of state security has become indistinguishable with the Orwellian state.
This is a confusing area of governmental operations, not only for the United States, but for all countries. On the one side, especially given the current agenda of security threats, all governments engage in spying and espionage. On the other side, all states criminalize these activities that target its state’s secrets. This creates a situation of ethical and political confusion, making it difficult to distinguish heroes from villains. The United States as the world’s first global state with interests and involvements throughout the planet has the most extensive, sophisticated, and intrusive system of surveillance and espionage in all of history. As mentioned, the Snowden and Wikileaks disclosures, while viewed as criminal acts in the United States, divulged such excessive abuses that the U.S. Congress took some steps to curtail some of these intelligence operations. One of the reasons to be concerned about “Digital India” or “Digital America” is that the borderline between the pursuit of reasonable levels of state security has become almost indistinguishable from the Orwellian nightmare state of permanent war and total control over people. It is up to citizens within their own country and those with concern for the future of their region and the world to insist on scrutiny of intelligence operations to avoid their encroachment on individual and group rights.My colleagues who co-signed this petition are extremely concerned about this, and some of the signatories to the letter have expertise in this area. In criticizing India, we are not saying, nor do we believe, that the US record must not be scrutinized, protested, and reformed. Modi’s visit to the US provides an occasion for some of these shared issues to be discussed in a more global forum. But a focus on the severe dangers of US practices in the collection and use of digital information should never be interpreted to mean that scrutiny should be lessened in relation to what is, or may happen under Modi’s governmental authority.
Q: Most governments in the world today are committed to fight the “menace of terrorism.” In such a scenario do you think individual privacy and their fundamental rights are bound to be curtailed?
I think the evidence to date the answer worldwide is a resounding ‘yes.’ Partly this is the nature of threats posed by non-state actors that have no territorial address making everyone everywhere a potential suspect, which seems to serve as a rationalization for the expanded intelligence activities undertaken in the name of fighting against terrorism. This challenge of identifying and removing the threat before it materializes, also creates pressure for racial and ethnic profiling that gets translated in practice into arbitrary and discriminatory treatment of minorities, especially if perceived as anti-regime minorities.
A second level of explanation is associated with technological innovations that make the collection of meta-date feasible and economical. These capabilities are also enhanced by the development of drones and various forms of robotic activity, with even greater capabilities and intrusiveness on the technological horizon.
Because this transformed security and technological atmosphere endows the state with dangerous totalizing powers, it is more important than ever that the peoples of the world uphold freedom for themselves and others. It is only through the challenges of a petition such as ours that some hope exists for establishing a dynamic balance between state and society in the digital age. It is in this spirit that I joined with my Indian and other colleagues and friends as a signatory.
***********************************************************************************************
Here is the full statement issued by the academicians, and a partial list of signatories:
Prime Minister Narendra Modi’s visit to Silicon Valley highlights the role of a country that has contributed much to the growth and development of Silicon Valley industries, and builds on this legacy in extending American business collaboration and partnerships with India. However Indian entrepreneurial success also brings with it key responsibilities and obligations with regard to the forms of e-governance envisioned by ‘Digital India’.
We are concerned that the project’s potential for increased transparency in bureaucratic dealings with people is threatened by its lack of safeguards about privacy of information, and thus its potential for abuse. As it stands, ‘Digital India’ seems to ignore key questions raised in India by critics concerned about the collection of personal information and the near certainty that such digital systems will be used to enhance surveillance and repress the constitutionally-protected rights of citizens. These issues are being discussed energetically in public in India and abroad. Those who live and work in Silicon Valley have a particular responsibility to demand that the government of India factor these critical concerns into its planning for digital futures.
We acknowledge that Narendra Modi, as Prime Minister of a country that has contributed much to the growth and development of Silicon Valley industries, has the right to visit the United States, and to seek American business collaboration and partnerships with India. However, as educators who pay particular attention to history, we remind Mr. Modi’s audiences of the powerful reasons for him being denied the right to enter the US from 2005-2014, for there is still an active case in Indian courts that questions his role in the Gujarat violence of 2002 when 1,000 died. Modi’s first year in office as the Prime Minister of India includes well-publicized episodes of censorship and harassment of those critical of his policies, bans and restrictions on NGOs leading to a constriction of the space of civic engagement, ongoing violations of religious freedom, and a steady impingement on the independence of the judiciary.
Under Mr Modi’s tenure as prime minister, academic freedom is also at risk: foreign scholars have been denied entry to India to attend international conferences, there has been interference with the governance of top Indian universities and academic institutions such as the Tata Institute of Fundamental Research, the Indian Institutes of Technology and Nalanda University; as well as underqualified or incompetent key appointments made to the Indian Council of Historical Research, the Film and Television Institute of India, and the National Book Trust. A proposed bill to bring the Indian Institutes of Management under direct control of government is also worrisome. These alarming trends require that we, as educators, remain vigilant not only about modes of e-governance in India but about the political future of the country.
We urge those who lead Silicon Valley technology enterprises to be mindful of not violating their own codes of corporate responsibility when conducting business with a government which has, on several occasions already, demonstrated its disregard for human rights and civil liberties, as well as the autonomy of educational and cultural institutions.
Signatories
Meena Alexander, Distinguished Professor of English, Hunter College and the Graduate Center, City University of New York
Arjun Appadurai, Paulette Goddard Professor of Media, Culture, and Communication, New York University
Anjali Arondekar, Associate Professor of Women’s Studies, UC Santa Cruz
Fredrick Asher, Professor of Art History and South Asian Studies, University of Minnesota
Paola Bacchetta, Associate Professor of Gender and Women’s Studies University of California, Berkeley
Sarada Balagopalan, Associate Professor of Childhood Studies, Rutgers University, Camden
Radhika Balakrishnan, Prof of Women’s and Gender Studies, Rutgers University
Shahzad Bashir, Professor of Religious Studies, Stanford University
Manu Bhagavan, Professor of History and Human Rights, Hunter College and the Graduate Center, The City University of New York
Mona Bhan Associate Professor of Sociology and Anthropology DePauw University
Srimati Basu, Professor of Gender and Women’s Studies, University of Kentucky
Prashant Bharadwaj, Associate Professor of Economics, University of California, San Diego
Nilanjana Bhattacharjya, Faculty Fellow, Barrett Honors College, Arizona State University
Nandini Bhattacharya, Professor of English, Texas A &M University, College- Station
Tithi Bhattacharya, Associate Professor of South Asian History, Purdue University
Amit R Baishya, Assistant Professor of English, University of Oklahoma
Akeel Bilgrami, Sidney Morgenbesser Professor of Philosophy and Director, South Asian Institute, Columbia University
Purnima Bose, Associate Professor, English and International Studies, Indiana University-Bloomington
Christopher Candland, Associate Professor of Political Science, Wellesley College
Paula Chakravartty, Associate Professor, Gallatin School, & Department of Media, Culture and Communication, New York University
Shefali Chandra, Associate Professor of South Asian History Washington University, St. Louis
S Charusheela, Associate Professor, School of Interdisciplinary Arts and Sciences, University of Washington, Bothell
Partha Chatterjee, Professor of Anthropology and South Asian Studies, Columbia University
Indrani Chatterjee Professor of History and South Asian Studies, University of Texas, Austin
Swati Chattopadhyay Professor History of Art and Architecture, University of California, Santa Barbara
Marty Chen, School of Public Policy, Harvard Kennedy School and Affiliated Professor, Harvard Graduate School of Design
Rohit Chopra, Associate Professor of Communication, Santa Clara University
Elora Chowdhury Associate Professor & Chair, Women’s and Gender Studies, University of Massachusetts, Boston
E Valentine Daniel, Professor of Anthropology, Colombia University
Monisha Das Gupta, Associate Professor of Ethnic Studies and Women’s Studies, University of Hawaii, Manoa
Jigna Desai, Professor of Gender, Women, and Sexuality Studies, University of Minnesota
Pawan Dhingra, Professor of Sociology, Tufts University
Wendy Doniger, Professor of the History of Religions, University of Chicago
Richard Falk, Professor of International Law Emeritus, Princeton University
Bishnupriya Ghosh, Professor of English University of California, Santa Barbara
Huma Ahmed-Ghosh, Professor and Chair of Women’s Studies, San Diego State University
Durba Ghosh, Associate Professor of History, Cornell University
Sumanth Gopinath, Associate Professor of Music Theory, School of Music, University of Minnesota
Nitin Govil, Associate Professor of Cinema & Media Studies, University of Southern California
Paul Greenough, Professor of History and Community and Behavioral Health and Director, South Asian Studies Program, University of Iowa
Inderpal Grewal, Professor of South Asian Studies, Yale University
Sumit Guha, Frances Higginbotham Nalle Centennial Professor of History, University of Texas, Austin
Thomas Blom Hansen, Professor of Anthropology and Director of the Center for South Asia, Stanford University
Syed Akbar Hyder, Associate Professor of South Asian Studies, University of Texas, Austin
Nalini Iyer, Professor of English, Seattle University
Priya Jaikumar, Associate Professor of Cinema and Media Studies, University of Southern California
Pranav Jani, Associate Professor of English, Ohio State University
Sheila Jasanoff, Professor of Science and Technology Studies, Harvard University, John F Kennedy School of Government
Arun W Jones, Associate Professor, Candler School of Theology, Emory University
May Joseph, Professor of Social Science, Pratt Institute
Priya Joshi, Associate Professor of English and Associate Director, Center for the Humanities, Temple University
Sampath Kannan, Henry Salvatore Professor of Computer and Information Science, University of Pennsylvania
Suvir Kaul, A M Rosenthal Professor of English, University of Pennsylvania Waqas Khwaja, Professor of English, Agnes Scott College
Naveeda Khan, Associate Professor of Anthropology, Johns Hopkins University
Nyla Ali Khan, Visiting Professor of Women’s Studies, University of Oklahoma, Norman
Satish Kolluri, Associate Professor of Communications, Pace University
Ruby Lal, Professor of Middle East and South Asian Studies, Emory University
Sarah Lamb, Professor of Anthropology and Head of the Division of Social Sciences, Brandeis University; Co-Chair of South Asian Studies
Karen Leonard, Professor of Anthropology, Emeritus, University of California, Irvine
David Lelyveld, Professor of History, Emeritus, William Paterson University
Jinee Lokaneeta, Associate Professor of Political Science and International Relations, Drew University
Ania Loomba, Catherine Bryson Professor of English, University of Pennsylvania
David Ludden, Professor of History, New York University
Ritty Lukose, Associate Professor of Anthropology, Gender and Sexuality Studies, and South Asian Studies, the Gallatin School, New York University
Sudhir Mahadevan Assistant Professor of Film Studies, Comparative Literature, Cinema and Media, University of Washington, Seattle
Tayyab Mahmud, Professor of Law and Director, Center for Global Justice Seattle University School of Law
Sunaina Maira, Professor of Asian American Studies, University of California, Davis
Bakirathi Mani, Associate Professor of English Literature, Swarthmore College
Rebecca J. Manring, Associate Professor of India Studies and Religious Studies Indiana University-Bloomington
Monika Mehta, Associate Professor, Department of English, Binghamton University
Jisha Menon, Assistant Professor of Theatre and Performance Studies, Stanford University
Kalyani Devaki Menon, Associate Professor of Religious Studies, DePaul University
Sally Engle Merry, Silver Professor of Anthropology, New York University
Raza Mir, Professor of Management, Cotsakos College of Business, William Paterson University
Deepti Misri, Associate Professor of Women and Gender Studies University of Colorado, Boulder
Chandra Talpade Mohanty, Chair and Distinguished Professor of Women’s & Gender Studies, and Dean’s Professor of Humanities, Syracuse University
Satya P Mohanty, Professor of English, Cornell University
Megan Moodie, Associate Professor of Anthropology, University of California, Santa Cruz
Projit B Mukharji, Martin Meyerson Assistant Professor in Interdisciplinary Studies, History & Sociology of Science, University of Pennsylvania
Madhavi Murty, Assistant Professor of Feminist Studies, University of California, Santa Cruz
Vijaya Nagarajan, Associate Professor of Theology & Religious Studies, Program in Environmental Studies, University of San Francisco
Gyanendra Pandey, Arts and Sciences Distinguished Professor of History, Emory University
Carla Petievich, Visiting Professor of South Asian Studies, University of Texas, Austin
Sheldon Pollock, Professor of South Asian Studies, Columbia University Kavita Philip, Associate Professor of History, University of California, Irvine
Vijay Prashad, George and Martha Kellner Chair of South Asian History, Trinity College
Jasbir K Puar, Associate Professor of Women’s and Gender Studies, Rutgers University
Balakrishnan Rajagopal, Professor of Law and Development, Department of Urban Studies and Planning, Massachusetts Institute of Technology
R Radhakrishnan, Chancellor’s Professor of English and Comparative Literature, University of California, Irvine
Gloria Raheja, Professor of Anthropology, University of Minnesota
Junaid Rana, Associate Professor of Asian American Studies, University of Illinois, Champaign-Urbana
Anupama Rao, Professor of Anthropology, Barnard College
Velcheru Narayana Rao, Distinguished Visiting Professor of Middle Eastern and South Asian Studies, Emory University
Kasturi Ray, Associate Professor of Women and Gender Studies/Co-Director, South Asian Studies, San Francisco State University
M V Ramana, Program on Science and Global Security, Princeton University Sumathi Ramaswamy, Professor of History, Duke University
Chandan Reddy, Associate Professor of English, University of Washington, Seattle
Gayatri Reddy, Associate Professor of Women’s Studies, University of Illinois, Chicago
Parama Roy, Professor of English, University of California, Davis
Sharmila Rudrappa, Associate Professor of Sociology, University of Texas at Austin
G S Sahota, Assistant Professor of Literature, University of California, Santa Cruz
Yasmin Saikia, Hardt-Nickachos Chair in Peace Studies & Professor of History, Center for the Study of Religion and Conflict, Arizona State University
Arun Saldanha, Associate Professor of Geography, Environment and Society University of Minnesota
Juned Shaikh, Assistant Professor of History, University of California, Santa Cruz
Nitasha Tamar Sharma, Charles Deering McCormick Professor of Teaching Excellence and Associate Professor of African American Studies and Asian American Studies, Northwestern University
Elora Shehabuddin, Associate Professor of Humanities and Political Science, Rice University
Bhaskar Sarkar, Associate Professor of Film and Media Studies, University of California, Santa Barbara
Priya Satia, Associate Professor of History, Stanford University
Aradhana Sharma, Associate Professor of Anthropology, Wesleyan University
Snehal Shinghavi, Associate Professor of English and South Asian Studies, University of Texas, Austin
Ajay Skaria, Professor of History, University of Minnesota
Shalini Shankar, Chair and Associate Professor of Asian American Studies, Northwestern University
S Shankar, Professor of English, University of Hawai’i at Mānoa Amritjit Singh, Langston Hughes Professor of English, Ohio University
Mytheli Sreenivas, Associate Professor of History and Women’s, Gender, and Sexuality Studies, Ohio State University
Rajini Srikanth, Professor, English, University of Massachusetts Boston Nidhi Srinivas, Associate Professor of Nonprofit Management, The New School
Ajantha Subramanian, Professor of Anthropology and South Asian Studies, Harvard University
Banu Subramaniam, Professor, Women, Gender, Sexuality Studies, University of Massachusetts, Amherst
Kaushik Sunder Rajan, Associate Professor of Anthropology, University of Chicago
Raja Swamy, Assistant Professor of Anthropology, University of Tennessee Tariq Thachil, Assistant Professor of Political Science, Yale University
Ashwini Tambe, Associate Professor of Women’s Studies, University of Maryland, College-Park
Vamsi Vakulabharanam, Associate Professor of Economics, University of Massachusetts, Amherst
Jyotnsa Vaid, Professor of Psychology, Texas A&M University
Sylvia Vatuk, Professor of Anthropology, Emeritus, University of Illinois, Chicago
Kamala Visweswaran, Professor of Ethnic Studies, University of California, San Diego
Kalindi Vora, Associate Professor of Ethnic Studies, University of California, San Diego
Bonnie Zare, Professor of Gender & Women’s Studies, University of Wyoming
Tags: Digital India, Edward Snowden, Gujurat, India, Narednra Modi, Silicon Valley, The Orwellian State
After 70 Years: The UN Falls Short, and Yet..
8 Oct(Prefatory Note: A shorter somewhat modified version of this post was published in Al Jazeera Turka, but only in Turkish translation. The thesis set forth is that the UN has disappointed the expectations of those who took seriously its original promise of war prevention, but that it has over its lifetime done many things that need doing in the world. It also provided a meeting place for all governments, and has developed the best networking sites for all those concerned with the state of the world and what can be done by way of improvement. The UN System faces an important test in the upcoming UN Climate Change Conference to be held in Paris at the end of November. The event is billed as the make or break session for the governments of the world to agree finally to serve the human interest by establishing a strong enough framework of constraint governing the release of greenhouse gasses that will satisfy the scientific consensus that global warming will not eventuate in human disaster. If Paris is generally regarded as successful, the UN stock will rise steeply, but if it should fail, then its stature and role of the Organization could become even more marginalized. Either way, it is important to appreciate that the UN as of 2015 is a very different kind of political actor than when it was founded in 1945, disappointing to those who hoped for permanent peace and some justice, while pleasing to those who sought from the outset a wider global agenda for the Organization and felt that its best contributions would likely be in a wide range of practical concerns where the interests of major political actors more or less overlap.]
After 70 Years: The UN Falls Short, and Yet..
When the UN was established in the aftermath of the Second World War hopes were high that this new world organization would be a major force in world politics, and fulfill its Preamble pledge to prevent future wars. Seventy years later the UN disappoints many, and bores even more, appearing to be nothing more that a gathering place for the politically powerful. I think such a negative image has taken hold because the UN these days seems more than ever like a spectator than a political actor in the several crises that dominate the current agenda of global politics. This impression of paralysis and impotence has risen to new heights in recent years.
When we consider the waves of migrants fleeing war torn countries in the Middle East and Africa or four years of devastating civil war in Syria or 68 years of failure to find a solution for the Israel/Palestine conflict or the inability to shape a treaty to rid the world of nuclear weapons, and on and on, it becomes clear that the UN is not living up to the expectations created by its own Charter and the fervent hopes of people around the world yearning for peace and justice.
The UN itself seems unreformable, unable to adapt its structures and operations to changes in the global setting. The Security Council’s five permanent members are still the five winners in World War II, taking no account of the rise of India, Brazil, Indonesia, Nigeria or even the European Union. Despite globalization and the transnational rise of civil society, states and only states are eligible for UN membership and meaningful participation in the multifold operations of the Organization.
How can we explain this disappointment? We must at the outset acknowledge that the high hopes attached to the UN early on were never realistic. After all, the Charter itself acknowledged the geopolitical major premise, which is the radical inequality of sovereign states when it comes to power and wealth. Five permanent seats in the Security Council were set aside for these actors that seemed dominant in 1945. More importantly, they were given an unrestricted right to veto any decision that went against their interests or values, or those of its allies and friends. In effect, the constitution of the Organization endowed the potentially most dangerous states in the world, at least as measured by war making capabilities, with the option of being exempt from UN authority and international law.
Such an architectural feature of the UN was not a quixotic oversight of the founders. It was a deliberate step taken to overcome what perceived to be a weakness of the League of Nations established after World War I, which did look upon the equality of sovereign states as the unchallengeable constitutional foundation of an organization dedicated to preserving international peace. The experience of the League was interpreted as discouraging the most powerful states from meaningful participation (and in the case of the United States, from any participation at all) precisely because their geopolitical role was not taken into account.
In practice over the life of the UN, the veto has had a crippling political effect as it has meant that the UN cannot make any strong response unless the permanent five (P5) agree, which as we have learned during the Cold War and even since, is not very often. There is little doubt that without the veto possessed by Russia the UN would have been far more assertive in relation to the Syrian catastrophe, and not found itself confined to offering its good offices to a regime in Damascus that never seemed sincere about ending the violence or finding a political solution except on its own harsh terms of all out defeat of its adversaries.
Of course, the General Assembly, which brings all 194 member states together, supposedly has the authority to make recommendations, and act when the Security Council is blocked. It has not worked out that way. After the General Assembly flexed its muscles in the early 1970s emboldened by the outcome of the main colonial wars geopolitics took over. The GA became a venue controlled by the non-aligned movement, and in 1974 when it found backing for the Declaration of a New International Economic Order the writing was on the wall. The larger capitalist states fought back, and were able to pull enough strings to ensure that almost all authority to take action became concentrated in the Security Council. The Soviet Union went along, worried about political majorities against its interests, and comfortable with the availability of the veto as needed. The General Assembly has been since mainly relegated to serving the world as a talk shop, and is hardly noticed when it comes to crisis management or lawmaking. Despite this development the GA is still relevant to the formation of world public opinion. Its Autumn session provides the leaders of the world with the most influential lectern at which to express their worldview and recommendations for the future. Even Pope Francis took advantage of such an influential platform on which to articulate his concerns, hopes, and prescriptions.
There is an additional fundamental explanation of why the UN cannot do more in response to the global crises that are bringing such widespread human suffering to many peoples in the world. The UN was constructed on the basis of mutual and legally unconditional respect for the territorial sovereignty of its members. The Charter itself in Article 2(7) prohibits the UN from intervening in matters that are essentially internal to a state, such as strife, insurgency, abridgement of human rights, and even civil war. Such an insulation of domestic strife runs counter to the practice of intervention by geopolitical actors, and in this respect gives the UN framework a legalistic character that is not descriptive of the manner in which world politics operates.
True, when the political winds blow strongly in certain threatening directions as was the case in relation to Serbian behavior in Kosovo that seemed to be on the verge of repeating the Srebrenica massacre of 1995, NATO effectively intervened but without the blessings of the UN, and hence in violation of international law. Then again in Libya the Security Council actually gave its approval for a limited intervention in the form of a no-fly-zone to avoid a humanitarian catastrophe befalling the besieged inhabitants of Benghazi. In that setting, the SC relying on the new norm of ‘responsibility-to-protect’ or R2P to justify its use of force. When NATO immediately converted this limited UN mandate into a regime-changing intervention that led to the execution of Qaddafi and the replacement of the Libyan government it was clear that the R2P argument acted as little more than a pretext to pursue a more ambitious, yet legally dubious and politically unacceptable, Western agenda in the country. R2P diplomacy has been further discredited by the failure to offer UN protection in the extreme circumstances of Palestine, Syria, and now Yemen.
Not surprisingly, Russia and China that had been persuaded by Western powers in 2011 to go along with the establishment of a no-fly-zone to protect Benghazi felt deceived and manipulated. These governments lost their trust in the capacity of the Security Council to set limits that would be respected once a decision was reached. This is part of the story of why the UN has been gridlocked when it came to Syria, and why R2P has been kept on the diplomatic shelf. The Security Council to be able to overcome the veto depends upon trust among the P5 sufficient to achieve a consensus, which was badly betrayed by what NATO did in Libya. Human rights advocates have long put forward the idea that the P5 agree informally or by formal resolution to forego the use of the veto in devising responses to mass atrocities, but so far, there has been little resonance. Similarly, sensible proposals to establish an UN Peace Force that could respond quickly to natural and humanitarian catastrophes on the originating initiative of the UN Secretary General have also not found much political resonance over the years. It would seem that the P5 are unwilling to relax their grip on the geopolitical reins on UN authority established in the very different world situation that existed in 1945.
Kosovo showed that, at times, humanitarian pressures (when reinforcing dominant geopolitical interests) induce states to act outside the UN framework, while Libya illustrates the long term weakening of UN capacity and legitimacy by manipulating the debate to gain support of skeptical states for intervention in an immediate war/peace and human rights situation. The hypocrisy of the R2P diplomacy by the failure to make a protective response of any kind to the acute vulnerability of such abused minorities as the Uighurs in Xinjiang Province of China, the Rohingya in Rankhine State of Myanmar, and of course the Palestinians of Palestine. There are, of course, many other victimized groups whose rights are trampled upon by the state apparatus of control that for UN purposes is treated as their sole and unreviewable legal protector.
In the end, what this pattern adds up to is a clear demonstration of the persisting primacy of geopolitics within the UN. When the P5 agree, the UN can generally do whatever the consensus mandates, although it technically requires additional support from non-permanent members of the SC. If there is no agreement, then the UN is paralyzed when it comes to action, and geopolitical actors have a political option of acting unlawfully, that is, without obtaining prior authority from the Security Council and in contravention of international law. This happened in 2003 when the U.S. Government failed to gain support from the SC for its proposed military attack upon Iraq, and went ahead anyway, with disastrous results for itself, and even more so for the Iraqi people.
It is helpful to appreciate that disappointment with the role of the UN is usually less the fault of the Organization than of the behavior of the geopolitical heavyweights. If we want a stronger UN then it will be necessary to constrain geopolitics, and make all states, including the P5 subject to the restraints of international law and sensitive to moral imperatives.
Another kind of UN reform that should have been achieved decades ago is to make the P5 into the P8 or P9 by enlarging permanent membership to include a member from Asia (additional to China), Africa, and Latin America. This would give the Security Council and the UN more legitimacy in a post-colonial world where shifts in the global balance are still suppressed.
Along with the above explanation of public disappointment, there are also many reasons to be grateful for the existence of the UN and to be thankful that despite the many conflicts in the world during its lifetime every state in the world has wanted to become a member, and none have exhibited their displeasure with UN policies to leave the Organization. Given the intensity of conflict in the world, sustaining this universality is itself a remarkable achievement. It perhaps expresses the unanticipated significance of the UN as the most influential and versatile hub for global communications.
There are other major UN contributions to human wellbeing. The UN has been principally responsible for the rise of human rights and environmental protection, and has done much to improve global health, preserve cultural heritage, protect children, and inform us about the hazards of ignoring climate change.
We could live better with a stronger UN, but we would be far worse off if the UN didn’t exist or collapsed. The only constructive approach is to do our best in the years ahead to make the UN more effective, less victimized by geopolitical maneuvering, and more attuned to achieving humane global governance.
Tags: Climate change, international law, P5, Palestine, Syria, UN, UN Future, Veto Power